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Form D · on the record

Healthcare Shares PBC — $798K Form D filing, January 2021

Healthcare Shares PBC filed an amended Form D with the Securities and Exchange Commission on 2021-01-14.

Healthcare Shares PBC filed an amended Form D notice of an exempt securities offering with the SEC on January 14, 2021. The filing reports $798K sold. It names Laurence Girard (Executive Officer, Director, Promoter), Daniel Gerken (Hired to perform COO functions on 11/01/2022.), Daniel Dow (Contracted as Chief Innovation Officer (CINO) on 10/18/2022.) (SEC Form D/A, January 14, 2021).

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Key facts

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Healthcare Shares PBC

New Form D on file · 2021-01-14 · the record

$798K
raise on the record
D/A
filing
15
investors in
NEW JERSEY
based
Open the record →

What the record says

FilingForm D/A (amended)
Filed2021-01-14
Entity typeCorporation
Incorporated inDELAWARE
Year formed2020
BasedHOBOKEN, NEW JERSEY
CIK1837543
Accession0001837543-22-000004

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What the filing shows about Healthcare Shares PBC

  • The filing reports $400K of the proceeds going to the company's own executives, directors or promoters.
  • 15 investors had already put money in when it filed.

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Amended on 2022-12-06: the offering size changed from $2,000,000 to $1,000,000; the amount sold changed from $392,500 to $797,501; the number of investors changed from 7 to 15; proceeds used for payments to executive officers, directors or promoters changed from $0 to $400,000. Figures on this page are from the amendment. Amended filing · Original filing

What the filing says

  • Offered: $1,000,000. Sold: $797,501. Left to sell: $202,499. (filing)
  • Investors: 15 had already invested. (filing)
  • Date of first sale: January 4, 2021. (filing)
  • Types of securities: Equity. (filing)
  • Item 16, payments to executive officers, directors or promoters: $400,000 of the proceeds is used or proposed to be used for such payments (the filing marks this amount as an estimate). The filing explains: “Estimated total of annual salaries.” (filing)

This is the company's own disclosure. A payment disclosed on a Form D is a disclosed use of proceeds, not a finding of wrongdoing.

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Filing history · 3 filings on this registrant
Form D · 2021-01-14 · $393K · this pageForm D/A, amended · 2022-12-06 · $798KForm D · 2026-08-24 · $1.50M 2021-01-14 2026-08-24

A hollow marker is an amendment (Form D/A); a solid one is an original Form D. The larger marker is the filing this page is about.

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Sourced from the filing index on sec.gov, and from the company's own site, read directly on 2026-09-28 (healthcareshares.com).

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Healthcare Shares PBC: Raised $798K, Form D filed 2021-01-14

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Permanent URL: https://mentionfox.com/funding/healthcare-shares-pbc-form-d-000002
Last updated 2026-10-24
Primary record: SEC filing 1 · SEC filing 2 · SEC filing 3 · SEC filing 4
Healthcare Shares PBC raised $798K — SEC Form D filing, January 2021. MentionFox, 2026-10-24. https://mentionfox.com/funding/healthcare-shares-pbc-form-d-000002