First Foundation Inc. has 10 Schedule 13D or 13G filings on record since 2025-07-29. No holder's latest filing reports 5% or more. Each figure below is the holder's own, as filed, with the filing linked.
Holders
| Holder | Percent | Shares | Latest | Event date |
|---|---|---|---|---|
| Fmr LLC | 4% | 3,292,345 | SCHEDULE 13G/A, 2025-11-05 | 2025-09-30 |
| The Vanguard Group | 0% | 0 | SCHEDULE 13G/A, 2026-03-26 | 2026-03-13 |
| North Reef Capital Management L.P. | 0% | 0 | SCHEDULE 13G/A, 2026-08-14 | 2026-06-30 |
| Canyon Capital Advisors LLC | 0% | 0 | SCHEDULE 13D/A, 2026-04-03 | 2026-04-01 |
Purpose of Transaction (Item 4)
Canyon Capital Advisors LLC
On April 1, 2026, the Issuer merged with and into FirstSun Capital Bancorp (the "Buyer"), with the Buyer being the surviving corporation (the "Merger"). Accordingly, as of the effective time of the Merger, the Issuer ceased to exist and the Support Agreement, the RRA, and certain provisions of the Investment Agreement were terminated and the WETA has been performed. Pursuant to the terms of the Merger Agreement and WETA, the warrants held by the Accounts were deemed exercised immediately prior to the effective time of the Merger, and in connection therewith, the Accounts received the consideration set forth in the WETA. The shares of Common Stock held by the Accounts were cancelled and converted into the right to receive merger consideration at the effective time of the Merger.Item 4 of the SCHEDULE 13D/A filed 2026-04-03
Timeline
| Filed | Holder | Percent | Filing |
|---|---|---|---|
| 2025-07-29 | The Vanguard Group | 4.55% | SCHEDULE 13G/A |
| 2025-08-06 | Fmr LLC | 5.9% | SCHEDULE 13G/A |
| 2025-08-14 | North Reef Capital Management LP | 9.2% | SCHEDULE 13G/A |
| 2025-11-03 | Canyon Capital Advisors LLC | 9.9% | SCHEDULE 13D |
| 2025-11-05 | Fmr LLC | 4% | SCHEDULE 13G/A |
| 2026-01-30 | The Vanguard Group | 5.24% | SCHEDULE 13G |
| 2026-03-26 | The Vanguard Group | 0% | SCHEDULE 13G/A |
| 2026-04-03 | Canyon Capital Advisors LLC | 0% | SCHEDULE 13D/A |
| 2026-05-15 | North Reef Capital Management L.P. | 7.13% | SCHEDULE 13G/A |
| 2026-08-14 | North Reef Capital Management L.P. | 0% | SCHEDULE 13G/A |
Tools for this story
Each opens in a new tab, filled in for First Foundation Inc.. With no account yet, you sign up free and land on the result.
Where this comes from
Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.
Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.