As of November 10, 2026, Amplify ETF Trust has Schedule 13D or 13G filings on record, none whose latest reports a stake of 5% or more. 3 filings are on record since February 6, 2026 (Schedule 13D/A, November 9, 2026).
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Key facts
- · Reporting person: Hennion & Walsh Asset Management, Inc. · Sole voting: 0 · Shared voting: 0 · Sole dispositive: 0 · Shared dispositive: 0 · SCHEDULE 13D/A, 2026-11-09
- · Holder: Hennion & Walsh Asset Management, Inc. · Percent: 24.21% · SCHEDULE 13D
- · Reporting person: The PNC Financial Services Group, Inc. · Sole voting: 185,623 · Shared voting: 0 · Sole dispositive: 148,789 · Shared dispositive: 36,834 · SCHEDULE 13G/A, 2026-02-06
Amplify ETF Trust has 3 Schedule 13D or 13G filings on record since 2026-02-06. No holder's latest filing reports 5% or more. Each figure below is the holder's own, as filed, with the filing linked.
Holders
| Holder | Percent | Shares | Latest | Event date |
|---|---|---|---|---|
| The PNC Financial Services Group, Inc. | 4.42% | 185,623 | SCHEDULE 13G/A, 2026-02-06 | 2025-12-31 |
| Hennion & Walsh Asset Management, Inc. | 0% | 0 | SCHEDULE 13D/A, 2026-11-09 | 2026-11-05 |
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Companies that share a holder
- Hennion & Walsh Asset Management, Inc. also filed stake reports on 3 other companies: PROSHARES TRUST (May 2026), iShares Trust (Feb 2026)
- The PNC Financial Services Group, Inc. also filed stake reports on 9 other companies: Avantis US Large Cap Value ETF (Nov 2026), Invesco China Technology ETF (Nov 2026), Global X Artificial Intelligence & Technology ETF (Aug 2026)
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Voting and dispositive power, as filed
| Reporting person | Sole voting | Shared voting | Sole dispositive | Shared dispositive | Filing |
|---|---|---|---|---|---|
| The PNC Financial Services Group, Inc. | 185,623 | 0 | 148,789 | 36,834 | SCHEDULE 13G/A, 2026-02-06 |
| Hennion & Walsh Asset Management, Inc. | 0 | 0 | 0 | 0 | SCHEDULE 13D/A, 2026-11-09 |
The latest filing identifies Amplify ETF Trust by CUSIP 032108573 and gives its principal executive office as 3333 WARRENVILLE ROAD, LISLE, NJ 60532 (SCHEDULE 13D/A, 2026-11-09).
Purpose of Transaction (Item 4)
Hennion & Walsh Asset Management, Inc.
Item 4 of the Schedule 13D is hereby amended and supplemented as follows: On November 5, 2026, the Reporting Person completed the sale of all remaining shares of Common Stock held by it. Following such sales, the Reporting Person ceased to beneficially own any securities of the Issuer and is filing this amendment as a final amendment to terminate its reporting obligations under SectionItem 4 of the SCHEDULE 13D/A filed 2026-11-09
Timeline
| Filed | Holder | Percent | Filing |
|---|---|---|---|
| 2026-02-06 | The PNC Financial Services Group, Inc. | 4.42% | SCHEDULE 13G/A |
| 2026-06-09 | Hennion & Walsh Asset Management, Inc. | 24.21% | SCHEDULE 13D |
| 2026-11-09 | Hennion & Walsh Asset Management, Inc. | 0% | SCHEDULE 13D/A |
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Where this comes from
Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.
Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.