As of November 6, 2026, Patriot National Bancorp Inc. is a publicly traded company (Nasdaq: PNBK). The largest holder reporting an active stake on Schedule 13D is Steven Sugarman, the executive officer and a director, at 9.5%. No bankruptcy or receivership appears in its SEC Form 8-K filings. Passive holders reporting on Schedule 13G include Alon Abady (9.99%) (Schedule 13D/A, March 31, 2026).
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Is Patriot National Bancorp Inc. a real, registered company?
- Patriot National Bancorp Inc files with the SEC under CIK 1098146 (its SEC filings).
- Its shares are listed under the ticker PNBK on Nasdaq (SEC company record).
- Incorporated in Connecticut; business address in Stamford, Connecticut, as its SEC filings state.
- Court and bankruptcy records: see Before you sign or pay below.
Before you sign or pay
- Court and bankruptcy: No federal court case or bankruptcy filing found under PATRIOT NATIONAL BANCORP INC in our court records and SEC 8-K records (as of 2026-11-06).
- Leadership changes: the latest reported is Ida Liu, Director (Form 8-K filed 2026-04-08). Check you are dealing with the people now in charge.
- Ownership: 5%+ holders are reported on Schedule 13D or 13G; the latest names Alon Abady (filed 2026-06-10).
Who are Patriot National Bancorp Inc.'s owners and officers?
Patriot National Bancorp Inc.: incorporated in Connecticut; business address in Stamford, Connecticut; industry National Commercial Banks (Form D, 2026-10-01).
Officers and directors, each with the role and the filing that names them:
- : Executive Officer, Director (Form D, 2026-10-01)
- : Executive Officer, Director (Form D, 2026-10-01)
- : Director (Form D, 2026-10-01)
- : Director (Form D, 2026-10-01)
- : Director (Form D, 2026-10-01)
- : Director (Form D, 2026-10-01)
- : Director (Form D, 2026-10-01)
| Report | Holder | Share |
|---|---|---|
| Schedule 13G, 2026-06-10 | Alon Abady | 9.99% |
| Schedule 13D/A, 2026-03-31 | Sugarman Steven | 9.5% |
| Schedule 13D/A, 2025-10-23 | Sugarman Steven | 7.8% |
| Schedule 13G/A, 2025-09-15 | Lmi Partners, LLC | 0.25% |
| Schedule 13D/A, 2025-07-08 | Sugarman Steven | 8.3% |
Questions about who owns Patriot National Bancorp Inc.
Who owns Patriot National Bancorp Inc.?
On this page, 2 holders' latest ownership filings report 5% or more of Patriot National Bancorp Inc.: Alon Abady (9.99%, Schedule 13G, filed 2026-06-10) and Sugarman Steven (9.5%, Schedule 13D/A, filed 2026-03-31).
Who are the largest shareholders of Patriot National Bancorp Inc.?
By the share each holder's latest filing reports, the largest holders of Patriot National Bancorp Inc. on this page are Alon Abady (9.99%) and Sugarman Steven (9.5%).
When did Alon Abady buy into Patriot National Bancorp Inc.?
The filings give report dates, not purchase dates. The earliest filing from Alon Abady on this page is the Schedule 13G, filed 2026-06-10, reporting 9.99%.
Is this an audit or a full list?
Neither. The ownership list on this page covers only Schedule 13D and 13G filings, which holders make once they own 5% or more of a class of shares (an amendment can report a stake that has since fallen below 5%); 5 such filings are shown here. It is not an audit and not a full cap table: holders who never reached 5% are not listed, and a stake can change after its latest filing.
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| Filed | Person | Role | Change | Effective |
|---|---|---|---|---|
| Form 8-K, 2026-04-08 | Ida Liu | Director | departed |
Which insiders own Patriot National Bancorp Inc. shares?
Directors, officers and holders of 10% or more report their shares on Forms 3, 4 and 5. Each line is the latest such report, largest holding first.
- , the chief executive and president: 11,921,509 shares (10.0% of shares outstanding), 2,901,531 held directly and 9,019,978 indirectly (Form 4, 2026-10-16).
- , the chief financial officer and executive vice president: 2,481,841 shares (2.1% of shares outstanding), 1,148,507 held directly and 1,333,334 indirectly (Form 4, 2026-10-30).
- , the chairman and a director: 933,244 shares (0.79% of shares outstanding), 55,033 held directly and 878,211 indirectly (Form 4, 2025-05-15).
- , the executive vice president and amp: 634,043 shares (0.53% of shares outstanding) (Form 4, 2026-10-30).
- , a director: 272,941 shares (0.23% of shares outstanding) (Form 4, 2026-09-10).
Shares outstanding: 118,742,200 as of 2026-08-14, from the company's latest SEC cover page.
How much has Patriot National Bancorp Inc. raised?
| Filed | Sold | Offered |
|---|---|---|
| Form D, 2026-10-01 | $10M | $10M |
| Form D, 2025-03-21 | $57.75M | $57.75M |
| Form D, 2022-12-22 | $12M | $12M |
Keep reading
More on Patriot National Bancorp Inc. and the records around it.
Patriot National Bancorp Inc. elsewhere on the record
- Form D filing Oct 2026
- 5%+ stake filings Jun 2026
- Leadership changes Apr 2026
Related pages
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