As of November 6, 2026, Great Elm Capital Corp. is a publicly traded company (Nasdaq: GECC). The largest holder reporting an active stake on Schedule 13D is Great Elm Group, Inc., at 9.7%. No bankruptcy or receivership appears in its SEC Form 8-K filings (Schedule 13D/A, October 9, 2025).
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Is Great Elm Capital Corp. a real, registered company?
- Great Elm Capital Corp. files with the SEC under CIK 1675033 (its SEC filings).
- Its shares are listed under the ticker GECC on Nasdaq (also GECCG, GECCH, GECCI) (SEC company record).
- Incorporated in Maryland; business address in Palm Beach Gardens, Florida, as its SEC filings state.
- Court and bankruptcy records: see Before you sign or pay below.
Before you sign or pay
- Court and bankruptcy: No federal court case or bankruptcy filing found under Great Elm Capital Corp. in our court records and SEC 8-K records (as of 2026-11-06).
- Leadership changes: the latest reported is Jason W. Reese, Chief Executive Officer (Form 8-K filed 2026-05-04). Check you are dealing with the people now in charge.
- Ownership: 5%+ holders are reported on Schedule 13D or 13G; the latest names Prosper Peak Holdings, LLC (filed 2026-08-06).
Who are Great Elm Capital Corp.'s owners and officers?
Great Elm Capital Corp.: incorporated in Maryland; business address in Palm Beach Gardens, Florida (Schedule 13G/A, 2026-08-06).
Officers and directors, each with the role and the filing that names them:
- : Director (Form D, 2025-08-28)
- : Director (Form D, 2025-08-28)
- : Director (Form D, 2025-08-28)
- : Director (Form D, 2025-08-28)
- : Director (Form D, 2025-08-28)
- : Executive Officer (Form D, 2025-08-28)
- : Executive Officer (Form D, 2025-08-28)
- : Executive Officer (Form D, 2025-08-28)
| Report | Holder | Share |
|---|---|---|
| Schedule 13G/A, 2026-08-06 | Prosper Peak Holdings, LLC | 7% |
| Schedule 13G/A, 2026-08-06 | Great Elm Strategic Partnership I, LLC | 9.9% |
| Schedule 13G/A, 2026-08-06 | Summit Grove Partners, LLC | 7.6% |
| Schedule 13G/A, 2026-05-15 | Drapkin Matthew A | 3.3% |
| Schedule 13G/A, 2026-03-05 | Drapkin Matthew A | 6.2% |
| Schedule 13G/A, 2025-11-10 | Great Elm Strategic Partnership I, LLC | 11.13% |
| Schedule 13D/A, 2025-11-06 | Northern Right Capital Management, L.P. | 6.2% |
| Schedule 13D/A, 2025-10-09 | Great Elm Group, Inc. | 9.7% |
| Schedule 13G, 2025-09-04 | Poor Richard LLC | 9.9% |
| Schedule 13D/A, 2025-08-27 | Great Elm Group, Inc. | 11.1% |
Questions about who owns Great Elm Capital Corp.
Who owns Great Elm Capital Corp.?
On this page, 6 holders' latest ownership filings report 5% or more of Great Elm Capital Corp.: Great Elm Strategic Partnership I, LLC (9.9%, Schedule 13G/A, filed 2026-08-06), Poor Richard LLC (9.9%, Schedule 13G, filed 2025-09-04), Great Elm Group, Inc. (9.7%, Schedule 13D/A, filed 2025-10-09), Summit Grove Partners, LLC (7.6%, Schedule 13G/A, filed 2026-08-06) and Prosper Peak Holdings, LLC (7%, Schedule 13G/A, filed 2026-08-06); 1 more is listed above.
Who are the largest shareholders of Great Elm Capital Corp.?
By the share each holder's latest filing reports, the largest holders of Great Elm Capital Corp. on this page are Great Elm Strategic Partnership I, LLC (9.9%), Poor Richard LLC (9.9%) and Great Elm Group, Inc. (9.7%).
When did Great Elm Strategic Partnership I, LLC buy into Great Elm Capital Corp.?
The filings give report dates, not purchase dates. The earliest filing from Great Elm Strategic Partnership I, LLC on this page is the Schedule 13G/A, filed 2025-11-10, reporting 11.13%; its latest, Schedule 13G/A filed 2026-08-06, reports 9.9%. That earliest filing is itself an amendment, which updates an earlier report.
Is this an audit or a full list?
Neither. The ownership list on this page covers only Schedule 13D and 13G filings, which holders make once they own 5% or more of a class of shares (an amendment can report a stake that has since fallen below 5%); 10 such filings are shown here. It is not an audit and not a full cap table: holders who never reached 5% are not listed, and a stake can change after its latest filing.
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| Filed | Person | Role | Change | Effective |
|---|---|---|---|---|
| Form 8-K, 2026-05-04 | Jason W. Reese | Chief Executive Officer | appointed |
Which insiders own Great Elm Capital Corp. shares?
Directors, officers and holders of 10% or more report their shares on Forms 3, 4 and 5. Each line is the latest such report, largest holding first.
- Great Elm Strategic Partnership I, LLC, a 10% owner: 1,378,260 shares (10.1% of shares outstanding) (Form 4, 2026-06-30).
- Great Elm Group, Inc., a 10% owner: 1,244,167 shares (9.1% of shares outstanding) (Form 4, 2026-09-23).
- , a director: 229,460 shares (1.7% of shares outstanding), held indirectly (the form names the holder only in its footnotes) (Form 3, 2026-03-05).
- , the chief executive and president: 142,400 shares (1.0% of shares outstanding) (Form 4, 2025-11-10).
- , the chief commercial officer and secretary: 57,229 shares (0.42% of shares outstanding) (Form 4, 2026-09-23).
Shares outstanding: 13,659,450 as of 2026-10-26, from the company's latest SEC cover page.
How much has Great Elm Capital Corp. raised?
| Filed | Sold | Offered |
|---|---|---|
| Form D, 2025-08-28 | $15.03M | $15.03M |
| Form D, 2024-12-12 | $13.20M | $13.20M |
| Form D, 2024-06-25 | $12M | $12M |
| Form D, 2024-02-13 | $24M | $24M |
Keep reading
More on Great Elm Capital Corp. and the records around it.
Great Elm Capital Corp. elsewhere on the record
- 5%+ stake filings Aug 2026
- Leadership changes May 2026
Companies that share a holder
- Northern Right Capital Management, L.P. also filed stake reports on 2 other companies: Great Elm Group, Inc. (Jul 2026), Strata Critical Medical, Inc. ("Issuer") (Jun 2026)
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