As of November 6, 2026, GDL Fund is a publicly traded company (NYSE: GDL). The largest holder reporting an active stake on Schedule 13D is Gamco Investors, Inc. ET AL, at 25.5%. No bankruptcy or receivership appears in its SEC Form 8-K filings (Schedule 13D/A, March 16, 2026).
Is this your company?
About to sign with, pay or invest in GDL Fund? See the free Snapshot first.
Free to see. No signup.
Is GDL Fund a real, registered company?
- Gdl Fund files with the SEC under CIK 1378701 (its SEC filings).
- Its shares are listed under the ticker GDL on NYSE (SEC company record).
- Incorporated in Delaware; business address in Rye, New York, as its SEC filings state.
- Court and bankruptcy records: see Before you sign or pay below.
Before you sign or pay
- Court and bankruptcy: No federal court case or bankruptcy filing found under GDL FUND in our court records and SEC 8-K records (as of 2026-11-06).
- Ownership: 5%+ holders are reported on Schedule 13D or 13G; the latest names Gamco Investors, Inc. ET AL (filed 2026-03-16).
Who are GDL Fund's owners and officers?
GDL Fund: incorporated in Delaware; business address in Rye, New York (Schedule 13G/A, 2026-06-08).
Officers and directors, each with the role and the filing that names them:
- : Executive Officer (Form D, 2025-11-06)
- : Director (Form D, 2025-11-06)
- : Director (Form D, 2025-11-06)
- : Director (Form D, 2025-11-06)
- : Director (Form D, 2025-11-06)
- : Director (Form D, 2025-11-06)
- : Director (Form D, 2025-11-06)
- : Director (Form D, 2025-11-06)
- : Director (Form D, 2025-11-06)
- : Executive Officer (Form D, 2025-11-06)
- : Executive Officer (Form D, 2025-11-06)
- : Executive Officer (Form D, 2025-11-06)
| Report | Holder | Share |
|---|---|---|
| Schedule 13G/A, 2026-06-08 | Focus Partners Wealth | 4.8% |
| Schedule 13D/A, 2026-03-16 | Gamco Investors, Inc. Et Al | 25.5% |
| Schedule 13G, 2026-02-13 | Focus Partners Wealth | 5.4% |
Questions about who owns GDL Fund
Who owns GDL Fund?
On this page, one holder's latest ownership filing reports 5% or more of GDL Fund: Gamco Investors, Inc. Et Al (25.5%, Schedule 13D/A, filed 2026-03-16).
When did Gamco Investors, Inc. Et Al buy into GDL Fund?
The filings give report dates, not purchase dates. The earliest filing from Gamco Investors, Inc. Et Al on this page is the Schedule 13D/A, filed 2026-03-16, reporting 25.5%. That earliest filing is itself an amendment, which updates an earlier report.
Is this an audit or a full list?
Neither. The ownership list on this page covers only Schedule 13D and 13G filings, which holders make once they own 5% or more of a class of shares (an amendment can report a stake that has since fallen below 5%); 3 such filings are shown here. It is not an audit and not a full cap table: holders who never reached 5% are not listed, and a stake can change after its latest filing.
Want the whole picture on GDL Fund?
Example from a real report (our sample on Target): “Target eliminated approximately 1,800 corporate positions, with around 1,000 employees receiving layoff notices and the remainder accounted for by eliminating open roles.” Source: NBC News
A Full Report on GDL Fund: verified, sourced, every claim cited, ready in a few minutes. See pricing.
What the Full Report on GDL Fund covers
The Short Answer
Which Company This Is
What They Do, And How The Money Works
Who Runs It, And How To Reach Them
The Money: Funding, Valuation, Runway
Who Pays Them, And Who They Are Up Against
Warning Bells
Sources
6 cited sources found
Plus the sections for what you are deciding, which you pick after ordering.
A real finished report, first screen. Opens in a new tab.
Which insiders own GDL Fund shares?
Directors, officers and holders of 10% or more report their shares on Forms 3, 4 and 5. Each line is the latest such report, largest holding first.
- , a director and 10% owner: 4,949,229 shares, 2,747,977 held directly and 2,201,252 indirectly (Form 4, 2026-02-24).
Shares only: the company's cover page does not give one share count for a single class, so no percentage is worked out.
How much has GDL Fund raised?
| Filed | Sold | Offered |
|---|---|---|
| Form D, 2025-11-06 | $6.65M | $35M |
Keep reading
More on GDL Fund and the records around it.
GDL Fund elsewhere on the record
- 5%+ stake filings Jun 2026
Companies that share a holder
- Focus Partners Wealth also filed stake reports on 5 other companies: TCW STRATEGIC INCOME FUND INC (Sep 2026)
- GAMCO INVESTORS, INC. ET AL also filed stake reports on 45 other companies: WESTWOOD HOLDINGS GROUP INC (Nov 2026), NATHANS FAMOUS, INC. (Oct 2026), BEASLEY BROADCAST GROUP INC (Oct 2026)
Related pages
Filings, cases and notices link to their records. A not-found line names the records searched; it is not proof of absence.
Not for employment, credit, insurance or tenancy decisions.
Cite this page
https://mentionfox.com/who-owns/gdl-fund