Ameriserv Financial Inc: 5%+ holders

Ameriserv Financial Inc has 4 Schedule 13D or 13G filings on record since 2025-09-23. 2 holders' latest filing reports 5% or more of common stock, par value $0.01 per share. Each figure below is the holder's own, as filed, with the filing linked.

Holders

Purpose of Transaction (Item 4)

Baird Brent D

The acquisition of shares of Common Stock by each Reporting Person was made for investment purposes. Depending upon overall market conditions, other investment opportunities available to the Reporting Persons, and the availability of shares of Common Stock at prices that would make the purchase or sale of shares of Common Stock desirable, either Reporting Person may endeavor to increase or decrease his or her position in the Company through, among other things, the purchase or sale of shares of Common Stock on the open market or in private transactions or otherwise, on such terms and at such times as such Reporting Person may deem advisable. Neither Reporting Person has present plans or proposals that would relate to, or result in, any of the matters set forth in subparagraphs (a) - (j) of Item 4 of Schedule 13D, except as set forth herein or as would reasonably occur upon or in connection with completion of, or following, any of the actions discussed herein. Each Reporting Person intends to review his or her investment in the Company regularly. Depending on various factors including, without limitation, the Company's financial position and investment strategy, the price level of the shares of Common Stock, conditions in the securities markets and general economic and industry conditions, either Reporting Person may in the future take such actions with respect to his or her investment in the Company as he or she deems appropriate including, without limitation, engaging in …The first part of Item 4 of the SCHEDULE 13D/A filed 2026-01-23; the filing has the rest

SB Value Partners, L.P.

Item 4 of the Schedule 13D is hereby amended and supplemented as follows: "The information disclosed under Item 3 of this Amendment is hereby incorporated by reference into this Item 4. As a result of the value of the services provided to date by the Reporting Person under the Consulting Agreement and services provided by the Reporting Person beyond the scope of the Consulting Agreement, the Issuer entered into an Amended and Restated Consulting Agreement (the "A&R Consulting Agreement") with the Reporting Person on January 6, 2026 pursuant to which, among other things, the Issuer expands and supplements the nature and scope of the consulting services to be provided by the Reporting Person beyond the Issuer's wealth management division (the "Phase II Consulting Services"). Under the A&R Consulting Agreement, in addition to the services to be provided under the Consulting Agreement, the Reporting Person is also engaged by the Issuer to perform, for the period from January 6, 2026 to June 30, 2026, which automatically extends for additional 6-month periods (up to end of the 4-year term of the Consulting Agreement) unless either party gives a written notice of termination at least 30 days prior to the end of the applicable 6-month period (such period, the "Phase II Consulting Period"), the Phase II Consulting Services, which include (i) developing, in conjunction with the appropriate Issuer managers, business development plans for an agreed upon number of the Issuer's …The first part of Item 4 of the SCHEDULE 13D/A filed 2026-01-08; the filing has the rest

Timeline

Where this comes from

Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.

Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.

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