AETHLON MEDICAL INC filed a Form D with the Securities and Exchange Commission on 2025-12-23.
AETHLON MEDICAL INC filed a Form D notice of an exempt securities offering with the SEC on December 23, 2025. The filing reports $2.15M sold. Its industry group is Biotechnology. It names James Frakes (Executive Officer, Director), Edward Broenniman (Director), Angela Rossetti (Director) (SEC Form D, December 23, 2025).
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New Form D on file · 2025-12-23 · the record
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Biotechnology raises by companies based in California, filed in December 2025, largest first.
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What the filing shows about AETHLON MEDICAL INC
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This is the company's own disclosure. A payment disclosed on a Form D is a disclosed use of proceeds, not a finding of wrongdoing.
Trailing twelve months. 759 filings in Biotechnology, totalled by week. The dot is this raise, $2.15M, on the same scale — one filing against the whole group's total, so it sits low by construction.
James Frakes is named as Executive Officer and Director on the Form D that AETHLON MEDICAL INC filed with the SEC on 23 December 2025, one of 5 people that filing names.
Edward Broenniman is named as Director on the Form D that AETHLON MEDICAL INC filed with the SEC on 23 December 2025, one of 5 people that filing names.
Angela Rossetti is named as Director on the Form D that AETHLON MEDICAL INC filed with the SEC on 23 December 2025, one of 5 people that filing names.
Chetan Shah, M.D. is named as Director on the Form D that AETHLON MEDICAL INC filed with the SEC on 23 December 2025, one of 5 people that filing names.
Nicolas Gikakis is named as Director on the Form D that AETHLON MEDICAL INC filed with the SEC on 23 December 2025, one of 5 people that filing names.
5 people named on the filing — 1 holding an executive role and 4 as directors only.
Named as of the 2025-12-23 filing. Titles and locations are exactly as the filing states — not independently confirmed elsewhere.
No investor is drawn from a Form D — the form states how many invested and never who.
What the filing shows about AETHLON MEDICAL INC
Only in the Full Report: Who Runs It, And How To Reach Them · Warning Bells · Who Pays Them, And Who They Are Up Against.
Example from a real report (our sample on Target): “In March 2026, Target announced a planned incremental $1 billion operating investment” Source: Target Corporation (press release)
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