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Form D · on the record

Second Heart Assist — $18.30M Form D filing, February 2025

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Second Heart Assist, Inc. filed a Form D with the Securities and Exchange Commission on 2025-02-07.

Second Heart Assist, Inc. filed a Form D notice of an exempt securities offering with the SEC on February 7, 2025. The filing reports $18.30M sold. Its industry group is Biotechnology. It names Jefferey Donofrio (CEO, Treasurer, Secretary), Stuart Kozlick (COO), Clay Taylor (Director) (SEC Form D, February 7, 2025).

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Second Heart Assist, Inc.

New Form D on file · 2025-02-07 · the record

$18.30M
raise on the record
D
filing
284
investors in
UTAH
based
Open the record →

What the record says

FilingForm D
Filed2025-02-07
Industry groupBiotechnology
Entity typeCorporation
Incorporated inUTAH
BasedSALT LAKE CITY, UTAH
CIK1723176
Accession0001723176-25-000003

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More on the people and the money behind Second Heart Assist, Inc., from the filings we hold.

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Biotechnology raises filed within 90 days of this one, largest first.

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What the filing shows about Second Heart Assist, Inc.

  • The filing reports $1M of the proceeds going to the company's own executives, directors or promoters.
  • 284 investors had already put money in when it filed.

Only in the Full Report: Who Runs It, And How To Reach Them · Warning Bells · Who Pays Them, And Who They Are Up Against.

Example from a real report (our sample on Target): “The Q2 2026 earnings report, published August 19, 2026, showed adjusted EPS of $2.46 against an expected $2.33” Source: CNBC

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Who the filing names, and in what role

The filing gives Second Heart Assist, Inc.'s address as 370 S 300 E., Salt Lake City, UT 84111.

What the filing says

  • Offered: an open-ended amount (the filing says Indefinite). Sold: $18,303,838. Left to sell: open-ended (Indefinite). (filing)
  • Investors: 284 had already invested, 4 of them not accredited. (filing)
  • Date of first sale: December 31, 2016. (filing)
  • Types of securities: Equity; Options, warrants or other rights to acquire another security. (filing)
  • Item 16, payments to executive officers, directors or promoters: $1,000,000 of the proceeds is used or proposed to be used for such payments (the filing marks this amount as an estimate). The filing gives no explanation. (filing)

This is the company's own disclosure. A payment disclosed on a Form D is a disclosed use of proceeds, not a finding of wrongdoing.

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Is Second Heart Assist, Inc. a real, registered company?

Second Heart Assist, Inc. is a registered filer with the SEC (CIK 1723176) and has filed since 2022-11-16. 7 filings are on record, the latest on 2025-02-07.

A filing shows the company exists and what it reports about itself. It is not an audit or a rating.

Who runs Second Heart Assist, Inc.?

Second Heart Assist, Inc.'s Form D of 2025-02-07 names Jefferey Donofrio, Stuart Kozlick, Clay Taylor and 5 more as its officers, directors or promoters.

How much has Second Heart Assist, Inc. raised?

Its new offerings report $74.72M sold across 7 offerings, as its own filings state.

Filing history · 7 filings on this registrant
Form D · 2022-11-16 · $14.67MForm D · 2022-11-18 · $602KForm D · 2022-11-18 · $4.33MForm D · 2022-11-18 · $2.02MForm D · 2025-02-07 · $17.80MForm D · 2025-02-07 · $16.98MForm D · 2025-02-07 · $18.30M · this page 2022-11-16 2025-02-07

Each marker is one filing. The larger marker is the filing this page is about.

Biotechnology · by week

Trailing twelve months. 765 filings in Biotechnology, totalled by week.

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What the filing shows about Second Heart Assist, Inc.

  • The filing reports $1M of the proceeds going to the company's own executives, directors or promoters.
  • 284 investors had already put money in when it filed.
  • The filing names 8 people as officers, directors or promoters.

Only in the Full Report: Who Runs It, And How To Reach Them · Warning Bells · Who Pays Them, And Who They Are Up Against.

Example from a real report (our sample on Target): “The Q2 2026 earnings report, published August 19, 2026, showed adjusted EPS of $2.46 against an expected $2.33” Source: CNBC

A Full Report on Second Heart Assist, Inc.: verified, sourced, every claim cited, ready in a few minutes. See pricing.

What the Full Report on Second Heart Assist, Inc. covers

  1. The Short Answer

  2. Which Company This Is

  3. What They Do, And How The Money Works

  4. Who Runs It, And How To Reach Them

  5. The Money: Funding, Valuation, Runway

  6. Who Pays Them, And Who They Are Up Against

  7. Warning Bells

  8. Sources

    1 cited source found

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Second Heart Assist, Inc.: Raised $18.30M, Form D filed 2025-02-07
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Permanent URL: https://mentionfox.com/funding/second-heart-assist-inc-form-d-25000003
Last updated 2026-11-05
Primary record: SEC filing 1 · SEC filing 2
Second Heart Assist raised $18.30M — SEC Form D filing, February 2025. MentionFox, 2026-11-05. https://mentionfox.com/funding/second-heart-assist-inc-form-d-25000003