Tracy Liu was appointed Director of Axt Inc. As of November 10, 2026, Axt Inc has reported 2 leadership change filings to the SEC under Item 5.02 of Form 8-K, from June 22, 2026 to July 22, 2026, naming 1 appointment (Form 8-K, June 22, 2026).
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Axt Inc reported changes in 2 filings among its directors and officers to the SEC on Form 8-K, Item 5.02, from 2026-06-22 to 2026-07-22. They name 1 person. Every row below is cited to the filing it comes from, and this page adds each new change as Axt Inc files it.
Also on the record for Axt Inc
| Date | Record | Figure | Our page | Source |
|---|---|---|---|---|
| November 9, 2026 | Stake report, Schedule 13G, by JANE STREET GROUP, LLC | 6.5% of the class | 5%+ stakes | Source |
| November 6, 2026 | Stake report, Schedule 13G/A, by JANE STREET GROUP, LLC | 4.2% of the class | 5%+ stakes | Source |
| October 5, 2026 | Stake report, Schedule 13G/A, by BlackRock, Inc. | 14.3% of the class | 5%+ stakes | Source |
| August 12, 2026 | Stake report, Schedule 13G/A, by JANE STREET GROUP, LLC | 6.7% of the class | 5%+ stakes | Source |
| July 27, 2026 | Stake report, Schedule 13G, by BlackRock, Inc. | 7.1% of the class | 5%+ stakes | Source |
| May 18, 2026 | Stake report, Schedule 13G, by E20 Capital Ltd | 5.5% of the class | 5%+ stakes | Source |
| May 8, 2026 | Stake report, Schedule 13G/A, by Wade Massad | 1.1% of the class | 5%+ stakes | Source |
| May 6, 2026 | Stake report, Schedule 13G, by Marex Securities Products Inc. | 7.2% of the class | 5%+ stakes | Source |
| April 29, 2026 | Stake report, Schedule 13G, by JANE STREET GROUP, LLC | 5.1% of the class | 5%+ stakes | Source |
| April 29, 2026 | Stake report, Schedule 13G/A, by JANE STREET GROUP, LLC | 7.5% of the class | 5%+ stakes | Source |
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More on Axt Inc and the records around it.
Axt Inc elsewhere on the record
- 5%+ stake filings Nov 2026
- Who owns it
Companies that share a holder
- Cleveland Capital Management, L.L.C. also filed stake reports on 2 other companies: Flux Power Holdings, Inc. (Jul 2026), VIRCO MFG CORPORATION (Jul 2026)
- Marex Securities Products Inc. also filed stake reports on 5 other companies: POET TECHNOLOGIES INC. (May 2026), APPLIED OPTOELECTRONICS, INC. (May 2026), UPEXI, INC. (Jan 2026)
- JANE STREET GROUP, LLC also filed stake reports on 73 other companies: BIOVIE INC. (Nov 2026), Bitdeer Technologies Group (Nov 2026), Bloom Energy Corp (Nov 2026)
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Timeline
| Filed | In / out | Person | Role | Effective | Source |
|---|---|---|---|---|---|
| 2026-07-22 | Reported | not named in the filing | 8-K, 2026-07-22 | ||
| 2026-06-22 | In | Director | 8-K, 2026-06-22 |
Who leads Axt Inc, as last reported?
For each role that changed in the filings below, the most recent change reported. A role that did not change in these filings is not listed.
- Director: Tracy Liu, appointed (filed 2026-06-22).
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Find candidates like Director at Axt IncEvery change, in the filing's words
Reported
Immediately thereafter, the Board elected Jia-Bin Duh to the Board as a Class III Director and independent director, effective immediately.
- (d) On July 16, 2026, the Board of Directors (the "Board") of AXT, Inc. (the "Company") increased the number of directors on the Board from five (5) to six (6).
- Mr. Duh's term will expire at the Company's annual meeting of stockholders in 2028.
- Mr. Duh will also serve on the audit, compensation and nominating and corporate governance committees of the Board.
- Mr. Duh has more than 30 years of senior executive leadership and investor experience in the technology and consumer sectors in Greater China.
- He currently serves as Director of Primax Electronics Ltd. (TPE: 4915), a position he has held since 2021, where he also served as Chairman and Chief Executive Officer from 2023-2024.
- Mr. Duh has also served as Chairman of Mobinnova Corp. from 2006-2009.
- Throughout his career, Mr. Duh held top leadership positions at major multinational corporations including serving as President of Cisco Systems China from 1998 to 2005 and Corporate Vice President of Cisco Systems Inc., and as President of Microsoft China from 1993 to 1998.
Appointed: Tracy Liu, Director
Immediately thereafter, the Board elected Tracy Liu to the Board as a Class II Director and independent director, effective immediately.
- (d) On June 17, 2026, the Board of Directors (the "Board") of AXT, Inc. (the "Company") increased the number of directors on the Board from four (4) to five (5).
- Ms. Tracy Liu's term will expire at the Company's annual meeting of stockholders in 2028.
- Ms. Liu will also serve on the audit, compensation and nominating and corporate governance committees of the Board.
- Ms. Liu has more than 30 years of business advisory experience, tax strategy and accounting.
- She has served as Chief Executive Officer of HM CPA Services P.C., since 2024 and was the Managing Partner of H&M International Tax, LLP from 2020 to 2024.
- Ms. Liu also has served as an independent director and chair of the audit committee of ACM Research, Inc. (NASDAQ: ACMR) since 2016.
- Ms. Liu received a Bachelor of Science degree from Nankai University and a Master of Accounting and Tax degree from Golden Gate University, and she is a Certified Public Accountant and a member of the American Institute of Certified Public Accountants.
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Where this comes from
A public company must file a current report on Form 8-K with the SEC within four business days when a director leaves or is elected, or when its chief executive, chief financial, chief accounting or chief operating officer, or another named executive, departs or is appointed. That disclosure goes under Item 5.02 of the report.
Every change on this page is taken from one of those filings and quoted in the company's own words, with a link to the filing, so it can be checked at the source. Where a filing names the person, the role and the date a change takes effect, they are shown beside the quote. Where it does not, the quote stands on its own. A filing states what changed; it rarely states why, and neither does this page.