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5%+ stakes

Unclassified, latest filing in July 2026

21 companies with 5%+ holders, every filing linked: BlackRock Resources & Commdty, Blackstone Senior Floating Rate 2027 Term Fund, Concentrix Corp, Firstgroup PLC, Hillman Solutions Corp, John Hancock Marathon Asset-Based Lending Fund and more. Each section is the company's full record from its filings, newest filings first within each section.

21 companies with 5%+ holders on this page (Unclassified, latest filing in July 2026), each linked to its filing, starting with BlackRock Resources & Commdty, Blackstone Senior Floating Rate 2027 Term Fund, Concentrix Corp. Free check on any of them: https://mentionfox.com/check

On this page

BlackRock Resources & Commdty

At 5% or more1
Filings6
Latest filing2026-10-29

BlackRock Resources & Commdty has 6 Schedule 13D or 13G filings on record since 2025-08-06. 1 holder's latest filing reports 5% or more of common shares of beneficial interest. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Wells Fargo & Company5.2%3,953,017SCHEDULE 13G/A, 2026-10-292026-09-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Wells Fargo & Company003,953,0170SCHEDULE 13G/A, 2026-10-29

The latest filing identifies BlackRock Resources & Commdty by CUSIP 09257A108 and gives its principal executive office as 100 BELLEVUE PARKWAY, WILMINGTON, DE 19809 (SCHEDULE 13G/A, 2026-10-29).

FiledHolderPercentFiling
2025-08-06Wells Fargo & Company5.2%SCHEDULE 13G/A
2025-10-22Wells Fargo & Company5.3%SCHEDULE 13G/A
2026-01-29Wells Fargo & Company5.4%SCHEDULE 13G/A
2026-05-12Wells Fargo & Company5.2%SCHEDULE 13G/A
2026-07-28Wells Fargo & Company5.1%SCHEDULE 13G/A
2026-10-29Wells Fargo & Company5.2%SCHEDULE 13G/A

Blackstone Senior Floating Rate 2027 Term Fund

At 5% or more1
Filings2
Latest filing2026-07-06

Blackstone Senior Floating Rate 2027 Term Fund has 2 Schedule 13D or 13G filings on record since 2026-04-27. 1 holder's latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Sit Investment Associates, Inc.6.3%822,750SCHEDULE 13G, 2026-07-062026-06-30
Bank Of America Corp4.1%528,184SCHEDULE 13G/A, 2026-04-272026-03-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Sit Investment Associates, Inc.0822,7500822,750SCHEDULE 13G, 2026-07-06
Sit Fixed Income Advisors II, LLC0822,7500822,750SCHEDULE 13G, 2026-07-06
Bank Of America Corp000528,184SCHEDULE 13G/A, 2026-04-27

The latest filing identifies Blackstone Senior Floating Rate 2027 Term Fund by CUSIP 09256U105 and gives its principal executive office as 345 Park Avenue, 31st Floor, New York, NY 10154 (SCHEDULE 13G, 2026-07-06).

FiledHolderPercentFiling
2026-04-27Bank Of America Corp4.1%SCHEDULE 13G/A
2026-07-06Sit Investment Associates, Inc.6.3%SCHEDULE 13G

Concentrix Corp

At 5% or more1
Filings1
Latest filing2026-07-17

Concentrix Corp has 1 Schedule 13D or 13G filing on record since 2026-07-17. 1 holder's latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Pzena Investment Management LLC5.6%3,413,879SCHEDULE 13G, 2026-07-172026-06-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Pzena Investment Management LLC2,918,43603,413,8790SCHEDULE 13G, 2026-07-17

The latest filing identifies Concentrix Corp by CUSIP 20602D101 and gives its principal executive office as CLINTON SQUARE, SUITE 120, ROCHESTER, NY 14604 (SCHEDULE 13G, 2026-07-17).

FiledHolderPercentFiling
2026-07-17Pzena Investment Management LLC5.6%SCHEDULE 13G

Firstgroup PLC

At 5% or more1
Filings1
Latest filing2026-07-14

Firstgroup PLC has 1 Schedule 13D or 13G filing on record since 2026-07-14. 1 holder's latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Dimensional Fund Advisors LP5.1%28,486,836SCHEDULE 13G, 2026-07-142026-06-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Dimensional Fund Advisors LP28,351,657028,486,8360SCHEDULE 13G, 2026-07-14

The latest filing identifies Firstgroup PLC by CUSIP G34604101 and gives its principal executive office as 395 King Street, Aberdeen (SCHEDULE 13G, 2026-07-14).

FiledHolderPercentFiling
2026-07-14Dimensional Fund Advisors LP5.1%SCHEDULE 13G

Hillman Solutions Corp

At 5% or more1
Filings1
Latest filing2026-07-14

Hillman Solutions Corp has 1 Schedule 13D or 13G filing on record since 2026-07-14. 1 holder's latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Dimensional Fund Advisors LP5.2%10,195,613SCHEDULE 13G, 2026-07-142026-06-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Dimensional Fund Advisors LP10,030,483010,195,6130SCHEDULE 13G, 2026-07-14

The latest filing identifies Hillman Solutions Corp by CUSIP 431636109 and gives its principal executive office as 1280 Kemper Meadow Dr, Cincinnati (SCHEDULE 13G, 2026-07-14).

FiledHolderPercentFiling
2026-07-14Dimensional Fund Advisors LP5.2%SCHEDULE 13G

John Hancock Marathon Asset-Based Lending Fund

At 5% or more1
Filings5
Latest filing2026-07-17

John Hancock Marathon Asset-Based Lending Fund has 5 Schedule 13D or 13G filings on record since 2025-08-14. 1 holder's latest filing reports 5% or more of class i shares of beneficial ownership. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Jeffrey Todd Holdings, L.P.12.4%1,622,251SCHEDULE 13G, 2026-07-172026-07-08
Marathon Asset Management LP0%0SCHEDULE 13G/A, 2026-07-142026-07-08
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Jeffrey Todd Holdings, L.P.1,622,25101,622,2510SCHEDULE 13G, 2026-07-17
Marathon Asset Management LP0000SCHEDULE 13G/A, 2026-07-14

The latest filing identifies John Hancock Marathon Asset-Based Lending Fund by CUSIP 478025109 and gives its principal executive office as 200 Berkeley Street, Boston, MA 02116 (SCHEDULE 13G, 2026-07-17).

FiledHolderPercentFiling
2025-08-14Marathon Asset Management LP16.7%SCHEDULE 13G/A
2025-11-14Marathon Asset Management LP14.6%SCHEDULE 13G/A
2026-02-17Marathon Asset Management LP12.9%SCHEDULE 13G/A
2026-07-14Marathon Asset Management LP0%SCHEDULE 13G/A
2026-07-17Jeffrey Todd Holdings, L.P.12.4%SCHEDULE 13G

MFS Active Exchange Traded Funds Trust

At 5% or more1
Filings1
Latest filing2026-07-06

MFS Active Exchange Traded Funds Trust has 1 Schedule 13D or 13G filing on record since 2026-07-06. 1 holder's latest filing reports 5% or more of exchange traded fund (etf) shares. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Paul R. Ried Financial Group, LLC6.2%1,138,859SCHEDULE 13G, 2026-07-062026-06-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Paul R. Ried Financial Group, LLC001,138,8590SCHEDULE 13G, 2026-07-06

The latest filing identifies MFS Active Exchange Traded Funds Trust by CUSIP 55286W504 and gives its principal executive office as 111 HUNTINGTON AVENUE, BOSTON, MA 02199 (SCHEDULE 13G, 2026-07-06).

FiledHolderPercentFiling
2026-07-06Paul R. Ried Financial Group, LLC6.2%SCHEDULE 13G

MFS Municipal Income Trust

At 5% or more1
Filings1
Latest filing2026-07-01

MFS Municipal Income Trust has 1 Schedule 13D or 13G filing on record since 2026-07-01. 1 holder's latest filing reports 5% or more of remarketable variable rate munifund term preferred shares, series 2051. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
JPMorgan Chase Bank, National Association100%2,241SCHEDULE 13G/A, 2026-07-012026-06-08
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
JPMorgan Chase Bank, National Association02,2412,2410SCHEDULE 13G/A, 2026-07-01

The latest filing identifies MFS Municipal Income Trust by CUSIP 552738700 and gives its principal executive office as 111 Huntington Avenue, 24th Floor, Boston, MA 02199 (SCHEDULE 13G/A, 2026-07-01).

FiledHolderPercentFiling
2026-07-01JPMorgan Chase Bank, National Association100%SCHEDULE 13G/A

Msc Income Fund, Inc.

At 5% or more2
Filings2
Latest filing2026-11-04

Msc Income Fund, Inc. has 2 Schedule 13D or 13G filings on record since 2026-07-24. 2 holders' latest filing reports 5% or more of common stock, par value $0.001 per share. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Sanders Morris Harris LLC5.08%2,317,887SCHEDULE 13G, 2026-07-242026-07-17
Main Street Capital CORP5%2,250,574SCHEDULE 13D, 2026-11-042026-11-03
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Sanders Morris Harris LLC02,317,88702,317,887SCHEDULE 13G, 2026-07-24
Main Street Capital CORP2,250,57402,250,5740SCHEDULE 13D, 2026-11-04

The latest filing identifies Msc Income Fund, Inc. by CUSIP 55374X208 and gives its principal executive office as 1300 Post Oak Boulevard, 8th Floor, Houston, TX 77056 (SCHEDULE 13D, 2026-11-04).

In May, August and October 2023 and January, May and August 2024, the Reporting Person purchased an aggregate of 980,070 shares of the Issuer's Common Stock from the Issuer at the same price at which the Issuer issued new shares in connection with reinvestments of the Issuer's quarterly dividend pursuant to the Issuer's dividend reinvestment plan on the relevant purchase dates, for a weighted-average price of $15.82 per share and an aggregate cost of $15.5 million.Main Street Capital CORP, SCHEDULE 13D, 2026-11-04

Main Street Capital CORP

The Reporting Person intends to continuously review its investment in the Issuer, and may in the future determine (1) to acquire additional shares of Common Stock or other securities of the Issuer, through open market purchases, private transactions or otherwise, (2) to dispose of all or a portion of the securities of the Issuer owned by it or (3) to take any other available course of action. In connection with its ongoing review of its investments in the Issuer, the Reporting Person may take actions with respect to such investments in the Issuer, including communicating with the Board, members of management at the Adviser or other securityholders of the Issuer, or other third parties from time to time; taking steps to implement a course of action, including, without limitation, engaging advisors, including legal, financial, regulatory, technical and/or industry advisors, to assist in any review; and evaluating strategic alternatives as they may become available. Subject to the terms and conditions of the documents described herein to which the Reporting Person or the Adviser is a party, such discussions and other actions may relate to various alternative courses of action, including, without limitation, those related to an extraordinary corporate transaction (including, but not limited to, a merger, reorganization or liquidation) involving the Issuer or any of its subsidiaries; business combinations involving the Issuer or any of its subsidiaries, a sale or transfer of a …The first part of Item 4 of the SCHEDULE 13D filed 2026-11-04; the filing has the rest
FiledHolderPercentFiling
2026-07-24Sanders Morris Harris LLC5.08%SCHEDULE 13G
2026-11-04Main Street Capital CORP5%SCHEDULE 13D
DateRecordFigureOur pageSource
June 30, 2026Leadership change: Dwayne L. Hyzak appointed, Executive Chairman—Leadership changesSource

Nuveen Core Plus Impact Fund

At 5% or more2
Filings2
Latest filing2026-07-30

Nuveen Core Plus Impact Fund has 2 Schedule 13D or 13G filings on record since 2026-02-12. 2 holders' latest filing reports 5% or more of common. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Morgan Stanley8%2,290,571SCHEDULE 13G/A, 2026-02-122025-12-31
First Trust Portfolios L.P.5.89%1,692,698SCHEDULE 13G, 2026-07-302026-06-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Morgan Stanley0215,94202,290,571SCHEDULE 13G/A, 2026-02-12
Parametric Portfolio Associates LLC0215,94202,290,571SCHEDULE 13G/A, 2026-02-12
First Trust Portfolios L.P.0001,692,698SCHEDULE 13G, 2026-07-30
First Trust Advisors L.P.0001,692,698SCHEDULE 13G, 2026-07-30
The Charger Corporation0001,692,698SCHEDULE 13G, 2026-07-30

The latest filing identifies Nuveen Core Plus Impact Fund by CUSIP 67080D103 and gives its principal executive office as 333 Wacker Drive, Chicago, IL 60606 (SCHEDULE 13G, 2026-07-30).

FiledHolderPercentFiling
2026-02-12Morgan Stanley8%SCHEDULE 13G/A
2026-07-30First Trust Portfolios L.P.5.89%SCHEDULE 13G

Nuveen New York AMT-Free Quality Municipal Income Fund

At 5% or more1
Filings4
Latest filing2026-07-27

Nuveen New York AMT-Free Quality Municipal Income Fund has 4 Schedule 13D or 13G filings on record since 2025-08-07. 1 holder's latest filing reports 5% or more of common. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
First Trust Portfolios L.P.5.31%4,633,844SCHEDULE 13G, 2026-07-272026-06-30
Karpus Management, Inc.4.05%3,536,744SCHEDULE 13G/A, 2026-01-072025-12-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
First Trust Portfolios L.P.0004,633,844SCHEDULE 13G, 2026-07-27
First Trust Advisors L.P.0004,633,844SCHEDULE 13G, 2026-07-27
The Charger Corporation0004,633,844SCHEDULE 13G, 2026-07-27
Karpus Management, Inc.3,536,74403,536,7440SCHEDULE 13G/A, 2026-01-07

The latest filing identifies Nuveen New York AMT-Free Quality Municipal Income Fund by CUSIP 670656107 and gives its principal executive office as Attn: Legal Department, 333 West Wacker Drive, Chicago, IL 60606 (SCHEDULE 13G, 2026-07-27).

FiledHolderPercentFiling
2025-08-07Karpus Management, Inc.12.95%SCHEDULE 13G/A
2025-11-07Karpus Management, Inc.7.6%SCHEDULE 13G/A
2026-01-07Karpus Management, Inc.4.05%SCHEDULE 13G/A
2026-07-27First Trust Portfolios L.P.5.31%SCHEDULE 13G

Nuveen Select Tax-Free Income Portfolio

At 5% or more1
Filings1
Latest filing2026-07-27

Nuveen Select Tax-Free Income Portfolio has 1 Schedule 13D or 13G filing on record since 2026-07-27. 1 holder's latest filing reports 5% or more of common. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
First Trust Portfolios L.P.5.27%3,321,526SCHEDULE 13G, 2026-07-272026-06-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
First Trust Portfolios L.P.0003,318,866SCHEDULE 13G, 2026-07-27
First Trust Advisors L.P.02,66003,321,526SCHEDULE 13G, 2026-07-27
The Charger Corporation02,66003,321,526SCHEDULE 13G, 2026-07-27

The latest filing identifies Nuveen Select Tax-Free Income Portfolio by CUSIP 67062F100 and gives its principal executive office as 333 West Wacker Drive, Chicago, IL 60606 (SCHEDULE 13G, 2026-07-27).

FiledHolderPercentFiling
2026-07-27First Trust Portfolios L.P.5.27%SCHEDULE 13G

Orezone Gold Corp

At 5% or more1
Filings3
Latest filing2026-07-09

Orezone Gold Corp has 3 Schedule 13D or 13G filings on record since 2026-01-21. 1 holder's latest filing reports 5% or more of common shares without par value. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Helikon Investments Limited12.45%83,054,336SCHEDULE 13G/A, 2026-07-092026-06-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Helikon Investments Limited083,054,336083,054,336SCHEDULE 13G/A, 2026-07-09
Federico Riggio083,054,336083,054,336SCHEDULE 13G/A, 2026-07-09

The latest filing identifies Orezone Gold Corp by CUSIP 68616T109 and gives its principal executive office as Suite 450 - 505 BURRARD STREET, VANCOUVER (SCHEDULE 13G/A, 2026-07-09).

FiledHolderPercentFiling
2026-01-21Helikon Investments Limited7.55%SCHEDULE 13G
2026-04-07Helikon Investments Limited10.86%SCHEDULE 13G/A
2026-07-09Helikon Investments Limited12.45%SCHEDULE 13G/A

PGIM Global High Yield Fund, Inc.

At 5% or more1
Filings2
Latest filing2026-07-17

PGIM Global High Yield Fund, Inc. has 2 Schedule 13D or 13G filings on record since 2025-10-22. 1 holder's latest filing reports 5% or more of common. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
First Trust Portfolios L.P.20.72%8,488,445SCHEDULE 13G/A, 2026-07-172026-06-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
First Trust Portfolios L.P.0008,310,822SCHEDULE 13G/A, 2026-07-17
First Trust Advisors L.P.0177,62308,488,445SCHEDULE 13G/A, 2026-07-17
The Charger Corporation0177,62308,488,445SCHEDULE 13G/A, 2026-07-17

The latest filing identifies PGIM Global High Yield Fund, Inc. by CUSIP 69346J106 and gives its principal executive office as 655 Broad Street, 6th Floor, Newark, NJ 07102 (SCHEDULE 13G/A, 2026-07-17).

FiledHolderPercentFiling
2025-10-22First Trust Portfolios L.P.21.98%SCHEDULE 13G/A
2026-07-17First Trust Portfolios L.P.20.72%SCHEDULE 13G/A

Pimco Flexible Real Estate Income Fund

At 5% or more1
Filings6
Latest filing2026-11-03

Pimco Flexible Real Estate Income Fund has 6 Schedule 13D or 13G filings on record since 2025-08-06. 1 holder's latest filing reports 5% or more of institutional class common shares. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Daniel J Ivascyn5.5%4,138,497SCHEDULE 13D/A, 2026-11-032026-10-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Daniel J Ivascyn4,138,49704,138,4970SCHEDULE 13D/A, 2026-11-03

The latest filing identifies Pimco Flexible Real Estate Income Fund by CUSIP 72203N509 and gives its principal executive office as 650 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA 92660 (SCHEDULE 13D/A, 2026-11-03).

FiledHolderPercentFiling
2025-08-06Ivascyn Daniel J10.5%SCHEDULE 13D/A
2025-10-17Ivascyn Daniel J9.5%SCHEDULE 13D/A
2026-01-16Ivascyn Daniel J8.5%SCHEDULE 13D/A
2026-03-17Ivascyn Daniel J7.5%SCHEDULE 13D/A
2026-07-06Ivascyn Daniel J6.5%SCHEDULE 13D/A
2026-11-03Daniel J Ivascyn5.5%SCHEDULE 13D/A

Privacore Pcaam Alternative Growth Fund

At 5% or more1
Filings1
Latest filing2026-07-08

Privacore Pcaam Alternative Growth Fund has 1 Schedule 13D or 13G filing on record since 2026-07-08. 1 holder's latest filing reports 5% or more of class i shares. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
JANUS HENDERSON GROUP Ltd.46.8%2,800,000SCHEDULE 13G, 2026-07-082026-06-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
JANUS HENDERSON GROUP Ltd.02,800,00002,800,000SCHEDULE 13G, 2026-07-08

The latest filing identifies Privacore Pcaam Alternative Growth Fund by CUSIP 74290Y307 and gives its principal executive office as 1411 BROADWAY, NEW YORK, NY 10018 (SCHEDULE 13G, 2026-07-08).

FiledHolderPercentFiling
2026-07-08JANUS HENDERSON GROUP Ltd.46.8%SCHEDULE 13G

Privacore Pcaam Alternative Income Fund

At 5% or more1
Filings1
Latest filing2026-07-08

Privacore Pcaam Alternative Income Fund has 1 Schedule 13D or 13G filing on record since 2026-07-08. 1 holder's latest filing reports 5% or more of class i shares. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
JANUS HENDERSON GROUP Ltd.67.4%2,520,000SCHEDULE 13G, 2026-07-082026-06-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
JANUS HENDERSON GROUP Ltd.02,520,00002,520,000SCHEDULE 13G, 2026-07-08

The latest filing identifies Privacore Pcaam Alternative Income Fund by CUSIP 74291A308 and gives its principal executive office as 1411 BROADWAY, NEW YORK, NY 10018 (SCHEDULE 13G, 2026-07-08).

FiledHolderPercentFiling
2026-07-08JANUS HENDERSON GROUP Ltd.67.4%SCHEDULE 13G

Robinhood Ventures Fund I

At 5% or more1
Filings3
Latest filing2026-11-02

Robinhood Ventures Fund I has 3 Schedule 13D or 13G filings on record since 2026-05-18. 1 holder's latest filing reports 5% or more of common shares of beneficial interest. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Robinhood Markets, Inc.47.7%12,984,209SCHEDULE 13G/A, 2026-11-022026-09-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Robinhood Markets, Inc.12,984,209012,984,2090SCHEDULE 13G/A, 2026-11-02

The latest filing identifies Robinhood Ventures Fund I by CUSIP 770701100 and gives its principal executive office as 85 Willow Road, Menlo Park, CA 94025 (SCHEDULE 13G/A, 2026-11-02).

FiledHolderPercentFiling
2026-05-18Robinhood Markets, Inc.52.18%SCHEDULE 13G
2026-07-23Robinhood Markets, Inc.48.98%SCHEDULE 13G/A
2026-11-02Robinhood Markets, Inc.47.7%SCHEDULE 13G/A

Sprott Funds Trust

At 5% or more1
Filings6
Latest filing2026-07-06

Sprott Funds Trust has 6 Schedule 13D or 13G filings on record since 2025-10-08. 1 holder's latest filing reports 5% or more of exchange traded fund (etf) shares. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Paul R. Ried Financial Group, LLC5%923,972SCHEDULE 13G/A, 2026-07-062026-06-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Paul R. Ried Financial Group, LLC00923,9720SCHEDULE 13G/A, 2026-07-06

The latest filing identifies Sprott Funds Trust by CUSIP 85208P402 and gives its principal executive office as 320 POST ROAD, SUITE 230, SUITE 200, DARIEN, CT 06820 (SCHEDULE 13G/A, 2026-07-06).

FiledHolderPercentFiling
2025-10-08Paul R. Ried Financial Group, LLC31.1%SCHEDULE 13G/A
2025-12-05Paul R. Ried Financial Group, LLC18%SCHEDULE 13G/A
2026-01-09Paul R. Ried Financial Group, LLC13.1%SCHEDULE 13G/A
2026-01-09Paul R. Ried Financial Group, LLC13.1%SCHEDULE 13G/A
2026-04-10Paul R. Ried Financial Group, LLC6.4%SCHEDULE 13G/A
2026-07-06Paul R. Ried Financial Group, LLC5%SCHEDULE 13G/A

Sterling Capital Funds

At 5% or more1
Filings3
Latest filing2026-07-13

Sterling Capital Funds has 3 Schedule 13D or 13G filings on record since 2026-04-07. 1 holder's latest filing reports 5% or more of exchange traded fund. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Truist Financial Corp30.6%399,701SCHEDULE 13G/A, 2026-07-132026-06-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Truist Financial Corp313,81518,530399,7010SCHEDULE 13G/A, 2026-07-13

The latest filing identifies Sterling Capital Funds by CUSIP 85917K447 and gives its principal executive office as 434 FAYETTEVILLE ST, RALEIGH, NC 27601 (SCHEDULE 13G/A, 2026-07-13).

FiledHolderPercentFiling
2026-04-07Truist Financial Corp32.2%SCHEDULE 13G
2026-07-10Truist Financial Corp30.6%SCHEDULE 13G/A
2026-07-13Truist Financial Corp30.6%SCHEDULE 13G/A

Virtus Stone Harbor Emerging Markets Income Fund

At 5% or more1
Filings4
Latest filing2026-07-14

Virtus Stone Harbor Emerging Markets Income Fund has 4 Schedule 13D or 13G filings on record since 2025-07-21. 1 holder's latest filing reports 5% or more of common. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
First Trust Portfolios L.P.15.24%4,920,178SCHEDULE 13G/A, 2026-07-142026-06-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
First Trust Portfolios L.P.0004,920,178SCHEDULE 13G/A, 2026-07-14
First Trust Advisors L.P.0004,920,178SCHEDULE 13G/A, 2026-07-14
The Charger Corporation0004,920,178SCHEDULE 13G/A, 2026-07-14

The latest filing identifies Virtus Stone Harbor Emerging Markets Income Fund by CUSIP 86164T107 and gives its principal executive office as 101 Munson Street, Suite 104, Greenfield, MA 01301 (SCHEDULE 13G/A, 2026-07-14).

FiledHolderPercentFiling
2025-07-21First Trust Portfolios L.P.20.85%SCHEDULE 13G/A
2026-01-14First Trust Portfolios L.P.18.12%SCHEDULE 13G/A
2026-03-06First Trust Portfolios L.P.12.51%SCHEDULE 13G/A
2026-07-14First Trust Portfolios L.P.15.24%SCHEDULE 13G/A

Where this comes from

Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.

Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.