Liveone Inc has 5 Schedule 13D or 13G filings on record since 2025-07-17. 2 holders' latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.
Holders
| Holder | Percent | Shares | Latest | Event date |
|---|---|---|---|---|
| Robert S. Ellin | 22.8% | 23,969,618 | SCHEDULE 13D/A, 2025-07-24 | 2025-07-15 |
| Broadcast Music, LLC | 7.6% | 1,000,000 | SCHEDULE 13G, 2026-04-24 | 2026-04-24 |
| Fmr LLC | 3.3% | 389,664 | SCHEDULE 13G/A, 2026-05-06 | 2026-03-31 |
| BlackRock, Inc. | 1.3% | 1,304,285 | SCHEDULE 13G/A, 2025-07-17 | 2025-06-30 |
Purpose of Transaction (Item 4)
Robert S. Ellin
All of the shares of Common Stock reported herein (collectively, the "Shares") were acquired for investment purposes. The Reporting Persons intend to evaluate their investment in the Shares on a continual basis. Other than as expressly set forth below, the Reporting Persons have no plans or proposals as of the date of this filing that relate to, or would result in, any of the actions enumerated in Item 4(a)-(j) of Schedule 13D. The Reporting Persons may engage in communications with one or more stockholders, officers or directors of the Issuer and others, including but not limited to, discussions regarding the Issuer's operations and strategic direction and ideas that, if effected, could result in, among other things, any of the matters identified in Item 4(a)-(j) of Schedule 13D, including but not limited to debt or equity capital raising transactions, acquisitions, mergers, combinations and other strategic transactions. The Reporting Persons reserve their right, based on all relevant factors and subject to applicable law, at any time and from time to time, to review or reconsider their position, change their purpose, take other actions, including to cause or introduce strategic or corporate transactions involving the Issuer or any of its subsidiaries, or one or more of the types of transactions or have one or more the results described in Item 4(a)-(j) of Schedule 13D) or formulate and implement plans or proposals with respect to any of the foregoing. The Reporting …The first part of Item 4 of the SCHEDULE 13D/A filed 2025-07-24; the filing has the rest
Timeline
| Filed | Holder | Percent | Filing |
|---|---|---|---|
| 2025-07-17 | BlackRock, Inc. | 1.3% | SCHEDULE 13G/A |
| 2025-07-24 | Robert S. Ellin | 22.8% | SCHEDULE 13D/A |
| 2025-11-05 | Fmr LLC | 5.2% | SCHEDULE 13G/A |
| 2026-04-24 | Broadcast Music, LLC | 7.6% | SCHEDULE 13G |
| 2026-05-06 | Fmr LLC | 3.3% | SCHEDULE 13G/A |
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Where this comes from
Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.
Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.