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Form D · on the record

CASI Pharmaceuticals — $5M Form D filing, January 2026

CASI Pharmaceuticals, Inc. filed a Form D with the Securities and Exchange Commission on 2026-01-28.

CASI Pharmaceuticals, Inc. filed a Form D notice of an exempt securities offering with the SEC on January 28, 2026. The filing reports $5M sold. Its industry group is Pharmaceuticals. It names Wei-Wu He (Director), Zhenbo Su (Director), Thomas Folinsbee (Director) (SEC Form D, January 28, 2026).

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CASI Pharmaceuticals, Inc.

New Form D on file · 2026-01-28 · the record

$5M
raise on the record
D
filing
1
investors in
CHINA
based
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What the record says

FilingForm D
Filed2026-01-28
Industry groupPharmaceuticals
Entity typeOther
Incorporated inCAYMAN ISLANDS
Year formed2023
BasedBEIJING, CHINA
CIK1962738
Accession0001962738-26-000001

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What the filing shows about CASI Pharmaceuticals, Inc.

  • 1 investor had already put money in when it filed.
  • The filing names 14 people as officers, directors or promoters.

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What the filing says

  • Offered: $5,000,000. Sold: $5,000,000. Left to sell: nothing, all of it is sold. (filing)
  • Investors: 1 had already invested. (filing)
  • Date of first sale: December 27, 2025. (filing)
  • Types of securities: Debt; Options, warrants or other rights to acquire another security; Securities to be acquired on exercise of an option, warrant or other right. (filing)
  • Item 16: the filing reports that none of the proceeds goes to executive officers, directors or promoters. (filing)

This is the company's own disclosure. A payment disclosed on a Form D is a disclosed use of proceeds, not a finding of wrongdoing.

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Filing history · 5 filings on this registrant
Form D · 2024-07-15 · $15MForm D · 2026-01-28 · $5MForm D · 2026-01-28 · $5M · this pageForm D · 2026-02-26 · $5MForm D · 2026-04-28 · $5M 2024-07-15 2026-04-28

Each marker is one filing. The larger marker is the filing this page is about.

Pharmaceuticals · by week
This raise, $5M, filed week of Jan 26

Trailing twelve months. 157 filings in Pharmaceuticals, totalled by week. The dot is this raise, $5M, on the same scale — one filing against the whole group's total, so it sits low by construction.

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What the filing shows about CASI Pharmaceuticals, Inc.

  • 1 investor had already put money in when it filed.
  • The filing names 14 people as officers, directors or promoters.

Only in the Full Report: Who Runs It, And How To Reach Them · Warning Bells · Who Pays Them, And Who They Are Up Against.

Example from a real report (our sample on Target): “Target eliminated approximately 1,800 corporate positions, with around 1,000 employees receiving layoff notices and the remainder accounted for by eliminating open roles.” Source: NBC News

A Full Report on CASI Pharmaceuticals, Inc.: verified, sourced, every claim cited, ready in a few minutes. See pricing.

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  1. The Short Answer

  2. Which Company This Is

  3. What They Do, And How The Money Works

  4. Who Runs It, And How To Reach Them

  5. The Money: Funding, Valuation, Runway

  6. Who Pays Them, And Who They Are Up Against

  7. Warning Bells

  8. Sources

    1 cited source found

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CASI Pharmaceuticals, Inc.: Raised $5M, Form D filed 2026-01-28

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Permanent URL: https://mentionfox.com/funding/casi-pharmaceuticals-inc-form-d-26000006
Last updated 2026-10-25
Primary record: SEC filing 1 · SEC filing 2
CASI Pharmaceuticals raised $5M — SEC Form D filing, January 2026. MentionFox, 2026-10-25. https://mentionfox.com/funding/casi-pharmaceuticals-inc-form-d-26000006