As of November 6, 2026, ESG Inc. has reported 2 leadership change filings to the SEC under Item 5.02 of Form 8-K, from April 3, 2026 to May 27, 2026, naming 2 appointments and 2 departures. The latest filing names Joseph F. Rossetti, leaving (Form 8-K, May 27, 2026).
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ESG Inc. reported changes in 2 filings among its directors and officers to the SEC on Form 8-K, Item 5.02, from 2026-04-03 to 2026-05-27. They name 3 people, with 2 appointments and 2 departures. Every row below is cited to the filing it comes from, and this page adds each new change as ESG Inc. files it.
Timeline
| Filed | In / out | Person | Role | Effective | Source |
|---|---|---|---|---|---|
| 2026-05-27 | Out | 8-K, 2026-05-27 | |||
| 2026-05-27 | In | 8-K, 2026-05-27 | |||
| 2026-04-03 | Out | 8-K, 2026-04-03 | |||
| 2026-04-03 | In | 8-K, 2026-04-03 |
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Departing: Joseph F. Rossetti
On May 21, 2026, Joseph F. Rossetti notified ESG Inc. (the "Company") of his resignation as a member of the Company's Board of Directors, effective immediately.
Appointed: Richard Xie
On May 21, 2026, the remaining members of the Board of Directors of the Company appointed Richard Xie to the Company's Board of Directors, effective immediately, to fill the vacancy created by Mr. Rossetti's resignation.
- Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers.
- Mr. Rossetti's resignation also included his resignation from all committees of the Board on which he served.
- Mr. Rossetti confirmed that his resignation was not the result of any disagreement with the Company on any matter relating to the Company's operations, policies, or practices.
- Mr. Xie, 55, has substantial experience in finance, fund management, corporate finance and investment management in both China and the United States.
- Mr. Xie currently serves as Chief Executive Officer of Kapital Max Inc. Mr. Xie previously served as an investment project manager at an investment management firm, where he managed and oversaw investment projects and contributed to the development of the company's asset portfolio.
- Mr. Xie also served as an executive officer of KM International, where he directed multiple companies through initial public offerings and OTC market upgrades and provided strategic guidance on corporate finance and investment management.
- Mr. Xie holds a Doctorate in Accounting from Jinan University and credentials as a Certified Chinese Tax Accountant and CFA charterholder.
- The Board of Directors determined that Mr. Xie qualifies as an independent director under the applicable standards of the OTCQB Market.
Departing: J. Mark Hemmann
On March 31, 2026, J. Mark Hemmann notified ESG Inc. (the "Company") of his resignation as a member of the Company's Board of Directors, effective immediately.
Appointed: Joseph F. Rossetti
On April 1, 2026, the remaining members of the Board of Directors of the Company appointed Joseph F. Rossetti to the Company's Board of Directors, effective immediately, to fill the vacancy created by Mr. Hemmann's resignation.
- Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers.
- Mr. Hemmann's resignation also included his resignation from all committees of the Board on which he served.
- Mr. Hemmann stated that his resignation was not the result of any disagreement with the Company on any matter relating to the Company's operations, policies, or practices.
- Mr. Rossetti, 43, has over 15 years of experience in financial services, including institutional capital markets, investment banking advisory, and retail finance.
- Mr. Rossetti has been involved in a broad range of capital markets transactions, including initial public offerings, special purpose acquisition company transactions, private placements, and bridge financings.
- Throughout his career, Mr. Rossetti has advised companies across various stages of growth, with a focus on aligning financing strategies with operational objectives to support the achievement of key milestones and enhance enterprise value.
- He brings experience in both public and private markets, including transaction structuring, capital raising, and investor engagement.
- Since 2025, Mr. Rossetti has served as Principal and Direct Owner of HCC Securities Group, Inc. From 2021 to 2024, Mr. Rossetti served as Vice President of Institutional Sales at Spartan Capital Securities, LLC.
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Where this comes from
A public company must file a current report on Form 8-K with the SEC within four business days when a director leaves or is elected, or when its chief executive, chief financial, chief accounting or chief operating officer, or another named executive, departs or is appointed. That disclosure goes under Item 5.02 of the report.
Every change on this page is taken from one of those filings and quoted in the company's own words, with a link to the filing, so it can be checked at the source. Where a filing names the person, the role and the date a change takes effect, they are shown beside the quote. Where it does not, the quote stands on its own. A filing states what changed; it rarely states why, and neither does this page.