UMB Financial Corp has 3 Schedule 13D or 13G filings on record since 2026-03-23. 1 holder's latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.
Holders
| Holder | Percent | Shares | Latest | Event date |
|---|---|---|---|---|
| Vanguard Portfolio Management | 5.48% | 4,176,256 | SCHEDULE 13G, 2026-04-29 | 2026-03-31 |
| J Mariner Kemper | 4.81% | 3,660,852 | SCHEDULE 13D/A, 2026-03-23 | 2025-03-14 |
| The Vanguard Group | 0% | 0 | SCHEDULE 13G/A, 2026-03-27 | 2026-03-13 |
Purpose of Transaction (Item 4)
J Mariner Kemper
On April 28, 2024, UMBF entered into (i) an underwriting agreement (the "Underwriting Agreement") with BofA Securities, Inc. and Morgan Stanley & Co. LLC, as representatives for the underwriters named therein (collectively, the "Underwriters"), Bank of America, N.A., acting in its capacity as the forward purchaser (the "Forward Purchaser"), and BofA Securities, Inc. as forward seller (the "Forward Seller"), relating to the registered public offering and sale by the Forward Seller of 2,800,000 shares of UMBF Common Stock, and (ii) a forward sale agreement (the "Forward Sale Agreement") with the Forward Purchaser relating to 2,800,000 shares of UMBF Common Stock. Pursuant to the Underwriting Agreement, the Underwriters were also granted a 30-day option to purchase up to an additional 420,000 shares of UMBF Common Stock. On April 30, 2024, the Underwriters exercised in full their option to purchase the additional 420,000 shares of UMBF Common Stock pursuant to the Underwriting Agreement and, in connection therewith, UMBF entered into an additional forward sale agreement (the "Additional Forward Sale Agreement") with the Forward Purchaser relating to 420,000 shares of UMBF Common Stock. On March 14, 2025, UMBF physically settled the Forward Sale Agreement and the Additional Forward Sale Agreement by the delivery of 3,220,000 shares of UMBF Common Stock (the "Forward Settlement"). As a result of the Forward Settlement, as of March 14, 2025, the Reporting Person ceased to be the …The first part of Item 4 of the SCHEDULE 13D/A filed 2026-03-23; the filing has the rest
Timeline
| Filed | Holder | Percent | Filing |
|---|---|---|---|
| 2026-03-23 | J Mariner Kemper | 4.81% | SCHEDULE 13D/A |
| 2026-03-27 | The Vanguard Group | 0% | SCHEDULE 13G/A |
| 2026-04-29 | Vanguard Portfolio Management | 5.48% | SCHEDULE 13G |
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Where this comes from
Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.
Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.