Old Market Capital Corp has 2 Schedule 13D or 13G filings on record since 2025-09-12. 1 holder's latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.
Holders
| Holder | Percent | Shares | Latest | Event date |
|---|---|---|---|---|
| The TCW Group, Inc., on behalf of the TCW Business Unit | 8.9% | 600,704 | SCHEDULE 13D, 2025-09-12 | 2017-09-07 |
| Dimensional Fund Advisors LP | 4.8% | 323,983 | SCHEDULE 13G/A, 2026-01-21 | 2025-12-31 |
Purpose of Transaction (Item 4)
The TCW Group, Inc., on behalf of the TCW Business Unit
The purpose for the acquisition of the securities of Old Market Capital Corporation (the "Issuer") was as a long-term investor by the TCW Business Unit for the benefit of its investors. The TCW Business Unit did not acquire the securities with the intent to change or influence the control of the Issuer. On September 7, 2017, Jeremy Zhu, an employee of the TCW Business Unit, joined the Board of Directors at the invitation of the Issuer due to the TCW Business Unit's large holdings of the issuer's securities. This Schedule 13D is being filed due to the combination of the TCW Business Unit's holdings of over 5% of the equity securities of the issuer and its employee's position on the Board of Directors of the Issuer and not due to any change in its intentions, plans or proposals with respect to the Issuer. The reporting person intends to continuously review its equity interest in the Issuer. In its capacity as a stockholder of the Issuer with an employee serving on the Issuer's board of directors, the reporting person may engage in a constructive dialogue with officers, directors and other representatives of the Issuer, as well as the Issuer's shareholders. Topics of such discussions may include, but are not limited to, the Issuer's markets, operations, competitors, prospects, strategy, personnel, directors, ownership and capitalization. The reporting person may also enter into confidentiality or similar agreements with the Issuer and, subject to such an agreement or …The first part of Item 4 of the SCHEDULE 13D filed 2025-09-12; the filing has the rest
Timeline
| Filed | Holder | Percent | Filing |
|---|---|---|---|
| 2025-09-12 | The TCW Group, Inc., on behalf of the TCW Business Unit | 8.9% | SCHEDULE 13D |
| 2026-01-21 | Dimensional Fund Advisors LP | 4.8% | SCHEDULE 13G/A |
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Where this comes from
Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.
Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.