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5%+ stakes

Unclassified, latest filing in September 2026

14 companies with 5%+ holders, every filing linked: BC Partners Lending Corp, Calamos Convertible & High Income Fund, Calamos Convertible Opportunities and Income Fund, Calamos Dynamic Convertible & Income Fund, Calamos Global Total Return Fund, Carlyle Credit Income Fund and more. Each section is the company's full record from its filings, newest filings first within each section.

14 companies with 5%+ holders on this page (Unclassified, latest filing in September 2026), each linked to its filing, starting with BC Partners Lending Corp, Calamos Convertible & High Income Fund, Calamos Convertible Opportunities and Income Fund. Free check on any of them: https://mentionfox.com/check

On this page

BC Partners Lending Corp

At 5% or more1
Filings3
Latest filing2026-09-04

BC Partners Lending Corp has 3 Schedule 13D or 13G filings on record since 2026-03-24. 1 holder's latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
First Trust Alternative Opportunities Fund14.59%567,120SCHEDULE 13G/A, 2026-09-042025-03-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
First Trust Alternative Opportunities Fund567,1200567,1200SCHEDULE 13G/A, 2026-09-04
First Trust Capital Management L.P.567,1200567,1200SCHEDULE 13G/A, 2026-09-04
First Trust Capital Solutions L.P.567,1200567,1200SCHEDULE 13G/A, 2026-09-04
FTCS Sub GP LLC567,1200567,1200SCHEDULE 13G/A, 2026-09-04

The latest filing identifies BC Partners Lending Corp by CUSIP 000000000 and gives its principal executive office as 650 MADISON AVENUE, NEW YORK, NY 10022 (SCHEDULE 13G/A, 2026-09-04).

FiledHolderPercentFiling
2026-03-24First Trust Alternative Opportunities Fund12.31%SCHEDULE 13G
2026-03-24First Trust Alternative Opportunities Fund20.54%SCHEDULE 13G/A
2026-09-04First Trust Alternative Opportunities Fund14.59%SCHEDULE 13G/A
DateRecordFigureOur pageSource
September 29, 2026Acquired Alternative Credit Income Fund—AcquisitionSource

Calamos Convertible & High Income Fund

At 5% or more2
Filings4
Latest filing2026-09-08

Calamos Convertible & High Income Fund has 4 Schedule 13D or 13G filings on record since 2026-08-25. 2 holders' latest filing reports 5% or more of series h mandatory redeemable preferred shares. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
MetLife Investment Management, LLC50%290,000SCHEDULE 13G, 2026-09-082026-08-31
BlackRock Portfolio Management LLC50%290,000SCHEDULE 13G, 2026-09-082026-08-31
Thrivent Financial For Lutherans0%0SCHEDULE 13G/A, 2026-08-252026-08-24
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
MetLife Investment Management, LLC290,0000290,0000SCHEDULE 13G, 2026-09-08
BlackRock Portfolio Management LLC0290,0000290,000SCHEDULE 13G, 2026-09-08
Thrivent Financial For Lutherans0000SCHEDULE 13G/A, 2026-08-25

The latest filing names Calamos Convertible & High Income Fund, with its principal executive office as 2020 Calamos Court, Naperville, IL 60563-2787 (SCHEDULE 13G, 2026-09-08).

FiledHolderPercentFiling
2026-08-25Thrivent Financial For Lutherans0%SCHEDULE 13G/A
2026-09-08MetLife Investment Management, LLC0%SCHEDULE 13G/A
2026-09-08MetLife Investment Management, LLC50%SCHEDULE 13G
2026-09-08BlackRock Portfolio Management LLC50%SCHEDULE 13G

Calamos Convertible Opportunities and Income Fund

At 5% or more2
Filings4
Latest filing2026-09-08

Calamos Convertible Opportunities and Income Fund has 4 Schedule 13D or 13G filings on record since 2026-08-25. 2 holders' latest filing reports 5% or more of series h mandatory redeemable preferred shares. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
MetLife Investment Management, LLC50%345,000SCHEDULE 13G, 2026-09-082026-08-31
BlackRock Portfolio Management LLC50%345,000SCHEDULE 13G, 2026-09-082026-08-31
Thrivent Financial For Lutherans0%0SCHEDULE 13G/A, 2026-08-252026-08-24
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
MetLife Investment Management, LLC345,0000345,0000SCHEDULE 13G, 2026-09-08
BlackRock Portfolio Management LLC0345,0000345,000SCHEDULE 13G, 2026-09-08
Thrivent Financial For Lutherans0000SCHEDULE 13G/A, 2026-08-25

The latest filing names Calamos Convertible Opportunities and Income Fund, with its principal executive office as 2020 Calamos Court, Naperville, IL 60563-2787 (SCHEDULE 13G, 2026-09-08).

FiledHolderPercentFiling
2026-08-25Thrivent Financial For Lutherans0%SCHEDULE 13G/A
2026-09-08MetLife Investment Management, LLC0%SCHEDULE 13G/A
2026-09-08MetLife Investment Management, LLC50%SCHEDULE 13G
2026-09-08BlackRock Portfolio Management LLC50%SCHEDULE 13G

Calamos Dynamic Convertible & Income Fund

At 5% or more2
Filings4
Latest filing2026-09-08

Calamos Dynamic Convertible & Income Fund has 4 Schedule 13D or 13G filings on record since 2026-08-25. 2 holders' latest filing reports 5% or more of series i mandatory redeemable preferred shares. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
MetLife Investment Management, LLC78.6%880,000SCHEDULE 13G, 2026-09-082026-08-31
Thrivent Financial For Lutherans21.4%240,000SCHEDULE 13G, 2026-09-022026-08-26
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
MetLife Investment Management, LLC880,0000880,0000SCHEDULE 13G, 2026-09-08
Thrivent Financial For Lutherans240,0000240,0000SCHEDULE 13G, 2026-09-02

The latest filing names Calamos Dynamic Convertible & Income Fund, with its principal executive office as 2020 Calamos Court, Naperville, IL 60563-2787 (SCHEDULE 13G, 2026-09-08).

FiledHolderPercentFiling
2026-08-25Thrivent Financial For Lutherans0%SCHEDULE 13G/A
2026-09-02Thrivent Financial For Lutherans21.4%SCHEDULE 13G
2026-09-08MetLife Investment Management, LLC0%SCHEDULE 13G/A
2026-09-08MetLife Investment Management, LLC78.6%SCHEDULE 13G

Calamos Global Total Return Fund

At 5% or more1
Filings1
Latest filing2026-09-08

Calamos Global Total Return Fund has 1 Schedule 13D or 13G filing on record since 2026-09-08. 1 holder's latest filing reports 5% or more of series h mandatory redeemable preferred shares. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
BlackRock Portfolio Management LLC100%360,000SCHEDULE 13G, 2026-09-082026-08-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
BlackRock Portfolio Management LLC0360,0000360,000SCHEDULE 13G, 2026-09-08

The latest filing names Calamos Global Total Return Fund, with its principal executive office as 2020 Calamos Court, Naperville, IL 60563 (SCHEDULE 13G, 2026-09-08).

FiledHolderPercentFiling
2026-09-08BlackRock Portfolio Management LLC100%SCHEDULE 13G

Carlyle Credit Income Fund

At 5% or more2
Filings9
Latest filing2026-11-06

Carlyle Credit Income Fund has 9 Schedule 13D or 13G filings on record since 2025-07-02. 2 holders' latest filing reports 5% or more of preferred shares. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Karpus Management, Inc.22.09%265,100SCHEDULE 13G, 2025-12-052025-11-28
Eagle Point Credit Management LLC11.7%143,052SCHEDULE 13G/A, 2026-11-062026-09-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Eagle Point Credit Management LLC143,0520143,0520SCHEDULE 13G/A, 2026-11-06

The latest filing identifies Carlyle Credit Income Fund by CUSIP 92535C609 and gives its principal executive office as One Vanderbilt Avenue, Suite 3400, New York, NY 10017 (SCHEDULE 13G/A, 2026-11-06).

FiledHolderPercentFiling
2025-07-02Eagle Point Credit Management LLC20.04%SCHEDULE 13D/A
2025-07-22Eagle Point Credit Management LLC19.07%SCHEDULE 13G
2025-11-14Eagle Point Credit Management LLC15.69%SCHEDULE 13G/A
2025-12-05Karpus Management, Inc.22.09%SCHEDULE 13G
2026-02-12Eagle Point Credit Management LLC19.46%SCHEDULE 13G/A
2026-05-05Eagle Point Credit Management LLC19.16%SCHEDULE 13G/A
2026-08-11Eagle Point Credit Management LLC18.89%SCHEDULE 13G/A
2026-09-08Eagle Point Credit Management LLC12.91%SCHEDULE 13G/A
2026-11-06Eagle Point Credit Management LLC11.7%SCHEDULE 13G/A

Connetic Venture Capital Access Fund

At 5% or more1
Filings1
Latest filing2026-09-23

Connetic Venture Capital Access Fund has 1 Schedule 13D or 13G filing on record since 2026-09-23. 1 holder's latest filing reports 5% or more of class i shares of beneficial interest (ticker vcafx). Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
HORAN Wealth, LLC11.5%5,013,900SCHEDULE 13G, 2026-09-232025-06-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
HORAN Wealth, LLC00488,6840SCHEDULE 13G, 2026-09-23

The latest filing identifies Connetic Venture Capital Access Fund by CUSIP 208191106 and gives its principal executive office as 910 MADISON AVENUE, COVINGTON, KY 41011 (SCHEDULE 13G, 2026-09-23).

FiledHolderPercentFiling
2026-09-23HORAN Wealth, LLC11.5%SCHEDULE 13G

Diameter Dynamic Credit Fund

At 5% or more2
Filings5
Latest filing2026-11-09

Diameter Dynamic Credit Fund has 5 Schedule 13D or 13G filings on record since 2026-05-07. 2 holders' latest filing reports 5% or more of class i shares. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Michael & Susan Dell Foundation55.4%27,648,236SCHEDULE 13D/A, 2026-09-152026-09-04
Abu Dhabi Pension Fund18.68%10,057,212SCHEDULE 13G/A, 2026-11-092026-09-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Michael & Susan Dell Foundation027,648,236027,648,236SCHEDULE 13D/A, 2026-09-15
Michael S. Dell027,648,236027,648,236SCHEDULE 13D/A, 2026-09-15
Susan Lieberman Dell027,648,236027,648,236SCHEDULE 13D/A, 2026-09-15
Abu Dhabi Pension Fund10,057,212010,057,2120SCHEDULE 13G/A, 2026-11-09

The latest filing identifies Diameter Dynamic Credit Fund by CUSIP 000000000 and gives its principal executive office as C/O DIAMETER CAPITAL PARTNERS LP, 50 HUDSON YARDS, SUITE 6600A, New York, NY 10001 (SCHEDULE 13G/A, 2026-11-09).

FiledHolderPercentFiling
2026-05-07Michael & Susan Dell Foundation80.9%SCHEDULE 13D
2026-06-05Abu Dhabi Pension Fund12.77%SCHEDULE 13G
2026-08-11Abu Dhabi Pension Fund20.01%SCHEDULE 13G/A
2026-09-15Michael & Susan Dell Foundation55.4%SCHEDULE 13D/A
2026-11-09Abu Dhabi Pension Fund18.68%SCHEDULE 13G/A

Direxion Shares ETF Trust

At 5% or more3
Filings5
Latest filing2026-09-18

Direxion Shares ETF Trust has 5 Schedule 13D or 13G filings on record since 2025-10-02. 3 holders' latest filing reports 5% or more of shares of beneficial interest. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Upender V. Rao11%100,000SCHEDULE 13G/A, 2026-09-182026-09-17
Leuthold Group, LLC10.3%2,475,634SCHEDULE 13G/A, 2025-12-052025-12-01
Robinson Value Management, Ltd.8.5%2,090,279SCHEDULE 13G, 2026-08-242026-06-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Upender V. Rao100,0000100,0000SCHEDULE 13G/A, 2026-09-18
Leuthold Group, LLC2,116,949358,6852,116,949358,685SCHEDULE 13G/A, 2025-12-05
Robinson Value Management, Ltd.2,090,27902,090,2790SCHEDULE 13G, 2026-08-24

The latest filing identifies Direxion Shares ETF Trust by CUSIP 25461H523 and gives its principal executive office as 535 Madison, 37th Floor, New York, NY 10022 (SCHEDULE 13G/A, 2026-09-18).

FiledHolderPercentFiling
2025-10-02Leuthold Group, LLC18.7%SCHEDULE 13G/A
2025-12-05Leuthold Group, LLC10.3%SCHEDULE 13G/A
2026-08-24Robinson Value Management, Ltd.8.5%SCHEDULE 13G
2026-09-18Upender V. Rao13.8%SCHEDULE 13G
2026-09-18Upender V. Rao11%SCHEDULE 13G/A

Investment Managers Series Trust II

At 5% or more1
Filings1
Latest filing2026-09-08

Investment Managers Series Trust II has 1 Schedule 13D or 13G filing on record since 2026-09-08. 1 holder's latest filing reports 5% or more of shares of beneficial interest, no par value per share (astoria real assets etf). Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
First National Advisers, LLC23.53%1,789,644SCHEDULE 13G, 2026-09-082026-08-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
First National Advisers, LLC001,789,6440SCHEDULE 13G, 2026-09-08

The latest filing identifies Investment Managers Series Trust II by CUSIP 46141T117 and gives its principal executive office as 235 WEST GALENA STREET, MILWAUKEE, WI 53212 (SCHEDULE 13G, 2026-09-08).

FiledHolderPercentFiling
2026-09-08First National Advisers, LLC23.53%SCHEDULE 13G

Nexpoint Real Estate Strategies Fund

At 5% or more1
Filings2
Latest filing2026-09-25

Nexpoint Real Estate Strategies Fund has 2 Schedule 13D or 13G filings on record since 2025-11-20. 1 holder's latest filing reports 5% or more of class z shares of beneficial interest. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Dondero James D8%96,992SCHEDULE 13D/A, 2026-09-252026-06-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
NexPoint Advisors, L.P.021,446021,446SCHEDULE 13D/A, 2026-09-25
Dondero James D096,992096,992SCHEDULE 13D/A, 2026-09-25
Dondero Nancy Marie017,224017,224SCHEDULE 13D/A, 2026-09-25
Governance RE, Ltd.058,323058,323SCHEDULE 13D/A, 2026-09-25

The latest filing identifies Nexpoint Real Estate Strategies Fund by CUSIP 65342M309 and gives its principal executive office as 300 CRESCENT COURT, SUITE 700, DALLAS, TX 75201 (SCHEDULE 13D/A, 2026-09-25).

FiledHolderPercentFiling
2025-11-20Dondero James D6.9%SCHEDULE 13D/A
2026-09-25Dondero James D8%SCHEDULE 13D/A

Nuveen Multi-Market Income Fund

At 5% or more1
Filings2
Latest filing2026-09-04

Nuveen Multi-Market Income Fund has 2 Schedule 13D or 13G filings on record since 2025-11-14. 1 holder's latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Sit Investment Associates Inc62.6%5,927,159SCHEDULE 13G/A, 2026-09-042026-08-31
1607 Capital Partners, LLC3.88%366,851SCHEDULE 13G/A, 2025-11-142025-09-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Sit Investment Associates Inc—5,927,159—5,927,159SCHEDULE 13G/A, 2026-09-04
Sit Fixed Income Advisors Ii LLC—5,937,159—5,927,159SCHEDULE 13G/A, 2026-09-04
1607 Capital Partners, LLC366,8510366,8510SCHEDULE 13G/A, 2025-11-14

The latest filing identifies Nuveen Multi-Market Income Fund by CUSIP 67075J107 and gives its principal executive office as 333 WEST WACKER DRIVE, CHICAGO, IL 60606 (SCHEDULE 13G/A, 2026-09-04).

FiledHolderPercentFiling
2025-11-141607 Capital Partners, LLC3.88%SCHEDULE 13G/A
2026-09-04Sit Investment Associates Inc62.6%SCHEDULE 13G/A

PIMCO ETF Trust

At 5% or more2
Filings4
Latest filing2026-09-08

PIMCO ETF Trust has 4 Schedule 13D or 13G filings on record since 2026-01-08. 2 holders' latest filing reports 5% or more of shares of beneficial interest, no par value per share (pimco commodity strategy active exchange-traded fund). Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Fmr LLC17.5%2,500,609SCHEDULE 13G/A, 2026-08-062026-06-30
First National Advisers, LLC14.69%3,669,134SCHEDULE 13G, 2026-09-082026-08-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Fmr LLC2,500,56102,500,6090SCHEDULE 13G/A, 2026-08-06
Abigail P. Johnson002,500,6090SCHEDULE 13G/A, 2026-08-06
First National Advisers, LLC003,669,1340SCHEDULE 13G, 2026-09-08

The latest filing identifies PIMCO ETF Trust by CUSIP 72201R593 and gives its principal executive office as 650 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA 92660 (SCHEDULE 13G, 2026-09-08).

FiledHolderPercentFiling
2026-01-08Fmr LLC14.5%SCHEDULE 13G
2026-05-06Fmr LLC13.2%SCHEDULE 13G/A
2026-08-06Fmr LLC17.5%SCHEDULE 13G/A
2026-09-08First National Advisers, LLC14.69%SCHEDULE 13G

Regents Partners Income Fund IV, LP

At 5% or more1
Filings1
Latest filing2026-09-21

Regents Partners Income Fund IV, LP has 1 Schedule 13D or 13G filing on record since 2026-09-21. 1 holder's latest filing reports 5% or more of common stock etc. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Eckler Joe M Jr5%0SCHEDULE 13D, 2026-09-212026-09-15
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Eckler Joe M Jr1,33501,3350SCHEDULE 13D, 2026-09-21

The latest filing identifies Regents Partners Income Fund IV, LP by CUSIP 88636V736 and gives its principal executive office as 6322 S 3000 E, SUITE 300, SALT LAKE CITY, UT 84121 (SCHEDULE 13D, 2026-09-21).

Eckler Joe M Jr

INVESTMENTItem 4 of the SCHEDULE 13D filed 2026-09-21
FiledHolderPercentFiling
2026-09-21Eckler Joe M Jr5%SCHEDULE 13D

Where this comes from

Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.

Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.

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