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5%+ stakes · Schedule 13D and 13G

Phio Pharmaceuticals Corp.: 5%+ holders

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Who has reported owning 5% or more of Phio Pharmaceuticals Corp., from Schedule 13D and 13G filings: each holder's stake as filed, the timeline, and the purpose each 13D states, quoted.

As of November 7, 2026, 2 holders' latest Schedule 13D or 13G filings report owning 5% or more of Phio Pharmaceuticals Corp. The largest reported stake is CVI Investments, Inc.'s, at 9.9%. 9 filings are on record since August 7, 2025 (Schedule 13G/A, February 17, 2026).

Orca Capital AG also filed stake reports on 19 other companies ↓

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Key facts

  • · Reporting person: CVI Investments, Inc. · Sole voting: 0 · Shared voting: 1,194,719 · Sole dispositive: 0 · Shared dispositive: 1,194,719 · SCHEDULE 13G/A, 2026-02-17
  • · Reporting person: Mitchell P. Kopin · Sole voting: 0 · Shared voting: 1,142,556 · Sole dispositive: 0 · Shared dispositive: 1,142,556 · SCHEDULE 13G/A, 2026-02-13
  • · Reporting person: Orca Capital AG · Sole voting: 538,707 · Shared voting: 0 · Sole dispositive: 538,707 · Shared dispositive: 0 · SCHEDULE 13G/A, 2025-12-11
  • · Holder: Orca Capital AG · Percent: 6.5% · SCHEDULE 13G/A
  • · Holder: Orca Capital AG · Percent: 4.9% · SCHEDULE 13G/A
At 5% or more2
Filings9
Latest filing2026-02-17

Phio Pharmaceuticals Corp. has 9 Schedule 13D or 13G filings on record since 2025-08-07. 2 holders' latest filing reports 5% or more of common stock, $0.0001 par value per share. Each figure below is the holder's own, as filed, with the filing linked.

Holders

HolderPercentSharesLatestEvent date
CVI Investments, Inc.9.9%1,194,719SCHEDULE 13G/A, 2026-02-172025-12-31
9.1%1,142,556SCHEDULE 13G/A, 2026-02-132025-12-31
Orca Capital AG4.9%538,707SCHEDULE 13G/A, 2025-12-112025-12-08

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Keep reading

More on Phio Pharmaceuticals Corp. and the records around it.

Phio Pharmaceuticals Corp. elsewhere on the record

Companies that share a holder

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Example from a real report (our sample on Target): “Target eliminated approximately 1,800 corporate positions, with around 1,000 employees receiving layoff notices and the remainder accounted for by eliminating open roles.” Source: NBC News

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What the Full Report on Phio Pharmaceuticals Corp. covers

  1. The Short Answer

  2. Which Company This Is

  3. What They Do, And How The Money Works

  4. Who Runs It, And How To Reach Them

  5. The Money: Funding, Valuation, Runway

  6. Who Pays Them, And Who They Are Up Against

  7. Warning Bells

  8. Sources

    17 cited sources found

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Voting and dispositive power, as filed

Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
CVI Investments, Inc.01,194,71901,194,719SCHEDULE 13G/A, 2026-02-17
Heights Capital Management, Inc.01,194,71901,194,719SCHEDULE 13G/A, 2026-02-17
Mitchell P. Kopin01,142,55601,142,556SCHEDULE 13G/A, 2026-02-13
Daniel B. Asher01,142,55601,142,556SCHEDULE 13G/A, 2026-02-13
Intracoastal Capital LLC01,142,55601,142,556SCHEDULE 13G/A, 2026-02-13
Orca Capital AG538,7070538,7070SCHEDULE 13G/A, 2025-12-11

The latest filing names Phio Pharmaceuticals Corp., with its principal executive office as 411 Swedeland Road, Suite 23-1080, King of Prussia, PA 19406 (SCHEDULE 13G/A, 2026-02-17).

Timeline

FiledHolderPercentFiling
2025-08-07Orca Capital AG4.9%SCHEDULE 13G/A
2025-11-06Orca Capital AG9.8%SCHEDULE 13G/A
2025-11-07Mitchell P. Kopin7%SCHEDULE 13G/A
2025-11-10CVI Investments, Inc.9.9%SCHEDULE 13G
2025-11-12Orca Capital AG4.9%SCHEDULE 13G/A
2025-11-24Orca Capital AG6.5%SCHEDULE 13G/A
2025-12-11Orca Capital AG4.9%SCHEDULE 13G/A
2026-02-13Mitchell P. Kopin9.1%SCHEDULE 13G/A
2026-02-17CVI Investments, Inc.9.9%SCHEDULE 13G/A

Questions about who owns Phio Pharmaceuticals Corp.

Who owns Phio Pharmaceuticals Corp.?

On this page, 2 holders' latest ownership filings report 5% or more of Phio Pharmaceuticals Corp.: CVI Investments, Inc. (9.9%, Schedule 13G/A, filed 2026-02-17) and Mitchell P. Kopin (9.1%, Schedule 13G/A, filed 2026-02-13).

Who are the largest shareholders of Phio Pharmaceuticals Corp.?

By the share each holder's latest filing reports, the largest holders of Phio Pharmaceuticals Corp. on this page are CVI Investments, Inc. (9.9%) and Mitchell P. Kopin (9.1%).

When did CVI Investments, Inc. buy into Phio Pharmaceuticals Corp.?

The filings give report dates, not purchase dates. The earliest filing from CVI Investments, Inc. on this page is the Schedule 13G, filed 2025-11-10, reporting 9.9%; its latest, Schedule 13G/A filed 2026-02-17, reports 9.9%.

Is this an audit or a full list?

Neither. The ownership list on this page covers only Schedule 13D and 13G filings, which holders make once they own 5% or more of a class of shares (an amendment can report a stake that has since fallen below 5%); 9 such filings are shown here. It is not an audit and not a full cap table: holders who never reached 5% are not listed, and a stake can change after its latest filing.

Also on the record for Phio Pharmaceuticals Corp.

DateRecordFigureOur pageSource
July 21, 2026Leadership change: R. Todd Plott appointed—Leadership changesSource
November 12, 2025Form D, private offering$1.42M soldForm D pageSource
August 4, 2025Form D, private offering$232K soldForm D pageSource
January 28, 2025Form D, private offering$208K soldForm D pageSource
January 28, 2025Form D, private offering$153K soldForm D pageSource
January 28, 2025Form D, private offering$266K soldForm D pageSource
January 7, 2025Form D, private offering$30K soldForm D pageSource
January 3, 2025Form D, private offering$55K soldForm D pageSource

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Where this comes from

Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.

Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.

Cite this page

Permanent URL: https://mentionfox.com/stakes/phio-pharmaceuticals
Last updated 2026-11-07
Primary record: SEC filing 1 · SEC filing 2 · SEC filing 3 · SEC filing 4
Who owns 5% or more of Phio Pharmaceuticals Corp.? 2 holders at 5% or more, largest CVI Investments, Inc. 9.9%. MentionFox, 2026-11-07. https://mentionfox.com/stakes/phio-pharmaceuticals