As of November 6, 2026, one holder's latest Schedule 13D or 13G filing report owning 5% or more of Puerto Rico Residents Tax-Free Fund IV, Inc. The largest reported stake is Ocean Capital LLC's, at 6.9%. 5 filings are on record since July 11, 2025 (Schedule 13D/A, December 23, 2025).
Sell to companies like Puerto Rico Residents Tax-Free Fund IV, Inc? Enter your website and see 10 with a filed reason to buy from you this month. Free.
Opens in a new tab. No signup.
Key facts
- · Holder: Ocean Capital LLC · Percent: 6.9% · SCHEDULE 13D/A
- · Holder: Ocean Capital LLC · Percent: 6.9% · SCHEDULE 13D/A
- · Holder: Ocean Capital LLC · Percent: 6.9% · SCHEDULE 13D/A
- · Holder: Ocean Capital LLC · Percent: 7% · SCHEDULE 13D/A
- · Holder: Ocean Capital LLC · Percent: 6.9% · SCHEDULE 13D/A
Puerto Rico Residents Tax-Free Fund IV, Inc. has 5 Schedule 13D or 13G filings on record since 2025-07-11. 1 holder's latest filing reports 5% or more of common shares, $0.01 par value. Each figure below is the holder's own, as filed, with the filing linked.
Holders
| Holder | Percent | Shares | Latest | Event date |
|---|---|---|---|---|
| Ocean Capital LLC | 6.9% | 636,494 | SCHEDULE 13D/A, 2025-12-23 | 2025-12-19 |
Holding shares or following this stake? See who's behind Puerto Rico Residents Tax-Free Fund IV, Inc. and the warning signs.
Free to see. No signup.
Keep reading
More on Puerto Rico Residents Tax-Free Fund IV, Inc. and the records around it.
Companies that share a holder
- Ocean Capital LLC also filed stake reports on 4 other companies: Tax-Free Fixed Income Fund for Puerto Rico Residents, Inc. (Jul 2026), Tax-Free Fixed Income Fund III for Puerto Rico Residents, Inc. (May 2026), Puerto Rico Residents Tax-Free Fund V, Inc. (May 2026)
Watch Puerto Rico Residents Tax-Free Fund IV, Inc.
Get an email when Puerto Rico Residents Tax-Free Fund IV, Inc. files again: a new raise, a leadership change, a layoff or an IPO filing. One email first to confirm; nothing else until you click it. At most one a day, one click to stop. Free for up to 3 companies.
Want the whole picture on Puerto Rico Residents Tax-Free Fund IV, Inc.?
Example from a real report (our sample on Target): “In March 2026, Target announced a planned incremental $1 billion operating investment” Source: Target Corporation (press release)
A Full Report on Puerto Rico Residents Tax-Free Fund IV, Inc.: verified, sourced, every claim cited, ready in a few minutes. See pricing.
What the Full Report on Puerto Rico Residents Tax-Free Fund IV, Inc. covers
The Short Answer
Which Company This Is
What They Do, And How The Money Works
Who Runs It, And How To Reach Them
The Money: Funding, Valuation, Runway
Who Pays Them, And Who They Are Up Against
Warning Bells
Sources
5 cited sources found
Plus the sections for what you are deciding, which you pick after ordering.
A real finished report, first screen. Opens in a new tab.
Not ready to order yet? Keep this snapshot.
Sends this preview to you once; we won't add you to any list
Purpose of Transaction (Item 4)
Ocean Capital LLC
Item 4 is hereby supplemented to add the following paragraphs: On December 19, 2025, Ocean Capital, Mr. Hawk and the 2025 Nominees (collectively, the "2025 Participants") filed a definitive proxy statement and an accompanying BLUE proxy card with the SEC in connection with their solicitation of proxies for the 2025 Annual Meeting. At the 2025 Annual Meeting, the 2025 Participants will seek stockholder approval of Ocean Capital's proposals to (i) elect the 2025 Nominees, consisting of Ethan A. Danial and Ian McCarthy, to serve as Class II directors on the Board, until their terms expire at the Fund's 2028 annual meeting of stockholders or until their respective successors are duly elected and qualified and (ii) terminate all existing investment advisory agreements between the Fund and its advisor, UBS Asset Managers of Puerto Rico ("UBS"), a division of UBS Trust Company of Puerto Rico. Details of the proposals, including information about the 2025 Nominees, can be found in the 2025 Participants' definitive proxy statement, which is available at no charge on the SEC's website http://www.sec.gov. The 2025 Participants are asking stockholders to vote on their BLUE proxy card "FOR ALL" the 2025 Nominees and "FOR" the proposal to terminate all existing investment advisory agreements between the Fund and UBS.Item 4 of the SCHEDULE 13D/A filed 2025-12-23
Timeline
| Filed | Holder | Percent | Filing |
|---|---|---|---|
| 2025-07-11 | Ocean Capital LLC | 6.9% | SCHEDULE 13D/A |
| 2025-12-04 | Ocean Capital LLC | 7% | SCHEDULE 13D/A |
| 2025-12-10 | Ocean Capital LLC | 6.9% | SCHEDULE 13D/A |
| 2025-12-16 | Ocean Capital LLC | 6.9% | SCHEDULE 13D/A |
| 2025-12-23 | Ocean Capital LLC | 6.9% | SCHEDULE 13D/A |
Questions about who owns Puerto Rico Residents Tax-Free Fund IV, Inc.
Who owns Puerto Rico Residents Tax-Free Fund IV, Inc.?
On this page, one holder's latest ownership filing reports 5% or more of Puerto Rico Residents Tax-Free Fund IV, Inc.: Ocean Capital LLC (6.9%, Schedule 13D/A, filed 2025-12-23).
When did Ocean Capital LLC buy into Puerto Rico Residents Tax-Free Fund IV, Inc.?
The filings give report dates, not purchase dates. The earliest filing from Ocean Capital LLC on this page is the Schedule 13D/A, filed 2025-07-11, reporting 6.9%; its latest, Schedule 13D/A filed 2025-12-23, reports 6.9%. That earliest filing is itself an amendment, which updates an earlier report.
Is this an audit or a full list?
Neither. The ownership list on this page covers only Schedule 13D and 13G filings, which holders make once they own 5% or more of a class of shares (an amendment can report a stake that has since fallen below 5%); 5 such filings are shown here. It is not an audit and not a full cap table: holders who never reached 5% are not listed, and a stake can change after its latest filing.
Tools for this story
Each opens in a new tab, filled in for Puerto Rico Residents Tax-Free Fund IV, Inc.. With no account yet, you sign up free and land on the result.
Where this comes from
Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.
Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.