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Form D · on the record

KAZIA THERAPEUTICS LTD — $2.06M Form D filing, January 2025

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KAZIA THERAPEUTICS LTD filed a Form D with the Securities and Exchange Commission on 2025-01-17.

KAZIA THERAPEUTICS LTD filed a Form D notice of an exempt securities offering with the SEC on January 17, 2025. KAZIA THERAPEUTICS LTD trades on Nasdaq as KZIA; it was formerly Novogen Ltd. The filing reports $2.06M sold. Its industry group is Biotechnology. It names John Friend (Executive Officer, Director), Bryce Carmine (Director), Steven Coffey (Director) (SEC Form D, January 17, 2025).

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KAZIA THERAPEUTICS LTD

New Form D on file · 2025-01-17 · the record

$2.06M
raise on the record
D
filing
1
investors in
AUSTRALIA
based
Open the record →

What the record says

FilingForm D
Filed2025-01-17
Industry groupBiotechnology
Entity typeCorporation
Incorporated inAUSTRALIA
BasedSydney, AUSTRALIA
CIK1075880
Accession0000950123-25-000372

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More on the people and the money behind KAZIA THERAPEUTICS LTD, from the filings we hold.

Raised through the same sales agent

Maxim Group LLC received sales compensation on this raise and on 17 other raises we hold, nearest in date first:

More raises like this

Biotechnology raises filed within 90 days of this one, largest first.

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What the filing shows about KAZIA THERAPEUTICS LTD

  • 1 investor had already put money in when it filed.
  • The filing names 7 people as officers, directors or promoters.

Only in the Full Report: Who Runs It, And How To Reach Them · Warning Bells · Who Pays Them, And Who They Are Up Against.

Example from a real report (our sample on Target): “Target eliminated approximately 1,800 corporate positions, with around 1,000 employees receiving layoff notices and the remainder accounted for by eliminating open roles.” Source: NBC News

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Who the filing names, and in what role

The filing gives KAZIA THERAPEUTICS LTD's address as Level 24, Three International Towers, 300 Barangaroo Avenue, Sydney, C3 2000.

What the filing says

  • Offered: $2,060,000. Sold: $2,060,000. Left to sell: nothing, all of it is sold. (filing)
  • Investors: 1 had already invested. (filing)
  • Date of first sale: January 10, 2025. (filing)
  • Types of securities: Options, warrants or other rights to acquire another security; Securities to be acquired on exercise of an option, warrant or other right. (filing)
  • Item 16: the filing reports that none of the proceeds goes to executive officers, directors or promoters. (filing)
  • On the amounts offered and sold: the filing adds “The Issuer issued a warrant to purchase 1,333,333 ADS, each representing 100 Issuer's ordinary shares, to the investor, and a warrant to purchase 40,000 ADSs to the placement agent. Total amount is calculated using warrant exercise price of $1.5 per ADS.” (filing)
  • On sales commissions and finders' fees: the filing adds “In connection with the registered direct offering (RDO) concurrent with this private placement, the placement agent received a fee of up to 7% of the gross proceeds of the RDO and the warrant to purchase 40,000 ADSs exercisable at $1.5 per ADS” (filing)

This is the company's own disclosure. A payment disclosed on a Form D is a disclosed use of proceeds, not a finding of wrongdoing.

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Is KAZIA THERAPEUTICS LTD a real, registered company?

KAZIA THERAPEUTICS LTD is a registered filer with the SEC (CIK 1075880) and has filed since 2023-12-15. 4 filings are on record, the latest on 2025-12-18.

A filing shows the company exists and what it reports about itself. It is not an audit or a rating.

Who runs KAZIA THERAPEUTICS LTD?

KAZIA THERAPEUTICS LTD's Form D of 2025-01-17 names John Friend, Bryce Carmine, Steven Coffey and 4 more as its officers, directors or promoters.

How much has KAZIA THERAPEUTICS LTD raised?

Its new offerings report $61.36M sold across 4 offerings, as its own filings state.

Filing history · 4 filings on this registrant
Form D · 2023-12-15 · $2MForm D · 2025-01-17 · $2.06M · this pageForm D · 2025-08-14 · $2.05MForm D · 2025-12-18 · $55.25M 2023-12-15 2025-12-18

Each marker is one filing. The larger marker is the filing this page is about.

Biotechnology · by week

Trailing twelve months. 763 filings in Biotechnology, totalled by week.

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What the filing shows about KAZIA THERAPEUTICS LTD

  • 1 investor had already put money in when it filed.
  • The filing names 7 people as officers, directors or promoters.

Only in the Full Report: Who Runs It, And How To Reach Them · Warning Bells · Who Pays Them, And Who They Are Up Against.

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  2. Which Company This Is

  3. What They Do, And How The Money Works

  4. Who Runs It, And How To Reach Them

  5. The Money: Funding, Valuation, Runway

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  8. Sources

    1 cited source found

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KAZIA THERAPEUTICS LTD: Raised $2.06M, Form D filed 2025-01-17
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Permanent URL: https://mentionfox.com/funding/kazia-therapeutics-ltd-form-d-25000003
Last updated 2026-11-06
Primary record: SEC filing 1 · SEC filing 2
KAZIA THERAPEUTICS LTD raised $2.06M — SEC Form D filing, January 2025. MentionFox, 2026-11-06. https://mentionfox.com/funding/kazia-therapeutics-ltd-form-d-25000003