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Form D · on the record

Upstream Biotechnology — $625K Form D filing, September 2025

Upstream Biotechnology, Inc. filed a Form D with the Securities and Exchange Commission on 2025-09-17.

Upstream Biotechnology, Inc. filed a Form D notice of an exempt securities offering with the SEC on September 17, 2025. The filing reports $625K sold. Its industry group is Other Technology. It names George Greene (Executive Officer, Director), Xinnian Dong (Director), Xiao-fang Wang (Dr. Wang resigned as a director in connection with the Offering.) (SEC Form D, September 17, 2025).

3 more Other Technology raises in North Carolina, September 2025 ↓

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Upstream Biotechnology, Inc.

New Form D on file · 2025-09-17 · the record

$625K
raise on the record
D
filing
3
investors in
NORTH CAROLINA
based
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What the record says

FilingForm D
Filed2025-09-17
Industry groupOther Technology
Entity typeCorporation
Incorporated inNORTH CAROLINA
BasedDURHAM, NORTH CAROLINA
CIK2086249
Accession0002086249-25-000001

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More on the people and the money behind Upstream Biotechnology, Inc., from the filings we hold.

More raises like this

Other Technology raises by companies based in North Carolina, filed in September 2025, largest first.

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What the filing shows about Upstream Biotechnology, Inc.

  • 3 investors had already put money in when it filed.
  • The filing names 4 people as officers, directors or promoters.

Only in the Full Report: Who Runs It, And How To Reach Them · Warning Bells · Who Pays Them, And Who They Are Up Against.

Example from a real report (our sample on Target): “The Q2 2026 earnings report, published August 19, 2026, showed adjusted EPS of $2.46 against an expected $2.33” Source: CNBC

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Who the filing names, and in what role

The filing gives Upstream Biotechnology, Inc.'s address as 701 W. Main Street, Suite 200, Durham, NC 27701.

What the filing says

  • Offered: $1,625,000. Sold: $625,000. Left to sell: $1,000,000. (filing)
  • Investors: 3 had already invested. (filing)
  • Date of first sale: August 26, 2025. (filing)
  • Types of securities: Equity. (filing)
  • Item 16: the filing reports that none of the proceeds goes to executive officers, directors or promoters. It adds: “Other than the payment of salaries and other compensation and benefits and reimbursement of expenses, no officer, director, partner, manager or promoter will receive any payments from the proceeds of this offering.” (filing)

This is the company's own disclosure. A payment disclosed on a Form D is a disclosed use of proceeds, not a finding of wrongdoing.

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Is Upstream Biotechnology, Inc. a real, registered company?

Upstream Biotechnology, Inc. is a registered filer with the SEC (CIK 2086249) and has filed since 2025-09-17. 1 filing is on record, the latest on 2025-09-17.

A filing shows the company exists and what it reports about itself. It is not an audit or a rating.

Who runs Upstream Biotechnology, Inc.?

Upstream Biotechnology, Inc.'s Form D of 2025-09-17 names George Greene, Xinnian Dong, Xiao-fang Wang and 1 more as its officers, directors or promoters.

How much has Upstream Biotechnology, Inc. raised?

Its new offerings report $625K sold across 1 offering, as its own filings state.

Other Technology · by week

Trailing twelve months. 3844 filings in Other Technology, totalled by week.

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What the filing shows about Upstream Biotechnology, Inc.

  • 3 investors had already put money in when it filed.
  • The filing names 4 people as officers, directors or promoters.

Only in the Full Report: Who Runs It, And How To Reach Them · Warning Bells · Who Pays Them, And Who They Are Up Against.

Example from a real report (our sample on Target): “The Q2 2026 earnings report, published August 19, 2026, showed adjusted EPS of $2.46 against an expected $2.33” Source: CNBC

A Full Report on Upstream Biotechnology, Inc.: verified, sourced, every claim cited, ready in a few minutes. See pricing.

What the Full Report on Upstream Biotechnology, Inc. covers

  1. The Short Answer

  2. Which Company This Is

  3. What They Do, And How The Money Works

  4. Who Runs It, And How To Reach Them

  5. The Money: Funding, Valuation, Runway

  6. Who Pays Them, And Who They Are Up Against

  7. Warning Bells

  8. Sources

    1 cited source found

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Upstream Biotechnology, Inc.: Raised $625K, Form D filed 2025-09-17
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Permanent URL: https://mentionfox.com/funding/upstream-biotechnology-inc-form-d-25000001
Last updated 2026-10-30
Primary record: SEC filing 1 · SEC filing 2
Upstream Biotechnology raised $625K — SEC Form D filing, September 2025. MentionFox, 2026-10-30. https://mentionfox.com/funding/upstream-biotechnology-inc-form-d-25000001