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Bottleneck Specialty Finance LLC filed a Form D with the Securities and Exchange Commission on 2026-11-03.
Bottleneck Specialty Finance LLC filed a Form D notice of an exempt securities offering with the SEC on November 3, 2026. The filing reports $5.99M sold. Its industry group is Other Banking and Financial Services. It names Douglas Bouton (Executive Officer, Promoter), Vincent Martin III (Executive Officer, Promoter) (SEC Form D, November 3, 2026).
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New Form D on file · 2026-11-03 · the record
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What the filing shows about Bottleneck Specialty Finance LLC
Only in the Full Report: Who Runs It, And How To Reach Them · Warning Bells · Who Pays Them, And Who They Are Up Against.
Example from a real report (our sample on Target): “The Q2 2026 earnings report, published August 19, 2026, showed adjusted EPS of $2.46 against an expected $2.33” Source: CNBC
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The filing gives Bottleneck Specialty Finance LLC's address as 575 E Westminster, Lake Forest, IL 60045-2270.
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This is the company's own disclosure. A payment disclosed on a Form D is a disclosed use of proceeds, not a finding of wrongdoing.
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Bottleneck Specialty Finance LLC is a registered filer with the SEC (CIK 2162897) and has filed since 2026-11-03. 1 filing is on record, the latest on 2026-11-03.
A filing shows the company exists and what it reports about itself. It is not an audit or a rating.
Bottleneck Specialty Finance LLC's Form D of 2026-11-03 names Douglas Bouton, Vincent Martin III and Bottleneck Capital Management LLC as its officers, directors or promoters.
Its new offerings report $5.99M sold across 1 offering, as its own filings state.
Trailing twelve months. 569 filings in Other Banking and Financial Services, totalled by week. The dot is this raise, $5.99M, on the same scale — one filing against the whole group's total, so it sits low by construction.
Douglas Bouton is named as Executive Officer and Promoter on the Form D that Bottleneck Specialty Finance LLC filed with the SEC on 3 November 2026, one of 2 people that filing names.
Vincent Martin III is named as Executive Officer and Promoter on the Form D that Bottleneck Specialty Finance LLC filed with the SEC on 3 November 2026, one of 2 people that filing names.
2 people named on the filing — 2 holding an executive role.
Named as of the 2026-11-03 filing. Titles and locations are exactly as the filing states — not independently confirmed elsewhere.
| Entity | Stated role | Relationship on the filing | Where |
|---|---|---|---|
| Bottleneck Capital Management LLC | Managing Member of Issuer | Executive Officer, Promoter | Lake Forest, ILLINOIS |
What the filing shows about Bottleneck Specialty Finance LLC
Only in the Full Report: Who Runs It, And How To Reach Them · Warning Bells · Who Pays Them, And Who They Are Up Against.
Example from a real report (our sample on Target): “The Q2 2026 earnings report, published August 19, 2026, showed adjusted EPS of $2.46 against an expected $2.33” Source: CNBC
A Full Report on Bottleneck Specialty Finance LLC: verified, sourced, every claim cited, ready in a few minutes. See pricing.
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These are companies, not individuals — the filing gives them no forename, or names them as a firm. They are listed apart so a firm is never read as a person.
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