Phunware, Inc. has 9 Schedule 13D or 13G filings on record since 2025-10-30. 1 holder's latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.
Stated intent
Intent stated in Item 4 Goldenwise Capital Group Ltd
The Reporting Person intends to solicit proxies in support of Ms. Zhang's election in accordance with applicable law.From Item 4 of the SCHEDULE 13D/A filed 2026-08-25
Holders
| Holder | Percent | Shares | Latest | Event date |
|---|---|---|---|---|
| Goldenwise Capital Group Ltd | 7% | 1,438,755 | SCHEDULE 13D/A, 2026-08-25 | 2026-08-21 |
| The Vanguard Group | 4.98% | 1,007,179 | SCHEDULE 13G/A, 2025-10-30 | 2025-09-30 |
| He Zhengxu | 2.6% | 520,000 | SCHEDULE 13D, 2026-04-06 | 2026-04-06 |
Purpose of Transaction (Item 4)
Goldenwise Capital Group Ltd
On August 21th 2026, the Reporting Person submitted a formal Notice Letter to the Issuer nominating Mona Zhang for election to the Board of Directors at the Issuer's 2026 Annual Meeting of Stockholders. Ms. Zhang is not an employee, officer or affiliate of the Reporting Person. She has 15+ years of experience in global financial markets and investment management, including experience at Mackenzie Investments, Burgundy Asset Management, Invesco Canada, etc. The Reporting Person believes that Ms. Zhang's financial markets, investment, corporate governance and business strategic experience would bring valuable perspective to the Board. The Reporting Person intends to solicit proxies in support of Ms. Zhang's election in accordance with applicable law. The Reporting Person is also evaluating the exercise of other shareholder rights available under applicable law, including the inspection of books and records. The Reporting Person remains willing to engage constructively with the Board if meaningful governance reforms are seriously considered. The Reporting Person believes that Phunware is undervalued and there are opportunities to enhance shareholder value through improved alignment, governance, and execution, and intends to continue to evaluate all available options to achieve such objectives. Depending on various factors, including, without limitation, market conditions, the Company's performance, and ongoing discussions with the Company and other shareholders, the …The first part of Item 4 of the SCHEDULE 13D/A filed 2026-08-25; the filing has the rest
He Zhengxu
Active investorItem 4 of the SCHEDULE 13D filed 2026-04-06
Timeline
| Filed | Holder | Percent | Filing |
|---|---|---|---|
| 2025-10-30 | The Vanguard Group | 4.98% | SCHEDULE 13G/A |
| 2026-03-20 | Goldenwise Capital Group Ltd | 5.5% | SCHEDULE 13D |
| 2026-03-31 | Goldenwise Capital Group Ltd | 6.1% | SCHEDULE 13D/A |
| 2026-04-06 | He Zhengxu | 2.6% | SCHEDULE 13D |
| 2026-07-10 | Goldenwise Capital Group Ltd | 6.6% | SCHEDULE 13D/A |
| 2026-07-10 | Goldenwise Capital Group Ltd | 6.6% | SCHEDULE 13D/A |
| 2026-07-14 | Goldenwise Capital Group Ltd | 6.9% | SCHEDULE 13D/A |
| 2026-07-20 | Goldenwise Capital Group Ltd | 6.9% | SCHEDULE 13D/A |
| 2026-08-25 | Goldenwise Capital Group Ltd intent stated | 7% | SCHEDULE 13D/A |
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Where this comes from
Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.
Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.