Auburn National Bancorporation, Inc has 3 Schedule 13D or 13G filings on record since 2025-09-15. 3 holders' latest filing reports 5% or more of common stock, par value $0.01. Each figure below is the holder's own, as filed, with the filing linked.
Holders
| Holder | Percent | Shares | Latest | Event date |
|---|---|---|---|---|
| Anne M. May | 8.3% | 288,885 | SCHEDULE 13D, 2025-09-15 | 2025-09-11 |
| Sandra J. Spencer | 7.4% | 258,214 | SCHEDULE 13D/A, 2025-09-15 | 2025-09-11 |
| Bruce Steven Spencer | 7.2% | 251,238 | SCHEDULE 13D, 2025-09-15 | 2025-09-11 |
Purpose of Transaction (Item 4)
Sandra J. Spencer
The transaction reported in this Amendment No. 3 reflects a settlement and distribution to or for the benefit of Ms. Spencer and her two brothers, of Company Shares held in Ms. Spencer's Parents' estates and the trusts they established as part of their estate planning. See responses to Items 11-13 above. The aggregate number of Shares beneficially owned and not disclaimed by Ms. Spencer is 258,214 Shares. The cover page of the Issuer's Quarterly Report on Commission Form 10-Q as of and for the six months ended June 30, 2025 reported that the Issuer had 3,493,699 Shares issued and outstanding as of August 11, 2025. None. See responses to rows 11 and 12 and Item 3 above regarding the Inheritance Transfers.Item 4 of the SCHEDULE 13D/A filed 2025-09-15
Anne M. May
To reflect the Inheritance Transfers to Recipient Trusts FBO Edward L. Spencer, III. The Reporting Person is the sole Trustee of the Recipient Trusts FBO Edward L. Spencer, III. There are no actions of the type specified in the Instruction to this Item 4 or similar actions contemplated presently.Item 4 of the SCHEDULE 13D filed 2025-09-15
Bruce Steven Spencer
To reflect the Inheritance Transfers to Recipient Trusts FBO Bruce Steven Spencer. The Reporting Person is the sole Trustee of the Recipient Trusts FBO Bruce Steven Spencer. There are no actions of the type specified in the Instruction to this Item 4 or similar actions contemplated presently.Item 4 of the SCHEDULE 13D filed 2025-09-15
Timeline
| Filed | Holder | Percent | Filing |
|---|---|---|---|
| 2025-09-15 | Sandra J. Spencer | 7.4% | SCHEDULE 13D/A |
| 2025-09-15 | Anne M. May | 8.3% | SCHEDULE 13D |
| 2025-09-15 | Bruce Steven Spencer | 7.2% | SCHEDULE 13D |
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Where this comes from
Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.
Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.