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Form D · on the record

Sernova Biotherapeutics Inc. — $345K Form D filing, February 2026

Sernova Biotherapeutics Inc. filed a Form D with the Securities and Exchange Commission on 2026-02-05.

Sernova Biotherapeutics Inc. filed a Form D notice of an exempt securities offering with the SEC on February 5, 2026. The filing reports $345K sold. Its industry group is Biotechnology. It names James Parsons (Executive Officer), Jonathan Rigby (Chief Executive Officer and Director), Bernd Muehlenweg (Director) (SEC Form D, February 5, 2026).

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Sernova Biotherapeutics Inc.

New Form D on file · 2026-02-05 · the record

$345K
raise on the record
D
filing
3
investors in
ONTARIO, CANADA
based
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What the record says

FilingForm D
Filed2026-02-05
Industry groupBiotechnology
Entity typeCorporation
Incorporated inONTARIO, CANADA
BasedMississauga, ONTARIO, CANADA
CIK2102368
Accession0001062993-26-000650

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What the filing shows about Sernova Biotherapeutics Inc.

  • 3 investors had already put money in when it filed.
  • The filing names 9 people as officers, directors or promoters.

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What the filing says

  • Offered: $843,153. Sold: $344,514. Left to sell: $498,639. (filing)
  • Investors: 3 had already invested. (filing)
  • Date of first sale: October 31, 2025. (filing)
  • Types of securities: Equity; Securities to be acquired on exercise of an option, warrant or other right. (filing)
  • Item 16: the filing reports that none of the proceeds goes to executive officers, directors or promoters. (filing)
  • Securities that converted: the filing says “Converted at C$1: US$0.7134.” (filing)
  • On the amounts offered and sold: the filing adds “Total amount is the total price of the Units issued (2,541,680 x C$0.19) + the aggregate exercise price of the warrants (1,270,840 x C$0.25) and (1,270,840 x C$0.30). Converted at C$1: US$0.7134. There is no guarantee the warrants will be exercised.” (filing)

This is the company's own disclosure. A payment disclosed on a Form D is a disclosed use of proceeds, not a finding of wrongdoing.

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Biotechnology · by week
This raise, $345K, filed week of Feb 2

Trailing twelve months. 766 filings in Biotechnology, totalled by week. The dot is this raise, $345K, on the same scale — one filing against the whole group's total, so it sits low by construction.

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What the filing shows about Sernova Biotherapeutics Inc.

  • 3 investors had already put money in when it filed.
  • The filing names 9 people as officers, directors or promoters.

Only in the Full Report: Who Runs It, And How To Reach Them · Warning Bells · Who Pays Them, And Who They Are Up Against.

Example from a real report (our sample on Target): “In March 2026, Target announced a planned incremental $1 billion operating investment” Source: Target Corporation (press release)

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  4. Who Runs It, And How To Reach Them

  5. The Money: Funding, Valuation, Runway

  6. Who Pays Them, And Who They Are Up Against

  7. Warning Bells

  8. Sources

    1 cited source found

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Sernova Biotherapeutics Inc.: Raised $345K, Form D filed 2026-02-05

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Permanent URL: https://mentionfox.com/funding/sernova-biotherapeutics-inc-form-d-26000001
Last updated 2026-10-25
Primary record: SEC filing 1 · SEC filing 2
Sernova Biotherapeutics Inc. raised $345K — SEC Form D filing, February 2026. MentionFox, 2026-10-25. https://mentionfox.com/funding/sernova-biotherapeutics-inc-form-d-26000001