As of November 6, 2026, Horizon Technology Finance Corp has reported one leadership change filing to the SEC under Item 5.02 of Form 8-K, on April 14, 2026, naming 1 appointment. The latest filing names Thomas Allison, appointed (Form 8-K, April 14, 2026).
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Horizon Technology Finance Corp reported a change among its directors and officers to the SEC on Form 8-K, Item 5.02, on 2026-04-14. It names 1 person. Every row below is cited to the filing it comes from, and this page adds each new change as Horizon Technology Finance Corp files it.
Also on the record for Horizon Technology Finance Corp
| Date | Record | Figure | Our page | Source |
|---|---|---|---|---|
| April 14, 2026 | Acquired Monroe Capital Corporation | $141M | Acquisition | Source |
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More on Horizon Technology Finance Corp and the records around it.
Horizon Technology Finance Corp elsewhere on the record
- Acquisition Apr 2026
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Timeline
| Filed | In / out | Person | Role | Effective | Source |
|---|---|---|---|---|---|
| 2026-04-14 | In | 8-K, 2026-04-14 |
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Find candidates like senior executive at Horizon Technology Finance CorpEvery change, in the filing's words
Appointed: Thomas Allison
The Company expects that Mr. Allison will be appointed to serve on each standing committee of the Board.
- Resignation of Certain Directors On April 13, 2026, each of James Bottiglieri, Edward Mahoney, Robert Pomeroy, Elaine Sarsynski and Joseph Savage submitted their resignations from the Company's Board of Directors (the "Board"), effective as of the Effective Time.
- Immediately thereafter, pursuant to Board approval, the size of the Board was reduced to four directors.
- Mr. Allison was previously elected to serve on the Board, subject to the closing of the Mergers, by the Company's stockholders at its special meeting of stockholders held on March 13, 2026.
- The Nominating and Corporate Governance Committee of the Board has determined that Mr. Allison is not an "interested person," as defined in Section 2(a)(19) of the 1940 Act, of the Company, is an "independent director" as defined in Rule 5602(a)(2) of the Nasdaq listing rules and meets the independence requirements of Section 10A of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
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Where this comes from
A public company must file a current report on Form 8-K with the SEC within four business days when a director leaves or is elected, or when its chief executive, chief financial, chief accounting or chief operating officer, or another named executive, departs or is appointed. That disclosure goes under Item 5.02 of the report.
Every change on this page is taken from one of those filings and quoted in the company's own words, with a link to the filing, so it can be checked at the source. Where a filing names the person, the role and the date a change takes effect, they are shown beside the quote. Where it does not, the quote stands on its own. A filing states what changed; it rarely states why, and neither does this page.