Upexi, Inc. has 18 Schedule 13D or 13G filings on record since 2025-07-11. 4 holders' latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.
Holders
| Holder | Percent | Shares | Latest | Event date |
|---|---|---|---|---|
| MMCAP International Inc. SPC | 9.99% | 6,276,777 | SCHEDULE 13G/A, 2026-02-13 | 2025-12-31 |
| Polar Asset Management Partners Inc. | 9.99% | 9,626,474 | SCHEDULE 13G/A, 2026-05-15 | 2026-03-31 |
| Hivemind Capital Partners, LLC | 9.99% | 8,928,365 | SCHEDULE 13G/A, 2026-08-14 | 2026-06-30 |
| Marex Securities Products Inc. | 5.2% | 3,297,966 | SCHEDULE 13G, 2026-01-08 | 2026-01-05 |
| Vanguard Capital Management | 3.89% | 2,739,596 | SCHEDULE 13G/A, 2026-07-31 | 2026-06-30 |
| CNC Inversiones Ltd. | 3.11% | 2,185,965 | SCHEDULE 13G/A, 2026-07-24 | 2026-03-31 |
| Kathmere Capital Management, LLC | 0.07% | 417,983 | SCHEDULE 13G/A, 2026-02-11 | 2025-09-30 |
| Attestor Value Master Fund LP | 0% | 0 | SCHEDULE 13G, 2025-10-16 | 2025-09-30 |
| Michael E. Novogratz | 0% | 0 | SCHEDULE 13G/A, 2025-08-05 | 2025-06-30 |
Timeline
| Filed | Holder | Percent | Filing |
|---|---|---|---|
| 2025-07-11 | Attestor Value Master Fund LP | 9% | SCHEDULE 13G |
| 2025-07-22 | MMCAP International Inc. SPC | 9.99% | SCHEDULE 13G |
| 2025-07-30 | Kathmere Capital Management, LLC | 0% | SCHEDULE 13G |
| 2025-08-05 | Michael E. Novogratz | 0% | SCHEDULE 13G/A |
| 2025-08-13 | CNC Inversiones Ltd. | 7.54% | SCHEDULE 13G/A |
| 2025-10-16 | Attestor Value Master Fund LP | 0% | SCHEDULE 13G |
| 2025-11-14 | CNC Inversiones Ltd. | 7.45% | SCHEDULE 13G/A |
| 2025-11-14 | Polar Asset Management Partners Inc. | 9.99% | SCHEDULE 13G |
| 2026-01-08 | Marex Securities Products Inc. | 5.2% | SCHEDULE 13G |
| 2026-02-11 | Kathmere Capital Management, LLC | 0.07% | SCHEDULE 13G/A |
| 2026-02-13 | MMCAP International Inc. SPC | 9.99% | SCHEDULE 13G/A |
| 2026-02-17 | Polar Asset Management Partners Inc. | 6.7% | SCHEDULE 13G/A |
| 2026-04-30 | Vanguard Capital Management | 5.34% | SCHEDULE 13G |
| 2026-05-15 | Polar Asset Management Partners Inc. | 9.99% | SCHEDULE 13G/A |
| 2026-07-24 | CNC Inversiones Ltd. | 3.11% | SCHEDULE 13G/A |
| 2026-07-31 | Vanguard Capital Management | 3.89% | SCHEDULE 13G/A |
| 2026-08-14 | Hivemind Capital Partners, LLC | 9.99% | SCHEDULE 13G |
| 2026-08-14 | Hivemind Capital Partners, LLC | 9.99% | SCHEDULE 13G/A |
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Where this comes from
Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.
Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.