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Form D · on the record

Octex Holdings — $16.01M Form D filing, November 2026

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Octex Holdings, Inc. filed a Form D with the Securities and Exchange Commission on 2026-11-02.

Octex Holdings, Inc. filed a Form D notice of an exempt securities offering with the SEC on November 2, 2026. The filing reports $16.01M sold. It names Gregory Ott (Executive Officer, Director, Promoter), Kevin Hayes (Director, Promoter), James Westman (Director) (SEC Form D, November 2, 2026).

Christopher Hren and 2 others on this filing are also named on 1 other Form D filing ↓

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Octex Holdings, Inc.

New Form D on file · 2026-11-02 · the record

$16.01M
raise on the record
D
filing
9
investors in
OHIO
based
Open the record →

What the record says

FilingForm D
Filed2026-11-02
Industry groupOther
Entity typeCorporation
Incorporated inDELAWARE
Year formed2026
BasedBEACHWOOD, OHIO
CIK2162013
Accession0002162013-26-000001

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The people on this filing

  • Christopher Hren, Gregory Ott and Robert Kingsbury are also named on 1 other Form D filing: AIM Processing, Inc. ($14.8M, Nov 2026)

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What the filing shows about Octex Holdings, Inc.

  • The filing reports $350K of the proceeds going to the company's own executives, directors or promoters.
  • 9 investors had already put money in when it filed.

Only in the Full Report: Who Runs It, And How To Reach Them · Warning Bells · Who Pays Them, And Who They Are Up Against.

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Who the filing names, and in what role

The filing gives Octex Holdings, Inc.'s address as 25201 Chagrin Blvd., Suite 260, Beachwood, OH 44122.

What the filing says

  • Offered: $16,008,000. Sold: $16,008,000. Left to sell: nothing, all of it is sold. (filing)
  • Investors: 9 had already invested. (filing)
  • Date of first sale: July 21, 2026. (filing)
  • Types of securities: Equity; Debt. (filing)
  • Item 16, payments to executive officers, directors or promoters: $350,000 of the proceeds is used or proposed to be used for such payments (the filing marks this amount as an estimate). The filing explains: “Estimate of management fees to be paid to MCM Capital Advisors IV, L.L.C.” (filing)
  • On the business combination question: the filing adds “This offering is made in connection with the acquisition by the Issuer of the equity of a limited liability company” (filing)

This is the company's own disclosure. A payment disclosed on a Form D is a disclosed use of proceeds, not a finding of wrongdoing.

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Is Octex Holdings, Inc. a real, registered company?

Octex Holdings, Inc. is a registered filer with the SEC (CIK 2162013) and has filed since 2026-11-02. 1 filing is on record, the latest on 2026-11-02.

A filing shows the company exists and what it reports about itself. It is not an audit or a rating.

Who runs Octex Holdings, Inc.?

Octex Holdings, Inc.'s Form D of 2026-11-02 names Gregory Ott, Kevin Hayes, James Westman and 2 more as its officers, directors or promoters.

How much has Octex Holdings, Inc. raised?

Its new offerings report $16.01M sold across 1 offering, as its own filings state.

Other · by week
This raise, $16.01M, filed week of Nov 2

Trailing twelve months. 4127 filings in Other, totalled by week. The dot is this raise, $16.01M, on the same scale — one filing against the whole group's total, so it sits low by construction.

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What the filing shows about Octex Holdings, Inc.

  • The filing reports $350K of the proceeds going to the company's own executives, directors or promoters.
  • 9 investors had already put money in when it filed.
  • The filing names 5 people as officers, directors or promoters.

Only in the Full Report: Who Runs It, And How To Reach Them · Warning Bells · Who Pays Them, And Who They Are Up Against.

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What the Full Report on Octex Holdings, Inc. covers

  1. The Short Answer

  2. Which Company This Is

  3. What They Do, And How The Money Works

  4. Who Runs It, And How To Reach Them

  5. The Money: Funding, Valuation, Runway

  6. Who Pays Them, And Who They Are Up Against

  7. Warning Bells

  8. Sources

    1 cited source found

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Octex Holdings, Inc.: Raised $16.01M, Form D filed 2026-11-02
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Permanent URL: https://mentionfox.com/funding/octex-holdings-inc-form-d-000001
Last updated 2026-11-04
Primary record: SEC filing 1 · SEC filing 2
Octex Holdings raised $16.01M — SEC Form D filing, November 2026. MentionFox, 2026-11-04. https://mentionfox.com/funding/octex-holdings-inc-form-d-000001