As of November 6, 2026, XAI Octagon Floating Rate & Alternative Income Trust is a publicly traded company (NYSE: XFLT). Sun Life Assurance Co of Canada reports holding 65%, a majority of its shares. No bankruptcy or receivership appears in its SEC Form 8-K filings (Schedule 13G, November 5, 2025).
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Is XAI Octagon Floating Rate & Alternative Income Trust a real, registered company?
- XAI Octagon Floating Rate & Alternative Income Trust files with the SEC under CIK 1703079 (its SEC filings).
- Its shares are listed under the ticker XFLT on NYSE (SEC company record).
- Incorporated in Delaware; business address in Chicago, Illinois, as its SEC filings state.
- Court and bankruptcy records: see Before you sign or pay below.
Before you sign or pay
- Court and bankruptcy: No federal court case or bankruptcy filing found under XAI Octagon Floating Rate & Alternative Income Trust in our court records and SEC 8-K records (as of 2026-11-06).
- Ownership: 5%+ holders are reported on Schedule 13D or 13G; the latest names Sit Investment Associates, Inc. (filed 2026-01-06).
Who are XAI Octagon Floating Rate & Alternative Income Trust's owners and officers?
XAI Octagon Floating Rate & Alternative Income Trust: incorporated in Delaware; business address in Chicago, Illinois (Schedule 13G/A, 2026-05-05).
| Report | Holder | Share |
|---|---|---|
| Schedule 13G/A, 2026-05-05 | Sit Investment Associates, Inc. | 4.2% |
| Schedule 13G, 2026-01-06 | Sit Investment Associates, Inc. | 7.2% |
| Schedule 13G/A, 2025-11-07 | Karpus Management, Inc. | 0% |
| Schedule 13G, 2025-11-05 | Sun Life Assurance Co Of Canada | 65% |
| Schedule 13G, 2025-11-05 | Sun Life Assurance Co Of Canada | 65% |
Questions about who owns XAI Octagon Floating Rate & Alternative Income Trust
Who owns XAI Octagon Floating Rate & Alternative Income Trust?
On this page, one holder's latest ownership filing reports 5% or more of XAI Octagon Floating Rate & Alternative Income Trust: Sun Life Assurance Co Of Canada (65%, Schedule 13G, filed 2025-11-05).
When did Sun Life Assurance Co Of Canada buy into XAI Octagon Floating Rate & Alternative Income Trust?
The filings give report dates, not purchase dates. The earliest filing from Sun Life Assurance Co Of Canada on this page is the Schedule 13G, filed 2025-11-05, reporting 65%.
Is this an audit or a full list?
Neither. The ownership list on this page covers only Schedule 13D and 13G filings, which holders make once they own 5% or more of a class of shares (an amendment can report a stake that has since fallen below 5%); 5 such filings are shown here. It is not an audit and not a full cap table: holders who never reached 5% are not listed, and a stake can change after its latest filing.
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Example from a real report (our sample on Target): “The Q2 2026 earnings report, published August 19, 2026, showed adjusted EPS of $2.46 against an expected $2.33” Source: CNBC
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What the Full Report on XAI Octagon Floating Rate & Alternative Income Trust covers
The Short Answer
Which Company This Is
What They Do, And How The Money Works
Who Runs It, And How To Reach Them
The Money: Funding, Valuation, Runway
Who Pays Them, And Who They Are Up Against
Warning Bells
Sources
11 cited sources found
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Which insiders own XAI Octagon Floating Rate & Alternative Income Trust shares?
Directors, officers and holders of 10% or more report their shares on Forms 3, 4 and 5. Each line is the latest such report, largest holding first.
- , the chief executive and president: 571,210.24 shares, 544,856 held directly and 26,354.24 indirectly (Form 4, 2025-12-30).
- , the president: 123,171.94 shares, 115,357 held directly and 7,814.94 indirectly (Form 4, 2026-10-26).
- , the president: 46,708 shares (Form 4, 2025-12-30).
- Law Lauren Kristen: 20,000 shares (Form 4, 2025-10-27).
- , the secretary and chief legal officer: 11,490.52 shares (Form 4, 2025-12-30).
Shares only: the company's cover page does not give one share count for a single class, so no percentage is worked out.
How much has XAI Octagon Floating Rate & Alternative Income Trust raised?
No fundraising or offering filing from XAI Octagon Floating Rate & Alternative Income Trust is on file with us.
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More on XAI Octagon Floating Rate & Alternative Income Trust and the records around it.
XAI Octagon Floating Rate & Alternative Income Trust elsewhere on the record
- 5%+ stake filings May 2026
Companies that share a holder
- Sun Life Assurance Co of Canada also filed stake reports on 4 other companies: CION Ares Diversified Credit Fund (Nov 2026), Ares Dynamic Credit Allocation Fund, Inc. (Oct 2026), Crescent Private Credit Income Corp (Aug 2025)
- Sun Life Assurance Co of Canada also filed stake reports on 4 other companies: CION Ares Diversified Credit Fund (Nov 2026), Ares Dynamic Credit Allocation Fund, Inc. (Oct 2026), Crescent Private Credit Income Corp (Aug 2025)
- Sit Investment Associates, Inc. also filed stake reports on 67 other companies: TCW STRATEGIC INCOME FUND INC (Nov 2026), Western Asset Premier Bond Fund (Nov 2026), Blackstone Long-Short Credit Income Fund (Oct 2026)
Related pages
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https://mentionfox.com/who-owns/xai-octagon-floating-rate-and-alternative-income-trust