Upstream Biotechnology, Inc.
New Form D on file · 2025-09-17 · the record
Upstream Biotechnology, Inc. filed a Form D with the Securities and Exchange Commission on 2025-09-17.
Upstream Biotechnology, Inc. filed a Form D notice of an exempt securities offering with the SEC on September 17, 2025. The filing reports $625K sold. Its industry group is Other Technology. It names George Greene (Executive Officer, Director), Xinnian Dong (Director), Xiao-fang Wang (Dr. Wang resigned as a director in connection with the Offering.) (SEC Form D, September 17, 2025).
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New Form D on file · 2025-09-17 · the record
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Other Technology raises by companies based in North Carolina, filed in September 2025, largest first.
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What the filing shows about Upstream Biotechnology, Inc.
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The filing gives Upstream Biotechnology, Inc.'s address as 701 W. Main Street, Suite 200, Durham, NC 27701.
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This is the company's own disclosure. A payment disclosed on a Form D is a disclosed use of proceeds, not a finding of wrongdoing.
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Upstream Biotechnology, Inc. is a registered filer with the SEC (CIK 2086249) and has filed since 2025-09-17. 1 filing is on record, the latest on 2025-09-17.
A filing shows the company exists and what it reports about itself. It is not an audit or a rating.
Upstream Biotechnology, Inc.'s Form D of 2025-09-17 names George Greene, Xinnian Dong, Xiao-fang Wang and 1 more as its officers, directors or promoters.
Its new offerings report $625K sold across 1 offering, as its own filings state.
Trailing twelve months. 3844 filings in Other Technology, totalled by week.
Other than the payment of salaries and other compensation and benefits and reimbursement of expenses, no officer, director, partner, manager or promoter will receive any payments from the proceeds of this offering.
George Greene is named as Executive Officer and Director on the Form D that Upstream Biotechnology, Inc. filed with the SEC on 17 September 2025, one of 4 people that filing names.
Xinnian Dong is named as Director on the Form D that Upstream Biotechnology, Inc. filed with the SEC on 17 September 2025, one of 4 people that filing names.
On the filing as: Director.
Xiao-fang Wang is named as Dr. Wang resigned as a director in connection with the Offering. on the Form D that Upstream Biotechnology, Inc. filed with the SEC on 17 September 2025, one of 4 people that filing names.
On the filing as: Director.
Karen LeVert is named as Ms. LeVert was elected a director in connection with the Offering. on the Form D that Upstream Biotechnology, Inc. filed with the SEC on 17 September 2025, one of 4 people that filing names.
4 people named on the filing — 1 holding an executive role and 3 as directors only.
Named as of the 2025-09-17 filing. Titles and locations are exactly as the filing states — not independently confirmed elsewhere.
No investor is drawn from a Form D — the form states how many invested and never who.
What the filing shows about Upstream Biotechnology, Inc.
Only in the Full Report: Who Runs It, And How To Reach Them · Warning Bells · Who Pays Them, And Who They Are Up Against.
Example from a real report (our sample on Target): “The Q2 2026 earnings report, published August 19, 2026, showed adjusted EPS of $2.46 against an expected $2.33” Source: CNBC
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