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5%+ stakes

Unclassified, latest filing in May 2026

27 companies with 5%+ holders, every filing linked: abrdn Total Dynamic Dividend Fund, BlackRock Enhanced Global Dividend Trust, BlackRock Enhanced International Dividend Trust, BLACKROCK Ltd DURATION INCOME TRUST, Brookfield Real Assets Income Fund Inc., Citizens Community Bancorp Inc. and more. Each section is the company's full record from its filings, newest filings first within each section.

27 companies with 5%+ holders on this page (Unclassified, latest filing in May 2026), each linked to its filing, starting with abrdn Total Dynamic Dividend Fund, BlackRock Enhanced Global Dividend Trust, BlackRock Enhanced International Dividend Trust. Free check on any of them: https://mentionfox.com/check

On this page

abrdn Total Dynamic Dividend Fund

At 5% or more1
Filings1
Latest filing2026-05-11

abrdn Total Dynamic Dividend Fund has 1 Schedule 13D or 13G filing on record since 2026-05-11. 1 holder's latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Morgan Stanley8.2%8,596,239SCHEDULE 13G/A, 2026-05-112026-03-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Morgan Stanley01,108,32308,596,239SCHEDULE 13G/A, 2026-05-11
Parametric Portfolio Associates LLC01,108,32308,596,239SCHEDULE 13G/A, 2026-05-11

The latest filing identifies abrdn Total Dynamic Dividend Fund by CUSIP 00326L100 and gives its principal executive office as 1900 MARKET STREET, SUITE 200, PHILADELPHIA, PA 19103 (SCHEDULE 13G/A, 2026-05-11).

FiledHolderPercentFiling
2026-05-11Morgan Stanley8.2%SCHEDULE 13G/A

BlackRock Enhanced Global Dividend Trust

At 5% or more2
Filings2
Latest filing2026-05-11

BlackRock Enhanced Global Dividend Trust has 2 Schedule 13D or 13G filings on record since 2026-01-27. 2 holders' latest filing reports 5% or more of common shares of beneficial interest. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Morgan Stanley6.1%3,382,447SCHEDULE 13G/A, 2026-05-112026-03-31
First Trust Portfolios L.P.5.09%2,827,629SCHEDULE 13G, 2026-01-272025-12-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Morgan Stanley0426,16603,382,447SCHEDULE 13G/A, 2026-05-11
Parametric Portfolio Associates LLC0426,16603,382,447SCHEDULE 13G/A, 2026-05-11
First Trust Portfolios L.P.0002,827,629SCHEDULE 13G, 2026-01-27
First Trust Advisors L.P.0002,827,629SCHEDULE 13G, 2026-01-27
The Charger Corporation0002,827,629SCHEDULE 13G, 2026-01-27

The latest filing identifies BlackRock Enhanced Global Dividend Trust by CUSIP 092501105 and gives its principal executive office as 100 BELLEVUE PARKWAY, WILMINGTON, DE 19809 (SCHEDULE 13G/A, 2026-05-11).

FiledHolderPercentFiling
2026-01-27First Trust Portfolios L.P.5.09%SCHEDULE 13G
2026-05-11Morgan Stanley6.1%SCHEDULE 13G/A

BlackRock Enhanced International Dividend Trust

At 5% or more2
Filings3
Latest filing2026-05-07

BlackRock Enhanced International Dividend Trust has 3 Schedule 13D or 13G filings on record since 2025-07-14. 2 holders' latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Morgan Stanley10.1%9,119,791SCHEDULE 13G/A, 2026-05-072026-04-30
Allspring Global Investments Holdings, LLC7.4%6,731,853SCHEDULE 13G/A, 2025-07-142025-06-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Morgan Stanley017,12709,119,791SCHEDULE 13G/A, 2026-05-07
Morgan Stanley Smith Barney LLC0209,102,666SCHEDULE 13G/A, 2026-05-07
Allspring Global Investments Holdings, LLC6,493,37506,731,8530SCHEDULE 13G/A, 2025-07-14

The latest filing identifies BlackRock Enhanced International Dividend Trust by CUSIP 092524107 and gives its principal executive office as 100 BELLEVUE PARKWAY, WILMINGTON, DE 19809 (SCHEDULE 13G/A, 2026-05-07).

FiledHolderPercentFiling
2025-07-14Allspring Global Investments Holdings, LLC7.4%SCHEDULE 13G/A
2026-02-11Morgan Stanley9.8%SCHEDULE 13G/A
2026-05-07Morgan Stanley10.1%SCHEDULE 13G/A

BLACKROCK Ltd DURATION INCOME TRUST

At 5% or more1
Filings1
Latest filing2026-05-11

BLACKROCK Ltd DURATION INCOME TRUST has 1 Schedule 13D or 13G filing on record since 2026-05-11. 1 holder's latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Morgan Stanley10.7%4,167,837SCHEDULE 13G/A, 2026-05-112026-03-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Morgan Stanley030,87204,167,837SCHEDULE 13G/A, 2026-05-11
Morgan Stanley Smith Barney LLC0104,136,966SCHEDULE 13G/A, 2026-05-11

The latest filing identifies BLACKROCK Ltd DURATION INCOME TRUST by CUSIP 09249W101 and gives its principal executive office as 100 BELLEVUE PARKWAY, MUTUAL FUND DEPARTMENT, WILMINGTON, DE 19809 (SCHEDULE 13G/A, 2026-05-11).

FiledHolderPercentFiling
2026-05-11Morgan Stanley10.7%SCHEDULE 13G/A

Brookfield Real Assets Income Fund Inc.

At 5% or more2
Filings2
Latest filing2026-05-11

Brookfield Real Assets Income Fund Inc. has 2 Schedule 13D or 13G filings on record since 2026-04-06. 2 holders' latest filing reports 5% or more of common shares. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Morgan Stanley6%3,318,245SCHEDULE 13G, 2026-05-112026-03-31
Sit Investment Associates, Inc.5.2%2,855,236SCHEDULE 13G, 2026-04-062026-03-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Morgan Stanley0395,15503,318,245SCHEDULE 13G, 2026-05-11
Parametric Portfolio Associates LLC0395,15503,318,245SCHEDULE 13G, 2026-05-11
Sit Investment Associates, Inc.02,855,23602,855,236SCHEDULE 13G, 2026-04-06
Sit Fixed Income Advisors II, LLC02,855,23602,855,236SCHEDULE 13G, 2026-04-06

The latest filing identifies Brookfield Real Assets Income Fund Inc. by CUSIP 112830104 and gives its principal executive office as BROOKFIELD PLACE, 225 LIBERTY STREET, 35TH FLOOR, NEW YORK, NY 10281 (SCHEDULE 13G, 2026-05-11).

FiledHolderPercentFiling
2026-04-06Sit Investment Associates, Inc.5.2%SCHEDULE 13G
2026-05-11Morgan Stanley6%SCHEDULE 13G

Citizens Community Bancorp Inc.

At 5% or more1
Filings1
Latest filing2026-05-15

Citizens Community Bancorp Inc. has 1 Schedule 13D or 13G filing on record since 2026-05-15. 1 holder's latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Manulife Investment Management (US) LLC5.01%482,342SCHEDULE 13G/A, 2026-05-152026-03-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Manulife Financial Corporation0000SCHEDULE 13G/A, 2026-05-15
Manulife Investment Management Limited1,84601,8460SCHEDULE 13G/A, 2026-05-15
Manulife Investment Management (US) LLC482,3420482,3420SCHEDULE 13G/A, 2026-05-15

The latest filing identifies Citizens Community Bancorp Inc. by CUSIP 174903104 and gives its principal executive office as 2174 Eastridge Center, Eau Claire, WI 54701 (SCHEDULE 13G/A, 2026-05-15).

Of the 9,628,612 shares of Common Stock outstanding as of March 5, 2026, according to the Form 10-K filed by the issuer with the Securities and Exchange Commission on March 5, 2026 MIM (US) held 5.0% and MIML held 0.02%.Manulife Investment Management (US) LLC, SCHEDULE 13G/A, 2026-05-15
FiledHolderPercentFiling
2026-05-15Manulife Investment Management (US) LLC5.01%SCHEDULE 13G/A

Companhia de Saneamento Basico do Estado de Sao Paulo - SABESP

At 5% or more1
Filings1
Latest filing2026-05-15

Companhia de Saneamento Basico do Estado de Sao Paulo - SABESP has 1 Schedule 13D or 13G filing on record since 2026-05-15. 1 holder's latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Wellington Management Group LLP5.1%35,840,378SCHEDULE 13G, 2026-05-152026-03-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Wellington Management Group LLP030,181,979035,840,336SCHEDULE 13G, 2026-05-15
Wellington Group Holdings LLP030,181,979035,840,336SCHEDULE 13G, 2026-05-15
Wellington Investment Advisors Holdings LLP030,181,979035,840,336SCHEDULE 13G, 2026-05-15

The latest filing identifies Companhia de Saneamento Basico do Estado de Sao Paulo - SABESP by CUSIP P2R268136 and gives its principal executive office as Rua Costa Carvalho 300, Sao Paulo (SCHEDULE 13G, 2026-05-15).

FiledHolderPercentFiling
2026-05-15Wellington Management Group LLP5.1%SCHEDULE 13G

Corgi ETF Trust I

At 5% or more1
Filings1
Latest filing2026-05-14

Corgi ETF Trust I has 1 Schedule 13D or 13G filing on record since 2026-05-14. 1 holder's latest filing reports 5% or more of etf. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Clear Street LLC43.9%1,587,488SCHEDULE 13G, 2026-05-142026-05-05
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Clear Street LLC1,587,488000SCHEDULE 13G, 2026-05-14

The latest filing identifies Corgi ETF Trust I by CUSIP 218946101 and gives its principal executive office as 8 The Green, Ste B, Dover, DE 19901 (SCHEDULE 13G, 2026-05-14).

FiledHolderPercentFiling
2026-05-14Clear Street LLC43.9%SCHEDULE 13G

Dtf Tax-Free Income 2028 Term Fund Inc

At 5% or more3
Filings4
Latest filing2026-05-15

Dtf Tax-Free Income 2028 Term Fund Inc has 4 Schedule 13D or 13G filings on record since 2025-08-14. 3 holders' latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Sit Investment Associates, Inc.13.1%923,460SCHEDULE 13G/A, 2026-03-042026-02-27
Focus Partners Wealth6.8%481,004SCHEDULE 13G, 2026-02-132026-01-01
Almitas Capital LLC5.1%355,089SCHEDULE 13G, 2026-05-152026-03-31
Rivernorth Capital Management, LLC1.51%106,066SCHEDULE 13G/A, 2025-08-142025-06-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Sit Investment Associates, Inc.0923,4600923,460SCHEDULE 13G/A, 2026-03-04
Sit Fixed Income Advisors II, LLC0923,4600923,460SCHEDULE 13G/A, 2026-03-04
Focus Partners Wealth481,0040481,0040SCHEDULE 13G, 2026-02-13
Almitas Capital LLC355,0890355,0890SCHEDULE 13G, 2026-05-15
Rivernorth Capital Management, LLC106,0660106,0660SCHEDULE 13G/A, 2025-08-14

The latest filing identifies Dtf Tax-Free Income 2028 Term Fund Inc by CUSIP 23334J107 and gives its principal executive office as 101 MUNSON STREET, GREENFIELD, MA 01301 (SCHEDULE 13G, 2026-05-15).

FiledHolderPercentFiling
2025-08-14Rivernorth Capital Management, LLC1.51%SCHEDULE 13G/A
2026-02-13Focus Partners Wealth6.8%SCHEDULE 13G
2026-03-04Sit Investment Associates, Inc.13.1%SCHEDULE 13G/A
2026-05-15Almitas Capital LLC5.1%SCHEDULE 13G

Eagle Capital Management LLC

At 5% or more1
Filings2
Latest filing2026-05-15

Eagle Capital Management LLC has 2 Schedule 13D or 13G filings on record since 2026-02-13. 1 holder's latest filing reports 5% or more of eagle capital select equity etf. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Brown Advisory Inc9.1%11,569,488SCHEDULE 13G/A, 2026-05-152026-03-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Brown Advisory Inc10,202,1470011,536,488SCHEDULE 13G/A, 2026-05-15
Brown Investment Advisory & Trust Co540,01300507,013SCHEDULE 13G/A, 2026-05-15
Brown Advisory LLC9,654,655009,828,120SCHEDULE 13G/A, 2026-05-15
Signature Financial Management, Inc.7,479001,201,355SCHEDULE 13G/A, 2026-05-15

The latest filing identifies Eagle Capital Management LLC by CUSIP 88339Y102 and gives its principal executive office as 65 EAST 55TH STREET, 26TH FLOOR, NEW YORK, NY 10022 (SCHEDULE 13G/A, 2026-05-15).

FiledHolderPercentFiling
2026-02-13Brown Advisory Inc5.76%SCHEDULE 13G
2026-05-15Brown Advisory Inc9.1%SCHEDULE 13G/A

Eagle Point Credit Co Inc.

At 5% or more1
Filings8
Latest filing2026-05-14

Eagle Point Credit Co Inc. has 8 Schedule 13D or 13G filings on record since 2025-11-14. 1 holder's latest filing reports 5% or more of preferred. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Karpus Management, Inc.16.85%168,456SCHEDULE 13G/A, 2026-05-142026-03-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Karpus Management, Inc.168,4560168,4560SCHEDULE 13G/A, 2026-05-14

The latest filing identifies Eagle Point Credit Co Inc. by CUSIP 269809802 and gives its principal executive office as 600 Steamboat Road, Suite 202, Greenwich, CT 06830 (SCHEDULE 13G/A, 2026-05-14).

FiledHolderPercentFiling
2025-11-14Karpus Management, Inc.4.66%SCHEDULE 13G
2025-11-14Karpus Management, Inc.17.41%SCHEDULE 13G
2025-11-14Karpus Management, Inc.4.26%SCHEDULE 13G
2026-02-13Karpus Management, Inc.5.79%SCHEDULE 13G/A
2026-02-13Karpus Management, Inc.16.95%SCHEDULE 13G/A
2026-02-13Karpus Management, Inc.3.09%SCHEDULE 13G/A
2026-05-14Karpus Management, Inc.5.81%SCHEDULE 13G/A
2026-05-14Karpus Management, Inc.16.85%SCHEDULE 13G/A

First Trust High Yield Opportunities 2027 Term Fund

At 5% or more2
Filings3
Latest filing2026-05-12

First Trust High Yield Opportunities 2027 Term Fund has 3 Schedule 13D or 13G filings on record since 2026-01-06. 2 holders' latest filing reports 5% or more of common shares. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Morgan Stanley8.9%3,290,012SCHEDULE 13G/A, 2026-05-122026-03-31
Sit Investment Associates, Inc.6.6%2,419,971SCHEDULE 13G, 2026-01-062025-12-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Morgan Stanley020803,290,012SCHEDULE 13G/A, 2026-05-12
Morgan Stanley Smith Barney LLC020803,290,012SCHEDULE 13G/A, 2026-05-12
Sit Investment Associates, Inc.02,419,97102,419,971SCHEDULE 13G, 2026-01-06
Sit Fixed Income Advisors II, LLC02,419,97102,419,971SCHEDULE 13G, 2026-01-06

The latest filing identifies First Trust High Yield Opportunities 2027 Term Fund by CUSIP 33741Q107 and gives its principal executive office as 120 EAST LIBERTY DRIVE, SUITE 400, WHEATON, IL 60187 (SCHEDULE 13G/A, 2026-05-12).

FiledHolderPercentFiling
2026-01-06Sit Investment Associates, Inc.6.6%SCHEDULE 13G
2026-02-11Morgan Stanley7.6%SCHEDULE 13G/A
2026-05-12Morgan Stanley8.9%SCHEDULE 13G/A

Franklin Ltd Duration Income Trust

At 5% or more1
Filings1
Latest filing2026-05-11

Franklin Ltd Duration Income Trust has 1 Schedule 13D or 13G filing on record since 2026-05-11. 1 holder's latest filing reports 5% or more of common shares of beneficial interest. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Morgan Stanley7.5%3,020,736SCHEDULE 13G/A, 2026-05-112026-03-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Morgan Stanley0361,93903,020,736SCHEDULE 13G/A, 2026-05-11
Parametric Portfolio Associates LLC0361,93903,020,736SCHEDULE 13G/A, 2026-05-11

The latest filing identifies Franklin Ltd Duration Income Trust by CUSIP 35472T101 and gives its principal executive office as ONE FRANKLIN PARKWAY, SAN MATEO, CA 94403-1906 (SCHEDULE 13G/A, 2026-05-11).

FiledHolderPercentFiling
2026-05-11Morgan Stanley7.5%SCHEDULE 13G/A

Freedom Financial Holdings, Inc.

At 5% or more1
Filings2
Latest filing2026-05-15

Freedom Financial Holdings, Inc. has 2 Schedule 13D or 13G filings on record since 2025-11-14. 1 holder's latest filing reports 5% or more of common stock, par value $0.01 per share. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Fourthstone LLC6.06%423,568SCHEDULE 13G/A, 2026-05-152026-03-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Fourthstone LLC0423,5680423,568SCHEDULE 13G/A, 2026-05-15
Fourthstone Master Opportunity Fund Ltd0310,2610310,261SCHEDULE 13G/A, 2026-05-15
Fourthstone GP LLC0113,3070113,307SCHEDULE 13G/A, 2026-05-15
Fourthstone QP Opportunity Fund LP085,183085,183SCHEDULE 13G/A, 2026-05-15
Fourthstone Small-Cap Financials Fund LP028,124028,124SCHEDULE 13G/A, 2026-05-15
L. Phillip Stone, IV0423,5680423,568SCHEDULE 13G/A, 2026-05-15

The latest filing identifies Freedom Financial Holdings, Inc. by CUSIP 35638J104 and gives its principal executive office as 10555 Main Street, Fairfax, VA 22030 (SCHEDULE 13G/A, 2026-05-15).

FiledHolderPercentFiling
2025-11-14Fourthstone LLC5.09%SCHEDULE 13G
2026-05-15Fourthstone LLC6.06%SCHEDULE 13G/A

Invesco Advantage Municipal Income Trust II

At 5% or more1
Filings2
Latest filing2026-05-04

Invesco Advantage Municipal Income Trust II has 2 Schedule 13D or 13G filings on record since 2025-09-08. 1 holder's latest filing reports 5% or more of series 2015/6-vki variable rate muni term preferred shares. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Bank Of America Corp100%1,469SCHEDULE 13D/A, 2026-05-042026-04-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Bank Of America Corp01,46901,469SCHEDULE 13D/A, 2026-05-04
Banc of America Preferred Funding Corp01,46901,469SCHEDULE 13D/A, 2026-05-04

The latest filing identifies Invesco Advantage Municipal Income Trust II by CUSIP 46132E855 and gives its principal executive office as 1555 PEACHTREE STREET, N.E., SUITE 1800, ATLANTA, GA 30309 (SCHEDULE 13D/A, 2026-05-04).

FiledHolderPercentFiling
2025-09-08Bank Of America Corp100%SCHEDULE 13D/A
2026-05-04Bank Of America Corp100%SCHEDULE 13D/A

Invesco Municipal Opportunity Trust

At 5% or more1
Filings2
Latest filing2026-05-15

Invesco Municipal Opportunity Trust has 2 Schedule 13D or 13G filings on record since 2025-09-08. 1 holder's latest filing reports 5% or more of common shares, no par value. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
JPMorgan Chase Bank, National Association100%2,500SCHEDULE 13G/A, 2025-09-082025-09-04
Rivernorth Capital Management, LLC4.05%2,732,276SCHEDULE 13G/A, 2026-05-152026-03-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
JPMorgan Chase Bank, National Association02,5002,5000SCHEDULE 13G/A, 2025-09-08
Rivernorth Capital Management, LLC2,732,27602,732,2760SCHEDULE 13G/A, 2026-05-15

The latest filing identifies Invesco Municipal Opportunity Trust by CUSIP 46132C107 and gives its principal executive office as 1331 Spring Street N.W., Suite 2500, Atlanta, GA 30309 (SCHEDULE 13G/A, 2026-05-15).

FiledHolderPercentFiling
2025-09-08JPMorgan Chase Bank, National Association100%SCHEDULE 13G/A
2026-05-15Rivernorth Capital Management, LLC4.05%SCHEDULE 13G/A

Invesco Quality Municipal Income Trust

At 5% or more1
Filings2
Latest filing2026-05-19

Invesco Quality Municipal Income Trust has 2 Schedule 13D or 13G filings on record since 2026-05-07. 1 holder's latest filing reports 5% or more of variable rate muni term preferred shares, series 2020/2023-iqi ("vmtp shares"). Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
JPMorgan Chase Bank, National Association100%1,521SCHEDULE 13G/A, 2026-05-192026-05-15
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
JPMorgan Chase Bank, National Association01,5211,5210SCHEDULE 13G/A, 2026-05-19

The latest filing identifies Invesco Quality Municipal Income Trust by CUSIP 46133G800 and gives its principal executive office as 1331 Spring Street N.W., Suite 2500, Atlanta (SCHEDULE 13G/A, 2026-05-19).

FiledHolderPercentFiling
2026-05-07JPMorgan Chase Bank, National Association100%SCHEDULE 13G/A
2026-05-19JPMorgan Chase Bank, National Association100%SCHEDULE 13G/A

KKR Income Opportunities Fund

At 5% or more1
Filings2
Latest filing2026-05-12

KKR Income Opportunities Fund has 2 Schedule 13D or 13G filings on record since 2025-07-07. 1 holder's latest filing reports 5% or more of common shares. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Morgan Stanley5.6%2,295,568SCHEDULE 13G, 2026-05-122026-03-31
Sit Investment Associates, Inc.4.3%1,763,303SCHEDULE 13G/A, 2025-07-072025-06-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Morgan Stanley010,93702,295,568SCHEDULE 13G, 2026-05-12
Morgan Stanley Smith Barney LLC01702,284,648SCHEDULE 13G, 2026-05-12
Sit Investment Associates, Inc.01,763,30301,763,303SCHEDULE 13G/A, 2025-07-07
Sit Fixed Income Advisors II, LLC01,763,30301,763,303SCHEDULE 13G/A, 2025-07-07

The latest filing identifies KKR Income Opportunities Fund by CUSIP 48249T106 and gives its principal executive office as 555 CALIFORNIA STREET, 50TH FLOOR, SAN FRANCISCO, CA 94104 (SCHEDULE 13G, 2026-05-12).

FiledHolderPercentFiling
2025-07-07Sit Investment Associates, Inc.4.3%SCHEDULE 13G/A
2026-05-12Morgan Stanley5.6%SCHEDULE 13G

Korro Bio, Inc.

At 5% or more1
Filings1
Latest filing2026-05-15

Korro Bio, Inc. has 1 Schedule 13D or 13G filing on record since 2026-05-15. 1 holder's latest filing reports 5% or more of common stock, par value $0.001 per share. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Balyasny Asset Management L.P.7.21%1,040,054SCHEDULE 13G, 2026-05-152026-03-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Balyasny Asset Management L.P.1,040,05401,040,0540SCHEDULE 13G, 2026-05-15
Bam Gp LLC1,040,05401,040,0540SCHEDULE 13G, 2026-05-15
Balyasny Asset Management Holdings LP1,040,05401,040,0540SCHEDULE 13G, 2026-05-15
Dames GP LLC1,040,05401,040,0540SCHEDULE 13G, 2026-05-15
Dmitry Balyasny1,040,05401,040,0540SCHEDULE 13G, 2026-05-15

The latest filing identifies Korro Bio, Inc. by CUSIP 500946108 and gives its principal executive office as 60 First Street, 2nd Floor, Suite 250, Cambridge, MA 02141 (SCHEDULE 13G, 2026-05-15).

Each of the Reporting Persons may be deemed to be the beneficial owner of approximately 7.21% of the Shares, based on 14,422,571 Shares of common stock outstanding as of March 11, 2026 as reported in the Issuer's Prospectus on Form 424B5 as filed with the Securities Exchange Commision on March 20, 2026.Balyasny Asset Management L.P., SCHEDULE 13G, 2026-05-15
FiledHolderPercentFiling
2026-05-15Balyasny Asset Management L.P.7.21%SCHEDULE 13G

Liberty All Star Growth Fund Inc.

At 5% or more2
Filings4
Latest filing2026-05-14

Liberty All Star Growth Fund Inc. has 4 Schedule 13D or 13G filings on record since 2025-07-16. 2 holders' latest filing reports 5% or more of common. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
First Trust Portfolios L.P.16%10,125,503SCHEDULE 13G/A, 2026-04-142026-03-31
Karpus Management, Inc.6.67%4,220,488SCHEDULE 13G/A, 2026-05-142026-03-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
First Trust Portfolios L.P.00010,125,503SCHEDULE 13G/A, 2026-04-14
First Trust Advisors L.P.00010,125,503SCHEDULE 13G/A, 2026-04-14
The Charger Corporation00010,125,503SCHEDULE 13G/A, 2026-04-14
Karpus Management, Inc.4,220,48804,220,4880SCHEDULE 13G/A, 2026-05-14

The latest filing identifies Liberty All Star Growth Fund Inc. by CUSIP 529900102 and gives its principal executive office as 1290 Broadway, Suite 1100, Denver, CO 80203 (SCHEDULE 13G/A, 2026-05-14).

FiledHolderPercentFiling
2025-07-16First Trust Portfolios L.P.12.81%SCHEDULE 13G/A
2026-01-14First Trust Portfolios L.P.14.59%SCHEDULE 13G/A
2026-04-14First Trust Portfolios L.P.16%SCHEDULE 13G/A
2026-05-14Karpus Management, Inc.6.67%SCHEDULE 13G/A

Little Harbor Advisors, LLC

At 5% or more1
Filings2
Latest filing2026-05-04

Little Harbor Advisors, LLC has 2 Schedule 13D or 13G filings on record since 2025-09-03. 1 holder's latest filing reports 5% or more of lha market state tactical q etf. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Brookstone Capital Management, LLC71.65%698,452SCHEDULE 13G/A, 2026-05-042026-04-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Brookstone Capital Management, LLC0698,4520698,452SCHEDULE 13G/A, 2026-05-04

The latest filing identifies Little Harbor Advisors, LLC by CUSIP 26922B733 and gives its principal executive office as 30 Doaks Lane, Marblehead, MA 60189 (SCHEDULE 13G/A, 2026-05-04).

FiledHolderPercentFiling
2025-09-03Brookstone Capital Management, LLC64.57%SCHEDULE 13G
2026-05-04Brookstone Capital Management, LLC71.65%SCHEDULE 13G/A

Mexico Equity & Income Fund Inc

At 5% or more2
Filings5
Latest filing2026-05-15

Mexico Equity & Income Fund Inc has 5 Schedule 13D or 13G filings on record since 2025-08-07. 2 holders' latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
City of London Investment Management Company Limited27.9%1,227,966SCHEDULE 13G/A, 2026-05-152026-03-31
Css LLC7.56%332,579SCHEDULE 13G/A, 2026-02-132025-12-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
City of London Investment Management Company Limited1,227,96601,227,9660SCHEDULE 13G/A, 2026-05-15
Css LLC332,5790332,5790SCHEDULE 13G/A, 2026-02-13

The latest filing identifies Mexico Equity & Income Fund Inc by CUSIP 592834105 and gives its principal executive office as 615 E. Michigan Street, Milwaukee, WI 53202 (SCHEDULE 13G/A, 2026-05-15).

FiledHolderPercentFiling
2025-08-07City of London Investment Management Company Limited20.9%SCHEDULE 13G/A
2025-08-19Css LLC8.97%SCHEDULE 13G/A
2026-01-08City of London Investment Management Company Limited26%SCHEDULE 13G/A
2026-02-13Css LLC7.56%SCHEDULE 13G/A
2026-05-15City of London Investment Management Company Limited27.9%SCHEDULE 13G/A

Nuveen Real Estate Income Fund

At 5% or more1
Filings1
Latest filing2026-05-12

Nuveen Real Estate Income Fund has 1 Schedule 13D or 13G filing on record since 2026-05-12. 1 holder's latest filing reports 5% or more of common shares. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Morgan Stanley5.2%1,489,843SCHEDULE 13G, 2026-05-122026-03-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Morgan Stanley0101,489,843SCHEDULE 13G, 2026-05-12
Morgan Stanley Smith Barney LLC0101,489,843SCHEDULE 13G, 2026-05-12

The latest filing identifies Nuveen Real Estate Income Fund by CUSIP 67071B108 and gives its principal executive office as 333 WEST WACKER DRIVE, CHICAGO, IL 60606 (SCHEDULE 13G, 2026-05-12).

FiledHolderPercentFiling
2026-05-12Morgan Stanley5.2%SCHEDULE 13G

PBCO Financial Corp

At 5% or more1
Filings1
Latest filing2026-05-15

PBCO Financial Corp has 1 Schedule 13D or 13G filing on record since 2026-05-15. 1 holder's latest filing reports 5% or more of common stock, par value $5.00 per share. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Fourthstone LLC5.34%273,682SCHEDULE 13G/A, 2026-05-152026-03-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Fourthstone LLC0273,6820273,682SCHEDULE 13G/A, 2026-05-15
Fourthstone Master Opportunity Fund Ltd0158,0120158,012SCHEDULE 13G/A, 2026-05-15
Fourthstone GP LLC0115,6700115,670SCHEDULE 13G/A, 2026-05-15
Fourthstone QP Opportunity Fund LP043,498043,498SCHEDULE 13G/A, 2026-05-15
Fourthstone Small-Cap Financials Fund LP072,172072,172SCHEDULE 13G/A, 2026-05-15
L. Phillip Stone, IV0273,6820273,682SCHEDULE 13G/A, 2026-05-15

The latest filing identifies PBCO Financial Corp by CUSIP 69317J101 and gives its principal executive office as 1528 Biddle Road, Medford, OR 97504 (SCHEDULE 13G/A, 2026-05-15).

FiledHolderPercentFiling
2026-05-15Fourthstone LLC5.34%SCHEDULE 13G/A

Runway Growth Finance Corp.

At 5% or more1
Filings3
Latest filing2026-05-08

Runway Growth Finance Corp. has 3 Schedule 13D or 13G filings on record since 2025-07-03. 1 holder's latest filing reports 5% or more of common stock, par value $0.01 per share. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
OCM Growth Holdings LLC16.55%7,029,668SCHEDULE 13D/A, 2026-05-082026-05-07
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
OCM Growth Holdings LLC07,029,66807,029,668SCHEDULE 13D/A, 2026-05-08
Oaktree Capital Holdings, LLC07,029,66807,029,668SCHEDULE 13D/A, 2026-05-08
Oaktree Capital Group Holdings GP, LLC07,029,66807,029,668SCHEDULE 13D/A, 2026-05-08

The latest filing identifies Runway Growth Finance Corp. by CUSIP 78163D100 and gives its principal executive office as 205 N. Michigan Ave., Suite 4200, Chicago, IL 60601 (SCHEDULE 13D/A, 2026-05-08).

FiledHolderPercentFiling
2025-07-03OCM Growth Holdings LLC23.51%SCHEDULE 13D/A
2025-11-19OCM Growth Holdings LLC19.45%SCHEDULE 13D/A
2026-05-08OCM Growth Holdings LLC16.55%SCHEDULE 13D/A
DateRecordFigureOur pageSource
April 6, 2026Acquired SWK Holdings Corporation—AcquisitionSource

Simplify Exchange Traded Funds

At 5% or more1
Filings1
Latest filing2026-05-11

Simplify Exchange Traded Funds has 1 Schedule 13D or 13G filing on record since 2026-05-11. 1 holder's latest filing reports 5% or more of simplify kayne anderson energy and infrastructure credit etf. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
AG Asset Advisory, LLC5.25%295,234SCHEDULE 13G, 2026-05-112026-03-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
AG Asset Advisory, LLC00295,2340SCHEDULE 13G, 2026-05-11

The latest filing identifies Simplify Exchange Traded Funds by CUSIP 82889N277 and gives its principal executive office as 222 BROADWAY, 22ND FLOOR, NEW YORK, NY 10038 (SCHEDULE 13G, 2026-05-11).

FiledHolderPercentFiling
2026-05-11AG Asset Advisory, LLC5.25%SCHEDULE 13G

Western Asset High Income Opportunity Fund Inc.

At 5% or more1
Filings1
Latest filing2026-05-11

Western Asset High Income Opportunity Fund Inc. has 1 Schedule 13D or 13G filing on record since 2026-05-11. 1 holder's latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Morgan Stanley6.2%5,853,092SCHEDULE 13G, 2026-05-112026-03-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Morgan Stanley01,071,31105,853,092SCHEDULE 13G, 2026-05-11
Parametric Portfolio Associates LLC0687,31405,469,095SCHEDULE 13G, 2026-05-11

The latest filing identifies Western Asset High Income Opportunity Fund Inc. by CUSIP 95766K109 and gives its principal executive office as 620 EIGHTH AVENUE, 47TH FLOOR, NEW YORK, NY 10018 (SCHEDULE 13G, 2026-05-11).

FiledHolderPercentFiling
2026-05-11Morgan Stanley6.2%SCHEDULE 13G

Where this comes from

Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.

Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.

All 5%+ stakes

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