MentionFoxBalance Theory Inc. filed a Form D with the Securities and Exchange Commission on 2026-09-04.
Balance Theory Inc. filed a Form D notice of an exempt securities offering with the SEC on September 4, 2026. The filing reports $12M sold. Its industry group is Other Technology. It names Gregory Baker (Executive Officer, Director), John Funge (Director), Lisa Mathias (Executive Officer, Director) (SEC Form D, September 4, 2026).
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New Form D on file · 2026-09-04 · the record
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This is the company's own disclosure. A payment disclosed on a Form D is a disclosed use of proceeds, not a finding of wrongdoing.
A hollow marker is an amendment (Form D/A); a solid one is an original Form D. The larger marker is the filing this page is about.
Trailing twelve months. 3831 filings in Other Technology, totalled by week. The dot is this raise, $12M, on the same scale — one filing against the whole group's total, so it sits low by construction.
By form type: D ×4 · D/A ×1.
| Form | Filed | On EDGAR |
|---|---|---|
| D | 2026-09-04 | open |
| D/A | 2026-01-15 | open |
| D | 2025-06-11 | open |
| D | 2022-12-09 | open |
| D | 2022-09-14 | open |
Example from a real report (our sample on Target): “Target eliminated approximately 1,800 corporate positions, with around 1,000 employees receiving layoff notices and the remainder accounted for by eliminating open roles.” Source: NBC News
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The 5 most recent of 5 filings on CIK 0001946732, filed as Balance Theory Inc.. Read from the SEC's own submissions feed for this issuer, not from a third party. Incorporated in DE. Full history on sec.gov.
Checked away from the filing. What is below does not come from the record on sec.gov.
Securing Enterprises at the Budget Layer
The title and description the site itself served, answering 200. Not a cached copy and not the company's directory entry — what was live when we asked.
Gregory Baker is named as Executive Officer and Director on the Form D that Balance Theory Inc. filed with the SEC on 4 September 2026, one of 5 people that filing names.
John Funge is named as Director on the Form D that Balance Theory Inc. filed with the SEC on 4 September 2026, one of 5 people that filing names.
Public records were searched under this name on 10 September 2026 — the federal exclusions list and SEC investment-adviser registration, including that register's own disclosure flag. Nothing came back. Names repeat and nothing here was matched on an identifier, so this is not a background check, and an absence from a register is not a clearance.
Lisa Mathias is named as Executive Officer and Director on the Form D that Balance Theory Inc. filed with the SEC on 4 September 2026, one of 5 people that filing names.
Public records were searched under this name on 10 September 2026 — the federal exclusions list and SEC investment-adviser registration, including that register's own disclosure flag. Nothing came back. Names repeat and nothing here was matched on an identifier, so this is not a background check, and an absence from a register is not a clearance.
Daniel Burns is named as Director on the Form D that Balance Theory Inc. filed with the SEC on 4 September 2026, one of 5 people that filing names.
Alex Tosheff is named as Director on the Form D that Balance Theory Inc. filed with the SEC on 4 September 2026, one of 5 people that filing names.
Public records were searched under this name on 10 September 2026 — the federal exclusions list and SEC investment-adviser registration, including that register's own disclosure flag. Nothing came back. Names repeat and nothing here was matched on an identifier, so this is not a background check, and an absence from a register is not a clearance.
5 people named on the filing — 2 holding an executive role and 3 as directors only.
Named as of the 2026-09-04 filing. Titles and locations are exactly as the filing states — not independently confirmed elsewhere.
No investor is drawn from a Form D — the form states how many invested and never who.
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Sourced from the filing index on sec.gov, and from the company's own site, read directly on 2026-09-25 (balancetheory.io).
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https://mentionfox.com/funding/balance-theory-inc-form-d-000002