As of November 6, 2026, Ballston Spa Bancorp, Inc. has reported one leadership change filing to the SEC under Item 5.02 of Form 8-K, on April 1, 2026 (Form 8-K, April 1, 2026).
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Ballston Spa Bancorp, Inc. reported a change among its directors and officers to the SEC on Form 8-K, Item 5.02, on 2026-04-01. Every row below is cited to the filing it comes from, and this page adds each new change as Ballston Spa Bancorp, Inc. files it.
Timeline
| Filed | In / out | Person | Role | Effective | Source |
|---|---|---|---|---|---|
| 2026-04-01 | Reported | not named in the filing | 8-K, 2026-04-01 |
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Reported
The NBC Designated Directors have not been assigned to any Board Committees as of the Effective Time.
- In accordance with the terms of the Merger Agreement, as of the Effective Time, the number of directors that comprise the full board of directors of the Company (the "Board") was increased to thirteen (13), of which (i) nine (9) were directors of the Company immediately prior to the Effective Time and (ii) four (4) were directors of NBC immediately prior to the Effective Time (the "NBC Designated Directors"), specifically Aaron P. Flach, Carl A. Florio, Donald G. Persico and Joseph H. Warren.
- Director Compensation Each NBC Designated Director will be compensated for such service in accordance with the Company's non-employee director compensation program on the same basis as other non-employee directors.
- Additional Executive Appointments As previously disclosed, as of the Effective Time and pursuant to the Merger Agreement, (i) John Balli, currently President and Chief Executive Officer of NBC and NBC Bank, will become President of the Company and Senior Executive Leader of Ballston Spa National Bank, and (ii) Caitlin McCrea, currently Senior Vice President and Chief Financial Officer of NBC and NBC Bank, will become Senior Vice President of Finance and Treasurer of the Company and Ballston Spa National Bank.
- As previously disclosed, in connection with the Merger, Mr. Balli entered into an employment agreement with the Company which became effective at the Effective Time.
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Where this comes from
A public company must file a current report on Form 8-K with the SEC within four business days when a director leaves or is elected, or when its chief executive, chief financial, chief accounting or chief operating officer, or another named executive, departs or is appointed. That disclosure goes under Item 5.02 of the report.
Every change on this page is taken from one of those filings and quoted in the company's own words, with a link to the filing, so it can be checked at the source. Where a filing names the person, the role and the date a change takes effect, they are shown beside the quote. Where it does not, the quote stands on its own. A filing states what changed; it rarely states why, and neither does this page.