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Barings Capital Investment Corp
At 5% or more1
Filings1
Latest filing2025-11-14
Barings Capital Investment Corp has 1 Schedule 13D or 13G filing on record since 2025-11-14. 1 holder's latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.
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The latest filing names Barings Capital Investment Corp, with its principal executive office as 300 SOUTH TRYON STREET, SUITE 2500, CHARLOTTE, NC 28202 (SCHEDULE 13G/A, 2025-11-14).
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Blackrock Municipal 2030 Target Term Trust
At 5% or more1
Filings2
Latest filing2025-11-14
Blackrock Municipal 2030 Target Term Trust has 2 Schedule 13D or 13G filings on record since 2025-08-14. 1 holder's latest filing reports 5% or more of common. Each figure below is the holder's own, as filed, with the filing linked.
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The latest filing names Blackrock Municipal 2030 Target Term Trust, with its principal executive office as 50 Hudson Yards, New York, NY 10001 (SCHEDULE 13G/A, 2025-11-14).
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BrandywineGLOBAL-Global Income Opportunities Fund Inc
At 5% or more1
Filings2
Latest filing2025-11-07
BrandywineGLOBAL-Global Income Opportunities Fund Inc has 2 Schedule 13D or 13G filings on record since 2025-10-10. 1 holder's latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.
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The latest filing names BrandywineGLOBAL-Global Income Opportunities Fund Inc, with its principal executive office as 620 EIGHTH AVENUE, 47TH FLOOR, NEW YORK, NY 10018 (SCHEDULE 13G/A, 2025-11-07).
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Carlyle Credit Solutions, Inc.
At 5% or more1
Filings1
Latest filing2025-11-07
Carlyle Credit Solutions, Inc. has 1 Schedule 13D or 13G filing on record since 2025-11-07. 1 holder's latest filing reports 5% or more of common stock, par value $0.01 per share. Each figure below is the holder's own, as filed, with the filing linked.
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The latest filing names Carlyle Credit Solutions, Inc., with its principal executive office as One Vanderbilt Avenue, Suite 3400, New York, NY 10017 (SCHEDULE 13G/A, 2025-11-07).
As of October 31, 2025, the Reporting Person may be deemed the beneficial owner of approximately 40.3% of the shares of Common Stock outstanding.Nomura Asset Management Co Ltd, SCHEDULE 13G/A, 2025-11-07
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Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
At 5% or more1
Filings1
Latest filing2025-11-14
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund has 1 Schedule 13D or 13G filing on record since 2025-11-14. 1 holder's latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.
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The latest filing names Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund, with its principal executive office as 1166 AVENUE OF THE AMERICAS, NEW YORK, NY 10036 (SCHEDULE 13G/A, 2025-11-14).
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DoubleLine ETF Trust
At 5% or more1
Filings9
Latest filing2025-11-03
DoubleLine ETF Trust has 9 Schedule 13D or 13G filings on record since 2025-07-08. 1 holder's latest filing reports 5% or more of exchange traded product. Each figure below is the holder's own, as filed, with the filing linked.
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The latest filing names DoubleLine ETF Trust, with its principal executive office as 2002 NORTH TAMPA STREET, TAMPA, FL 33602 (SCHEDULE 13G, 2025-11-03).
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DoubleLine Yield Opportunities Fund
At 5% or more1
Filings1
Latest filing2025-11-07
DoubleLine Yield Opportunities Fund has 1 Schedule 13D or 13G filing on record since 2025-11-07. 1 holder's latest filing reports 5% or more of common shares of beneficial interest. Each figure below is the holder's own, as filed, with the filing linked.
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The latest filing names DoubleLine Yield Opportunities Fund, with its principal executive office as 2002 N. TAMPA ST., SUITE 200, TAMPA, FL 33602 (SCHEDULE 13G, 2025-11-07).
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Eagle Point Institutional Income Fund
At 5% or more1
Filings2
Latest filing2025-11-14
Eagle Point Institutional Income Fund has 2 Schedule 13D or 13G filings on record since 2025-08-14. 1 holder's latest filing reports 5% or more of preferred. Each figure below is the holder's own, as filed, with the filing linked.
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The latest filing names Eagle Point Institutional Income Fund, with its principal executive office as 600 Steamboat Road, Suite 202, Greenwich, CT 06830 (SCHEDULE 13G/A, 2025-11-14).
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Eaton Vance Municipal Income 2028 Term Trust
At 5% or more1
Filings1
Latest filing2025-11-14
Eaton Vance Municipal Income 2028 Term Trust has 1 Schedule 13D or 13G filing on record since 2025-11-14. 1 holder's latest filing reports 5% or more of common shares of eaton vance municipal income 2028 term trust. Each figure below is the holder's own, as filed, with the filing linked.
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The latest filing names Eaton Vance Municipal Income 2028 Term Trust, with its principal executive office as ONE POST OFFICE SQUARE, BOSTON, MA 02109 (SCHEDULE 13G/A, 2025-11-14).
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Exchange Listed Funds Trust
At 5% or more1
Filings4
Latest filing2025-11-03
Exchange Listed Funds Trust has 4 Schedule 13D or 13G filings on record since 2025-07-28. 1 holder's latest filing reports 5% or more of exchange traded product. Each figure below is the holder's own, as filed, with the filing linked.
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The latest filing names Exchange Listed Funds Trust, with its principal executive office as 10900 HEFNER POINTE DRIVE, SUITE 400, OKLAHOMA CITY, OK 73120 (SCHEDULE 13G/A, 2025-11-03).
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Golub Capital Direct Lending Corp
At 5% or more1
Filings1
Latest filing2025-11-14
Golub Capital Direct Lending Corp has 1 Schedule 13D or 13G filing on record since 2025-11-14. 1 holder's latest filing reports 5% or more of common stock, par value $0.001 per share. Each figure below is the holder's own, as filed, with the filing linked.
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The latest filing names Golub Capital Direct Lending Corp, with its principal executive office as 200 Park Avenue, 25th Floor, New York, NY 10166 (SCHEDULE 13G/A, 2025-11-14).
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Guggenheim Active Allocation Fund
At 5% or more1
Filings1
Latest filing2025-11-07
Guggenheim Active Allocation Fund has 1 Schedule 13D or 13G filing on record since 2025-11-07. 1 holder's latest filing reports 5% or more of common shares. Each figure below is the holder's own, as filed, with the filing linked.
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The latest filing names Guggenheim Active Allocation Fund, with its principal executive office as 227 W. MONROE STREET, CHICAGO, IL 60606 (SCHEDULE 13G/A, 2025-11-07).
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NB Asset-Based Credit Fund
At 5% or more1
Filings1
Latest filing2025-11-14
NB Asset-Based Credit Fund has 1 Schedule 13D or 13G filing on record since 2025-11-14. 1 holder's latest filing reports 5% or more of common shares of beneficial interest, institutional shares. Each figure below is the holder's own, as filed, with the filing linked.
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The latest filing names NB Asset-Based Credit Fund, with its principal executive office as 1290 AVENUE OF THE AMERICAS, NEW YORK, NY 10104 (SCHEDULE 13G, 2025-11-14).
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Nuveen New York Select Tax -Free Income Portfolio
At 5% or more1
Filings1
Latest filing2025-11-14
Nuveen New York Select Tax -Free Income Portfolio has 1 Schedule 13D or 13G filing on record since 2025-11-14. 1 holder's latest filing reports 5% or more of common. Each figure below is the holder's own, as filed, with the filing linked.
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The latest filing names Nuveen New York Select Tax -Free Income Portfolio, with its principal executive office as 333 W WACKER DR, CHICAGO, IL 60606 (SCHEDULE 13G/A, 2025-11-14).
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Stellus Private Credit BDC
At 5% or more1
Filings1
Latest filing2025-11-13
Stellus Private Credit BDC has 1 Schedule 13D or 13G filing on record since 2025-11-13. 1 holder's latest filing reports 5% or more of common stock, par value $0.01 per share. Each figure below is the holder's own, as filed, with the filing linked.
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The latest filing names Stellus Private Credit BDC, with its principal executive office as 4400 Post Oak Parkway, Suite 2200, Houston, TX 77027 (SCHEDULE 13G/A, 2025-11-13).
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Tortoise Sustainable and Social Impact Term Fund
At 5% or more0
Filings2
Latest filing2025-11-17
Tortoise Sustainable and Social Impact Term Fund has 2 Schedule 13D or 13G filings on record since 2025-11-06. No holder's latest filing reports 5% or more. Each figure below is the holder's own, as filed, with the filing linked.
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The latest filing identifies Tortoise Sustainable and Social Impact Term Fund by CUSIP 27901F109 and gives its principal executive office as 5901 College Boulevard, Suite 400, Overland Park, KS 66211 (SCHEDULE 13D/A, 2025-11-17).
Not Applicable.Saba Capital Management, L.P., SCHEDULE 13D/A, 2025-11-17
Saba Capital Management, L.P.
Not Applicable.Item 4 of the SCHEDULE 13D/A filed 2025-11-17
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Wesdome Gold Mines Ltd
At 5% or more1
Filings2
Latest filing2025-11-12
Wesdome Gold Mines Ltd has 2 Schedule 13D or 13G filings on record since 2025-08-14. 1 holder's latest filing reports 5% or more of common shares. Each figure below is the holder's own, as filed, with the filing linked.
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The latest filing names Wesdome Gold Mines Ltd, with its principal executive office as 8 KING STREET EAST, SUITE 1305, TORONTO ONTARIO (SCHEDULE 13G/A, 2025-11-12).
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Where this comes from
Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.
Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.
All 5%+ stakes
