Escalade Inc has 1 Schedule 13D or 13G filing on record since 2026-04-15. 1 holder's latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.
Holders
| Holder | Percent | Shares | Latest | Event date |
|---|---|---|---|---|
| Patrick J Griffin | 20.6% | 2,826,734 | SCHEDULE 13D, 2026-04-15 | 2024-12-31 |
Purpose of Transaction (Item 4)
Patrick J Griffin
Mr. Griffin has acquired his direct equity interests in the issuer through open market purchases using his own cash, as compensation for his services as an officer of the issuer, and as gifts from his family members. Except for those acquisitions described above in Item 3 which have occurred since February 14, 2025, all such ownership interests were previously disclosed in Mr. Griffin's Schedule 13G Filings. As described in Section 5 below, he also may be deemed to have beneficial ownership of shares owned 1) by his adult son, 2) as UTMA custodian for his adult daughter, 3) as trustee of a revocable trust owned by his mother, 4) as trustee of an irrevocable trust previously owned by his late father, and 5) by a family limited partnership. Mr. Griffin disclaims all such deemed beneficial ownership except to the extent of his pecuniary interest therein. Mr. Griffin is the President & CEO of the issuer and serves on its board of directors and, as a result, may take action with respect to matters related to items (a) through (j) of this Item 4 of Schedule 13D. Mr. Griffin also has previously purchased shares of the issuer's stock from time to time for investment purposes and may do so in the future. Except in connection with his role as an executive officer and director of the issuer and for potential acquisitions for investment purposes based upon market conditions and other factors, Mr. Griffin has no current intention, plan or proposal with respect to items (a) through (j) of …The first part of Item 4 of the SCHEDULE 13D filed 2026-04-15; the filing has the rest
Timeline
| Filed | Holder | Percent | Filing |
|---|---|---|---|
| 2026-04-15 | Patrick J Griffin | 20.6% | SCHEDULE 13D |
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Where this comes from
Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.
Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.