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Form D · on the record

Alume Biosciences Inc — $2.16M Form D filing, April 2026

Alume Biosciences Inc filed an amended Form D with the Securities and Exchange Commission on 2026-04-06.

Alume Biosciences Inc filed an amended Form D notice of an exempt securities offering with the SEC on April 6, 2026. The filing reports $2.16M sold. Its industry group is Biotechnology. It names Quyen Nguyen (Executive Officer, Director), Brett Berman (Executive Officer, Director), Dan Bradbury (Director) (SEC Form D/A, April 6, 2026).

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Alume Biosciences Inc

New Form D on file · 2026-04-06 · the record

$2.16M
raise on the record
D/A
filing
4
investors in
CALIFORNIA
based
Open the record →

What the record says

FilingForm D/A (amended)
Filed2026-04-06
Industry groupBiotechnology
Entity typeCorporation
Incorporated inDELAWARE
BasedLA JOLLA, CALIFORNIA
CIK1782348
Accession0001782348-26-000006

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Biotechnology raises by companies based in California, filed in April 2026, largest first.

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What the filing shows about Alume Biosciences Inc

  • 4 investors had already put money in when it filed.
  • The filing names 8 people as officers, directors or promoters.

Only in the Full Report: Who Runs It, And How To Reach Them · Warning Bells · Who Pays Them, And Who They Are Up Against.

Example from a real report (our sample on Target): “The Q2 2026 earnings report, published August 19, 2026, showed adjusted EPS of $2.46 against an expected $2.33” Source: CNBC

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Who the filing names, and in what role

The filing gives Alume Biosciences Inc's address as 2223 Avenida De La Playa, Suite 205, La Jolla, CA 92037.

Amended on 2026-05-08: the amount sold changed from $110,000 to $2,160,000; the number of investors changed from 2 to 4. Figures on this page are from the amendment. Amended filing · Original filing

What the filing says

  • Offered: $8,000,000. Sold: $2,160,000. Left to sell: $5,840,000. (filing)
  • Investors: 4 had already invested. (filing)
  • Date of first sale: March 24, 2026. (filing)
  • Types of securities: Options, warrants or other rights to acquire another security; Securities to be acquired on exercise of an option, warrant or other right; Other: Simple Agreement for Future Equity. (filing)
  • Item 16: the filing reports that none of the proceeds goes to executive officers, directors or promoters. (filing)

This is the company's own disclosure. A payment disclosed on a Form D is a disclosed use of proceeds, not a finding of wrongdoing.

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Is Alume Biosciences Inc a real, registered company?

Alume Biosciences Inc is a registered filer with the SEC (CIK 1782348) and has filed since 2023-01-09. 3 filings are on record, the latest on 2026-04-06.

A filing shows the company exists and what it reports about itself. It is not an audit or a rating.

Who runs Alume Biosciences Inc?

Alume Biosciences Inc's Form D of 2026-04-06 names Quyen Nguyen, Brett Berman, Dan Bradbury and 5 more as its officers, directors or promoters.

How much has Alume Biosciences Inc raised?

Its new offerings report $15.93M sold across 3 offerings, as its own filings state.

Filing history · 8 filings on this registrant
Form D · 2023-01-09 · $12.76MForm D · 2025-10-31 · $3.06MForm D/A, amended · 2025-11-12 · $3.61MForm D/A, amended · 2025-12-31 · $5.32MForm D/A, amended · 2026-01-30 · $5.97MForm D/A, amended · 2026-02-19 · $6.85MForm D · 2026-04-06 · $110K · this pageForm D/A, amended · 2026-05-08 · $2.16M 2023-01-09 2026-05-08

A hollow marker is an amendment (Form D/A); a solid one is an original Form D. The larger marker is the filing this page is about.

Biotechnology · by week
This raise, $2.16M, filed week of Apr 6

Trailing twelve months. 766 filings in Biotechnology, totalled by week. The dot is this raise, $2.16M, on the same scale — one filing against the whole group's total, so it sits low by construction.

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What the filing shows about Alume Biosciences Inc

  • 4 investors had already put money in when it filed.
  • The filing names 8 people as officers, directors or promoters.

Only in the Full Report: Who Runs It, And How To Reach Them · Warning Bells · Who Pays Them, And Who They Are Up Against.

Example from a real report (our sample on Target): “The Q2 2026 earnings report, published August 19, 2026, showed adjusted EPS of $2.46 against an expected $2.33” Source: CNBC

A Full Report on Alume Biosciences Inc: verified, sourced, every claim cited, ready in a few minutes. See pricing.

What the Full Report on Alume Biosciences Inc covers

  1. The Short Answer

  2. Which Company This Is

  3. What They Do, And How The Money Works

  4. Who Runs It, And How To Reach Them

  5. The Money: Funding, Valuation, Runway

  6. Who Pays Them, And Who They Are Up Against

  7. Warning Bells

  8. Sources

    3 cited sources found

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First screen of a real sample Full Report on EchoStar: the verdict, 17 sections, 63 cited sources, built 2026-10-21A real finished report, first screen. Opens in a new tab.

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Sourced from the filing index on sec.gov, and from the company's own site, read directly on 2026-09-26 (alumebiosciences.com).

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Alume Biosciences Inc: Raised $110K, Form D filed 2026-04-06
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Permanent URL: https://mentionfox.com/funding/alume-biosciences-inc-form-d-26000001
Last updated 2026-10-24
Primary record: SEC filing 1 · SEC filing 2 · SEC filing 3
Alume Biosciences Inc raised $2.16M — SEC Form D filing, April 2026. MentionFox, 2026-10-24. https://mentionfox.com/funding/alume-biosciences-inc-form-d-26000001