As of November 6, 2026, Clene Inc. is a publicly traded company (Nasdaq: CLNN); its largest reported holder is Vivo Opportunity Fund Holdings, L.P., with 9.99% on Schedule 13G/A of August 14, 2026. The largest insider holding is David Matlin, a director, with 919,775 shares (6.4% of shares outstanding), per Form 4 of September 18, 2026 (Schedule 13G/A, August 14, 2026).
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Is Clene Inc. a real, registered company?
- Clene Inc. files with the SEC under CIK 1822791 (its SEC filings).
- Its shares are listed under the ticker CLNN on Nasdaq (SEC company record).
- Incorporated in Delaware; business address in Salt Lake City, Utah, as its SEC filings state.
- Court and bankruptcy records: see Before you sign or pay below.
Before you sign or pay
- Court and bankruptcy: No federal court case or bankruptcy filing found under Clene Inc. in our court records and SEC 8-K records (as of 2026-11-06).
- Ownership: 5%+ holders are reported on Schedule 13D or 13G; the latest names Vivo Opportunity Fund Holdings, L.P. (filed 2026-08-14).
Who are Clene Inc.'s owners and officers?
Clene Inc.: incorporated in Delaware; business address in Salt Lake City, Utah; industry Pharmaceutical Preparations (Schedule 13G/A, 2026-10-13).
Officers and directors, each with the role and the filing that names them:
- : Executive Officer, Director (Form D, 2024-10-09)
- : Executive Officer (Form D, 2024-10-09)
- : Executive Officer (Form D, 2024-10-09)
- : Director (Form D, 2024-10-09)
- : Director (Form D, 2024-10-09)
- : Director (Form D, 2024-10-09)
- : Director (Form D, 2024-10-09)
- : Director (Form D, 2024-10-09)
- : Director (Form D, 2024-10-09)
- : Director (Form D, 2024-10-09)
- : Director (Form D, 2024-10-09)
| Report | Holder | Share |
|---|---|---|
| Schedule 13G/A, 2026-10-13 | Empery Asset Management, LP | 1.56% |
| Schedule 13G/A, 2026-08-14 | Vivo Opportunity Fund Holdings, L.P. | 9.99% |
| Schedule 13G/A, 2026-08-11 | Ugwumba Chidozie | 0% |
| Schedule 13G, 2026-08-04 | Empery Asset Management, LP | 7.17% |
| Schedule 13G/A, 2026-05-15 | Ugwumba Chidozie | 9.7% |
| Schedule 13G/A, 2026-05-14 | Alison Mosca | 13% |
| Schedule 13G/A, 2026-05-14 | Ugwumba Chidozie | 14.8% |
| Schedule 13G/A, 2026-05-12 | Vivo Opportunity Fund Holdings, L.P. | 9.99% |
| Schedule 13G/A, 2025-11-13 | Awm Investment Company, Inc. | 4.7% |
Questions about who owns Clene Inc.
Who owns Clene Inc.?
On this page, 2 holders' latest ownership filings report 5% or more of Clene Inc.: Alison Mosca (13%, Schedule 13G/A, filed 2026-05-14) and Vivo Opportunity Fund Holdings, L.P. (9.99%, Schedule 13G/A, filed 2026-08-14).
Who are the largest shareholders of Clene Inc.?
By the share each holder's latest filing reports, the largest holders of Clene Inc. on this page are Alison Mosca (13%) and Vivo Opportunity Fund Holdings, L.P. (9.99%).
When did Alison Mosca buy into Clene Inc.?
The filings give report dates, not purchase dates. The earliest filing from Alison Mosca on this page is the Schedule 13G/A, filed 2026-05-14, reporting 13%. That earliest filing is itself an amendment, which updates an earlier report.
Is this an audit or a full list?
Neither. The ownership list on this page covers only Schedule 13D and 13G filings, which holders make once they own 5% or more of a class of shares (an amendment can report a stake that has since fallen below 5%); 9 such filings are shown here. It is not an audit and not a full cap table: holders who never reached 5% are not listed, and a stake can change after its latest filing.
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What They Do, And How The Money Works
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Which insiders own Clene Inc. shares?
Directors, officers and holders of 10% or more report their shares on Forms 3, 4 and 5. Each line is the latest such report, largest holding first.
- , a director: 919,775 shares (6.4% of shares outstanding), 912,275 held directly and 7,500 indirectly (Form 4, 2026-09-18).
- General Resonance LLC, a 10% owner: 704,591 shares (4.9% of shares outstanding) (Form 4, 2025-08-21).
- , a director and 10% owner: 703,974 shares (4.9% of shares outstanding), 1,973 held directly and 702,001 indirectly (Form 4, 2026-09-18).
- , a 10% owner: 103,417 shares (0.72% of shares outstanding), held indirectly through By SymBiosis II, LLC (Form 4, 2026-05-13).
- , the chief executive and president: 57,279 shares (0.40% of shares outstanding), 55,393 held directly and 1,886 indirectly (Form 4, 2026-09-18).
Shares outstanding: 14,400,175 as of 2026-11-02, from the company's latest SEC cover page.
How much has Clene Inc. raised?
| Filed | Sold | Offered |
|---|---|---|
| Form D, 2024-10-09 | $7.31M | $7.31M |
Keep reading
More on Clene Inc. and the records around it.
Clene Inc. elsewhere on the record
- 5%+ stake filings Oct 2026
Companies that share a holder
- Vivo Opportunity Fund Holdings, L.P. also filed stake reports on 20 other companies: ArriVent BioPharma, Inc. (Oct 2026), Compass Therapeutics, Inc. (Aug 2026), Pasithea Therapeutics Corp. (Aug 2026)
- Empery Asset Management, LP also filed stake reports on 21 other companies: Dyadic International Inc. (Oct 2026), Femasys Inc. (Oct 2026), Lantern Pharma Inc. (Oct 2026)
- AWM Investment Company, Inc. also filed stake reports on 32 other companies: 908 Devices Inc. (Aug 2026), Brazil Potash Corp. (Aug 2026), EVERSPIN TECHNOLOGIES INC. (Aug 2026)
Related pages
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