Cohen & Co Inc. has 2 Schedule 13D or 13G filings on record since 2025-12-02. 2 holders' latest filing reports 5% or more of common stock, par value $0.01 per share. Each figure below is the holder's own, as filed, with the filing linked.
Holders
| Holder | Percent | Shares | Latest | Event date |
|---|---|---|---|---|
| Daniel G. Cohen | 70.02% | 4,375,648 | SCHEDULE 13D/A, 2025-12-02 | 2025-12-02 |
| Lester R. Brafman | 15.51% | 315,702 | SCHEDULE 13D/A, 2025-12-02 | 2025-12-02 |
Purpose of Transaction (Item 4)
Daniel G. Cohen
Item 4 of this Schedule 13D is hereby supplemented by the information set forth in Item 3 above, which information is incorporated by reference herein.Item 4 of the SCHEDULE 13D/A filed 2025-12-02
Lester R. Brafman
Item 4 of this Schedule 13D is hereby supplemented by the information set forth in Item 3 above, which information is incorporated by reference herein.Item 4 of the SCHEDULE 13D/A filed 2025-12-02
Timeline
| Filed | Holder | Percent | Filing |
|---|---|---|---|
| 2025-12-02 | Daniel G. Cohen | 70.02% | SCHEDULE 13D/A |
| 2025-12-02 | Lester R. Brafman | 15.51% | SCHEDULE 13D/A |
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Where this comes from
Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.
Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.