Oxford Lane Capital Corp. has 25 Schedule 13D or 13G filings on record since 2025-08-14. 2 holders' latest filing reports 5% or more of preferred stock. Each figure below is the holder's own, as filed, with the filing linked.
Holders
| Holder | Percent | Shares | Latest | Event date |
|---|---|---|---|---|
| Eagle Point Credit Management LLC | 20.05% | 1,671,158 | SCHEDULE 13D, 2026-05-08 | 2026-05-01 |
| Leroy Scott Frantz | 5.01% | 400,000 | SCHEDULE 13G/A, 2026-08-14 | 2026-06-01 |
| Karpus Management, Inc. | 3.62% | 528,559 | SCHEDULE 13G/A, 2026-08-14 | 2026-06-30 |
Purpose of Transaction (Item 4)
Eagle Point Credit Management LLC
EPCM caused the Accounts to acquire the Preferred Shares they hold for investment purposes and will continue to analyze such investments on an ongoing basis. EPCM, on behalf of the Accounts, reserves the right to increase or decrease the Accounts' ownership of the Preferred Shares over time.Item 4 of the SCHEDULE 13D filed 2026-05-08
Timeline
| Filed | Holder | Percent | Filing |
|---|---|---|---|
| 2025-08-14 | Karpus Management, Inc. | 5.38% | SCHEDULE 13G/A |
| 2025-08-14 | Karpus Management, Inc. | 2.97% | SCHEDULE 13G/A |
| 2025-08-14 | Karpus Management, Inc. | 1.67% | SCHEDULE 13G/A |
| 2025-08-14 | Karpus Management, Inc. | 1.04% | SCHEDULE 13G/A |
| 2025-08-15 | Eagle Point Credit Management LLC | 21.75% | SCHEDULE 13D/A |
| 2025-09-05 | Eagle Point Credit Management LLC | 20.6% | SCHEDULE 13D/A |
| 2025-09-24 | Thomas Philip Majewski | 18.98% | SCHEDULE 13G |
| 2025-11-14 | Karpus Management, Inc. | 11.41% | SCHEDULE 13G/A |
| 2025-11-14 | Karpus Management, Inc. | 23.35% | SCHEDULE 13G/A |
| 2025-11-14 | Karpus Management, Inc. | 15.19% | SCHEDULE 13G/A |
| 2025-11-14 | Karpus Management, Inc. | 5.12% | SCHEDULE 13G/A |
| 2025-11-14 | Thomas Philip Majewski | 17.57% | SCHEDULE 13G/A |
| 2026-02-12 | Thomas Philip Majewski | 14.93% | SCHEDULE 13G/A |
| 2026-02-13 | Karpus Management, Inc. | 11.54% | SCHEDULE 13G/A |
| 2026-02-13 | Karpus Management, Inc. | 25.14% | SCHEDULE 13G/A |
| 2026-02-13 | Karpus Management, Inc. | 21.52% | SCHEDULE 13G/A |
| 2026-02-13 | Karpus Management, Inc. | 5.5% | SCHEDULE 13G/A |
| 2026-04-07 | Leroy Scott Frantz | 7.1% | SCHEDULE 13G |
| 2026-05-04 | Thomas Philip Majewski | 16.24% | SCHEDULE 13G/A |
| 2026-05-08 | Eagle Point Credit Management LLC | 20.05% | SCHEDULE 13D |
| 2026-08-14 | Karpus Management, Inc. | 6.08% | SCHEDULE 13G/A |
| 2026-08-14 | Karpus Management, Inc. | 1.98% | SCHEDULE 13G/A |
| 2026-08-14 | Karpus Management, Inc. | 4.3% | SCHEDULE 13G/A |
| 2026-08-14 | Karpus Management, Inc. | 3.62% | SCHEDULE 13G/A |
| 2026-08-14 | Leroy Scott Frantz | 5.01% | SCHEDULE 13G/A |
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Where this comes from
Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.
Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.