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5%+ stakes

Unclassified, latest filing in January 2026

12 companies with 5%+ holders, every filing linked: abrdn Asia-Pacific Income Fund, Inc., BlackRock Long-Term Municipal Advantage Trust, Flaherty & Crumrine Preferred & Income Opportunity Fund Inc, GOLUB CAPITAL BDC, Inc., High Income Securities Fund, John Hancock Financial Opportunities Fund and more. Each section is the company's full record from its filings, newest filings first within each section.

12 companies with 5%+ holders on this page (Unclassified, latest filing in January 2026), each linked to its filing, starting with abrdn Asia-Pacific Income Fund, Inc., BlackRock Long-Term Municipal Advantage Trust, Flaherty & Crumrine Preferred & Income Opportunity Fund Inc. Free check on any of them: https://mentionfox.com/check

On this page

abrdn Asia-Pacific Income Fund, Inc.

At 5% or more1
Filings1
Latest filing2026-01-14

abrdn Asia-Pacific Income Fund, Inc. has 1 Schedule 13D or 13G filing on record since 2026-01-14. 1 holder's latest filing reports 5% or more of common. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
First Trust Portfolios L.P.16.62%6,859,307SCHEDULE 13G/A, 2026-01-142025-12-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
First Trust Portfolios L.P.0006,859,307SCHEDULE 13G/A, 2026-01-14
First Trust Advisors L.P.0006,859,307SCHEDULE 13G/A, 2026-01-14
The Charger Corporation0006,859,307SCHEDULE 13G/A, 2026-01-14

The latest filing names abrdn Asia-Pacific Income Fund, Inc., with its principal executive office as 1900 Market Street, Suite 200, Philadelphia, PA 19103 (SCHEDULE 13G/A, 2026-01-14).

FiledHolderPercentFiling
2026-01-14First Trust Portfolios L.P.16.62%SCHEDULE 13G/A

BlackRock Long-Term Municipal Advantage Trust

At 5% or more1
Filings1
Latest filing2026-01-06

BlackRock Long-Term Municipal Advantage Trust has 1 Schedule 13D or 13G filing on record since 2026-01-06. 1 holder's latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Sit Investment Associates, Inc.5.5%743,577SCHEDULE 13G, 2026-01-062025-12-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Sit Investment Associates, Inc.0743,5770743,577SCHEDULE 13G, 2026-01-06
Sit Fixed Income Advisors II, LLC0743,5770743,577SCHEDULE 13G, 2026-01-06

The latest filing names BlackRock Long-Term Municipal Advantage Trust, with its principal executive office as 100 Bellevue Parkway, Wilmington, DE 19809 (SCHEDULE 13G, 2026-01-06).

FiledHolderPercentFiling
2026-01-06Sit Investment Associates, Inc.5.5%SCHEDULE 13G

Flaherty & Crumrine Preferred & Income Opportunity Fund Inc

At 5% or more1
Filings2
Latest filing2026-01-06

Flaherty & Crumrine Preferred & Income Opportunity Fund Inc has 2 Schedule 13D or 13G filings on record since 2025-07-07. 1 holder's latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Sit Investment Associates, Inc.10.2%1,328,546SCHEDULE 13G/A, 2026-01-062025-12-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Sit Investment Associates, Inc.01,328,54601,328,546SCHEDULE 13G/A, 2026-01-06
Sit Fixed Income Advisors II, LLC01,328,54601,328,546SCHEDULE 13G/A, 2026-01-06

The latest filing names Flaherty & Crumrine Preferred & Income Opportunity Fund Inc, with its principal executive office as 301 East Colorado Boulevard, Suite 800, Pasadena, CA 91101 (SCHEDULE 13G/A, 2026-01-06).

FiledHolderPercentFiling
2025-07-07Sit Investment Associates, Inc.5.1%SCHEDULE 13G
2026-01-06Sit Investment Associates, Inc.10.2%SCHEDULE 13G/A

GOLUB CAPITAL BDC, Inc.

At 5% or more1
Filings1
Latest filing2026-01-13

GOLUB CAPITAL BDC, Inc. has 1 Schedule 13D or 13G filing on record since 2026-01-13. 1 holder's latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Strs Ohio6.3%16,704,760SCHEDULE 13G/A, 2026-01-132025-12-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Strs Ohio16,704,760016,704,7600SCHEDULE 13G/A, 2026-01-13

The latest filing names GOLUB CAPITAL BDC, Inc., with its principal executive office as 200 PARK AVENUE, NEW YORK, NY 10166 (SCHEDULE 13G/A, 2026-01-13).

FiledHolderPercentFiling
2026-01-13Strs Ohio6.3%SCHEDULE 13G/A

High Income Securities Fund

At 5% or more1
Filings1
Latest filing2026-01-09

High Income Securities Fund has 1 Schedule 13D or 13G filing on record since 2026-01-09. 1 holder's latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
LPL Financial LLC7.2%1,341,910SCHEDULE 13G/A, 2026-01-092025-12-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
LPL Financial LLC0001,341,910SCHEDULE 13G/A, 2026-01-09

The latest filing names High Income Securities Fund, with its principal executive office as 615 East Michigan Street, Milwaukee, WI 53202 (SCHEDULE 13G/A, 2026-01-09).

The information requested by this paragraph is incorporated herein by reference to the cover page to this Schedule 13G/A. Percentage ownership is based on 18,716,450 shares of Common Stock outstanding as of October 20, 2025, as reported in the Issuer's Proxy Statement on Form DEF 14A filed with the Securities and Exchange Commission on November 3, 2025.LPL Financial LLC, SCHEDULE 13G/A, 2026-01-09
FiledHolderPercentFiling
2026-01-09LPL Financial LLC7.2%SCHEDULE 13G/A

John Hancock Financial Opportunities Fund

At 5% or more1
Filings1
Latest filing2026-01-30

John Hancock Financial Opportunities Fund has 1 Schedule 13D or 13G filing on record since 2026-01-30. 1 holder's latest filing reports 5% or more of common. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
First Trust Portfolios L.P.5.38%1,065,616SCHEDULE 13G, 2026-01-302025-12-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
First Trust Portfolios L.P.0001,065,605SCHEDULE 13G, 2026-01-30
First Trust Advisors L.P.01101,065,616SCHEDULE 13G, 2026-01-30
The Charger Corporation01101,065,616SCHEDULE 13G, 2026-01-30

The latest filing names John Hancock Financial Opportunities Fund, with its principal executive office as 200 Berkeley Street, Boston, MA 02116 (SCHEDULE 13G, 2026-01-30).

FiledHolderPercentFiling
2026-01-30First Trust Portfolios L.P.5.38%SCHEDULE 13G

Monroe Capital Enhanced Corporate Lending Fund

At 5% or more1
Filings1
Latest filing2026-01-28

Monroe Capital Enhanced Corporate Lending Fund has 1 Schedule 13D or 13G filing on record since 2026-01-28. 1 holder's latest filing reports 5% or more of class i shares of beneficial interest, par value $0.01 per share. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Wendel SE100%3,948,488SCHEDULE 13G, 2026-01-282025-12-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
W Sponsoring SCSp03,947,88803,947,888SCHEDULE 13G, 2026-01-28
Wendel Luxembourg S.A.03,947,88803,947,888SCHEDULE 13G, 2026-01-28
Wendel SE03,948,48803,948,488SCHEDULE 13G, 2026-01-28
Wendel-Participations SE03,948,48803,948,488SCHEDULE 13G, 2026-01-28

The latest filing names Monroe Capital Enhanced Corporate Lending Fund, with its principal executive office as 155 N. Wacker Drive, Floor 35, Chicago, IL 60606 (SCHEDULE 13G, 2026-01-28).

FiledHolderPercentFiling
2026-01-28Wendel SE100%SCHEDULE 13G

Nuveen Global High Income Fund

At 5% or more1
Filings1
Latest filing2026-01-06

Nuveen Global High Income Fund has 1 Schedule 13D or 13G filing on record since 2026-01-06. 1 holder's latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Sit Investment Associates, Inc.10.3%2,903,697SCHEDULE 13G, 2026-01-062025-12-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Sit Investment Associates, Inc.02,903,69702,903,697SCHEDULE 13G, 2026-01-06
Sit Fixed Income Advisors II, LLC02,903,69702,903,697SCHEDULE 13G, 2026-01-06

The latest filing names Nuveen Global High Income Fund, with its principal executive office as 333 West Wacker Drive, Chicago, IL 60606 (SCHEDULE 13G, 2026-01-06).

FiledHolderPercentFiling
2026-01-06Sit Investment Associates, Inc.10.3%SCHEDULE 13G

Royce Global Trust, Inc.

At 5% or more1
Filings3
Latest filing2026-01-07

Royce Global Trust, Inc. has 3 Schedule 13D or 13G filings on record since 2025-08-06. 1 holder's latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Morgan Stanley6.5%424,721SCHEDULE 13G, 2025-08-062025-06-30
Raymond James & Associates2.7%166,794SCHEDULE 13G/A, 2026-01-072025-12-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Morgan Stanley010424,721SCHEDULE 13G, 2025-08-06
Morgan Stanley Smith Barney LLC010424,721SCHEDULE 13G, 2025-08-06
Raymond James & Associates00166,7940SCHEDULE 13G/A, 2026-01-07

The latest filing names Royce Global Trust, Inc., with its principal executive office as ONE MADISON AVENUE, NEW YORK, NY 10010 (SCHEDULE 13G/A, 2026-01-07).

FiledHolderPercentFiling
2025-08-06Morgan Stanley6.5%SCHEDULE 13G
2025-10-31Raymond James & Associates5.4%SCHEDULE 13G/A
2026-01-07Raymond James & Associates2.7%SCHEDULE 13G/A

TCW Steel City Senior Lending BDC

At 5% or more3
Filings3
Latest filing2026-01-22

TCW Steel City Senior Lending BDC has 3 Schedule 13D or 13G filings on record since 2025-11-21. 3 holders' latest filing reports 5% or more of class i common shares. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Private Credit Fund C LP45.3%2,728,721SCHEDULE 13G, 2026-01-222026-01-22
Nationwide Life Insurance Co20.4%1,226,611SCHEDULE 13G, 2025-11-212025-11-05
Nationwide Mutual Insurance Co6.8%408,870SCHEDULE 13G, 2025-11-212025-11-05
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Private Credit Fund C LP2,728,72102,728,7210SCHEDULE 13G, 2026-01-22
Nationwide Life Insurance Co1,226,61101,226,6110SCHEDULE 13G, 2025-11-21
Nationwide Mutual Insurance Co408,8700408,8700SCHEDULE 13G, 2025-11-21

The latest filing names TCW Steel City Senior Lending BDC, with its principal executive office as 200 Clarendon Street, 51st Floor, Boston, MA 02116 (SCHEDULE 13G, 2026-01-22).

FiledHolderPercentFiling
2025-11-21Nationwide Life Insurance Co20.4%SCHEDULE 13G
2025-11-21Nationwide Mutual Insurance Co6.8%SCHEDULE 13G
2026-01-22Private Credit Fund C LP45.3%SCHEDULE 13G

Virtus Global Multi-Sector Income Fund

At 5% or more1
Filings1
Latest filing2026-01-06

Virtus Global Multi-Sector Income Fund has 1 Schedule 13D or 13G filing on record since 2026-01-06. 1 holder's latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Sit Investment Associates, Inc.18.2%2,057,760SCHEDULE 13G/A, 2026-01-062025-12-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Sit Investment Associates, Inc.02,057,76002,057,760SCHEDULE 13G/A, 2026-01-06
Sit Fixed Income Advisors II, LLC02,057,76002,057,760SCHEDULE 13G/A, 2026-01-06

The latest filing names Virtus Global Multi-Sector Income Fund, with its principal executive office as 101 MUNSON STREET, GREENFIELD, MA 01301 (SCHEDULE 13G/A, 2026-01-06).

FiledHolderPercentFiling
2026-01-06Sit Investment Associates, Inc.18.2%SCHEDULE 13G/A

Zions Bancorp NA

At 5% or more1
Filings1
Latest filing2026-01-21

Zions Bancorp NA has 1 Schedule 13D or 13G filing on record since 2026-01-21. 1 holder's latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Dimensional Fund Advisors LP5%7,420,688SCHEDULE 13G, 2026-01-212025-12-31
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Dimensional Fund Advisors LP7,252,80807,420,6880SCHEDULE 13G, 2026-01-21

The latest filing names Zions Bancorp NA, with its principal executive office as 1 South Main Street, Salt Lake City (SCHEDULE 13G, 2026-01-21).

FiledHolderPercentFiling
2026-01-21Dimensional Fund Advisors LP5%SCHEDULE 13G

Where this comes from

Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.

Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.

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