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5%+ stakes · Schedule 13D and 13G

Assertio Holdings, Inc.: 5%+ holders

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MentionFox check on Assertio Holdings, Inc.: only 2 sources on file so far (checked 10 November 2026). Run a full check before you rely on it. mentionfox.com/c/stakes/assertio-holdings

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Who has reported owning 5% or more of Assertio Holdings, Inc., from Schedule 13D and 13G filings: each holder's stake as filed, the timeline, and the purpose each 13D states, quoted.

As of November 10, 2026, Assertio Holdings, Inc. has Schedule 13D or 13G filings on record, none whose latest reports a stake of 5% or more. 2 filings are on record since April 7, 2026 (Schedule 13G/A, June 2, 2026).

Nantahala Capital Management, LLC also filed stake reports on 70 other companies ↓

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At 5% or more0
Filings2
Latest filing2026-06-02

Assertio Holdings, Inc. has 2 Schedule 13D or 13G filings on record since 2026-04-07. No holder's latest filing reports 5% or more. Each figure below is the holder's own, as filed, with the filing linked.

Holders

HolderPercentSharesLatestEvent date
Nantahala Capital Management, LLC0%0SCHEDULE 13G/A, 2026-06-022026-05-29

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More on Assertio Holdings, Inc. and the records around it.

Assertio Holdings, Inc. elsewhere on the record

Companies that share a holder

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Example from a real report (our sample on Target): “In March 2026, Target announced a planned incremental $1 billion operating investment” Source: Target Corporation (press release)

A Full Report on Assertio Holdings, Inc.: verified, sourced, every claim cited, ready in a few minutes. See pricing.

What the Full Report on Assertio Holdings, Inc. covers

  1. The Short Answer

  2. Which Company This Is

  3. What They Do, And How The Money Works

  4. Who Runs It, And How To Reach Them

  5. The Money: Funding, Valuation, Runway

  6. Who Pays Them, And Who They Are Up Against

  7. Warning Bells

  8. Sources

    5 cited sources found

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Voting and dispositive power, as filed

Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Nantahala Capital Management, LLC0000SCHEDULE 13G/A, 2026-06-02
Wilmot B. Harkey0000SCHEDULE 13G/A, 2026-06-02
Daniel Mack0000SCHEDULE 13G/A, 2026-06-02

The latest filing identifies Assertio Holdings, Inc. by CUSIP 04546C304 and gives its principal executive office as 100 SOUTH SAUNDERS ROAD, SUITE 300, LAKE FOREST, IL 60045 (SCHEDULE 13G/A, 2026-06-02).

Timeline

FiledHolderPercentFiling
2026-04-07Nantahala Capital Management, LLC10.74%SCHEDULE 13G/A
2026-06-02Nantahala Capital Management, LLC0%SCHEDULE 13G/A

Also on the record for Assertio Holdings, Inc.

DateRecordFigureOur pageSource
June 16, 2026Acquired by United Arab Emirates$40MAcquisitionSource
June 16, 2026Leadership change filing (Form 8-K, Item 5.02)—Leadership changesSource
April 9, 2026Leadership change filing (Form 8-K, Item 5.02)—Leadership changesSource
April 9, 2026Leadership change filing (Form 8-K, Item 5.02)—Leadership changesSource

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Where this comes from

Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.

Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.

Cite this page

Permanent URL: https://mentionfox.com/stakes/assertio-holdings
Last updated 2026-11-10
Primary record: SEC filing 1 · SEC filing 2 · SEC filing 3 · SEC filing 4
Who owns 5% or more of Assertio Holdings, Inc.? Stakes filed. MentionFox, 2026-11-10. https://mentionfox.com/stakes/assertio-holdings