American Riviera Bancorp has 3 Schedule 13D or 13G filings on record since 2025-08-14. 2 holders' latest filing reports 5% or more of common stock, no par value per share. Each figure below is the holder's own, as filed, with the filing linked.
Holders
| Holder | Percent | Shares | Latest | Event date |
|---|---|---|---|---|
| PL Capital Advisors, LLC | 9.97% | 569,500 | SCHEDULE 13D/A, 2026-02-24 | 2026-02-19 |
| Fourthstone LLC | 9.92% | 566,369 | SCHEDULE 13G/A, 2026-02-13 | 2025-12-31 |
Purpose of Transaction (Item 4)
PL Capital Advisors, LLC
This is the Reporting Persons' first amendment to their originally filed Schedule 13D. The Reporting Persons and Mr. Alwin beneficially own 9.98% of the Company in the aggregate, based upon the Company's aggregate outstanding shares as of December 31, 2025. The Reporting Persons and Mr. Alwin acquired the Common Stock because they believed the Common Stock was undervalued at the time of purchase. Effective February 19, 2026 the Company appointed Mr. Alwin to the board of the Company and American Riveria Bank, the wholly owned subsidiary of the Company. The Reporting Persons and Mr. Alwin intend to monitor the performance and corporate governance of the Company, as well as the actions of the Company's management and board. As they deem necessary, the Reporting Persons and Mr. Alwin will assert their stockholder rights. The Reporting Persons and Mr. Alwin may make purchases of shares of Common Stock in the future, although they do not have any current intention to increase their aggregate ownership over 9.99%, and may also dispose of any or all the shares of Common Stock held by them. To the extent the actions described herein may be deemed to constitute a "control purpose" with respect to the Exchange Act and the regulations thereunder, the Reporting Persons and Mr. Alwin have such a purpose. Except as noted in this Schedule 13D, the Reporting Persons and Mr. Alwin do not have any plans or proposals, which relate to, or would result in, any of the matters …The first part of Item 4 of the SCHEDULE 13D/A filed 2026-02-24; the filing has the rest
Timeline
| Filed | Holder | Percent | Filing |
|---|---|---|---|
| 2025-08-14 | Fourthstone LLC | 8.12% | SCHEDULE 13G |
| 2026-02-13 | Fourthstone LLC | 9.92% | SCHEDULE 13G/A |
| 2026-02-24 | PL Capital Advisors, LLC | 9.97% | SCHEDULE 13D/A |
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Where this comes from
Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.
Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.