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AX Diversified Retail Portfolio, DST filed an amended Form D with the Securities and Exchange Commission on 2026-10-09.
AX Diversified Retail Portfolio, DST filed an amended Form D notice of an exempt securities offering with the SEC on October 9, 2026. The filing reports $43.23M sold. Its industry group is Other Real Estate (SEC Form D/A, October 9, 2026).
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New Form D on file · 2026-10-09 · the record
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More on the people and the money behind AX Diversified Retail Portfolio, DST, from the filings we hold.
Simon Brower received sales compensation on this raise and on 12 other raises we hold, nearest in date first:
Amr Tenney received sales compensation on this raise and on 9 other raises we hold, nearest in date first:
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What the filing shows about AX Diversified Retail Portfolio, DST
Only in the Full Report: Who Runs It, And How To Reach Them · Warning Bells · Who Pays Them, And Who They Are Up Against.
Example from a real report (our sample on Target): “In March 2026, Target announced a planned incremental $1 billion operating investment” Source: Target Corporation (press release)
A Full Report on AX Diversified Retail Portfolio, DST: verified, sourced, every claim cited, ready in a few minutes. See pricing.
The filing gives AX Diversified Retail Portfolio, DST's address as 9 West 57TH Street, 42ND Floor, New York, NY 10019.
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Amended on 2026-11-02: the amount sold changed from $25,594,549 to $43,227,474; the number of investors changed from 45 to 59. Figures on this page are from the amendment. Amended filing · Original filing
This is the company's own disclosure. A payment disclosed on a Form D is a disclosed use of proceeds, not a finding of wrongdoing.
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AX Diversified Retail Portfolio, DST is a registered filer with the SEC (CIK 2146055) and has filed since 2026-07-31. 5 filings are on record, the latest on 2026-11-02.
A filing shows the company exists and what it reports about itself. It is not an audit or a rating.
AX Diversified Retail Portfolio, DST's Form D of 2026-10-09 names Apollo RE Exchange, LLC, AX Manager, LLC, AX IV Depositor, LLC and 19 more as its officers, directors or promoters.
Its new offerings report $1.14M sold across 1 offering, as its own filings state.
A hollow marker is an amendment (Form D/A); a solid one is an original Form D. The larger marker is the filing this page is about.
Trailing twelve months. 1738 filings in Other Real Estate, totalled by week. The dot is this raise, $43.23M, on the same scale — one filing against the whole group's total, so it sits low by construction.
Item 16 is an estimate of offering and organizational expenses that may accrue to one or more Related Persons.
By form type: D/A ×2 · D ×1.
What the filing shows about AX Diversified Retail Portfolio, DST
Only in the Full Report: Who Runs It, And How To Reach Them · Warning Bells · Who Pays Them, And Who They Are Up Against.
Example from a real report (our sample on Target): “In March 2026, Target announced a planned incremental $1 billion operating investment” Source: Target Corporation (press release)
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The 3 most recent of 3 filings on CIK 0002146055, filed as AX Diversified Retail Portfolio, DST. Read from the SEC's own submissions feed for this issuer, not from a third party. Incorporated in DE. Full history on sec.gov.
On the filing as: Executive Officer.
Nari Na is named as Executive Officer of the Manager and Signatory Trustee of the Issuer on the Form D that AX Diversified Retail Portfolio, DST filed with the SEC on 9 October 2026, one of 19 people that filing names.
On the filing as: Executive Officer.
Scott Kleinman is named as Executive Officer of the Manager and Signatory Trustee of the Issuer on the Form D that AX Diversified Retail Portfolio, DST filed with the SEC on 9 October 2026, one of 19 people that filing names.
On the filing as: Executive Officer.
John Zito is named as Executive Officer of the Manager and Signatory Trustee of the Issuer on the Form D that AX Diversified Retail Portfolio, DST filed with the SEC on 9 October 2026, one of 19 people that filing names.
On the filing as: Executive Officer.
Matthew Breitfelder is named as Executive Officer of the Manager and Signatory Trustee of the Issuer on the Form D that AX Diversified Retail Portfolio, DST filed with the SEC on 9 October 2026, one of 19 people that filing names.
On the filing as: Executive Officer.
Brian Carney is named as Executive Officer of the Manager and Signatory Trustee of the Issuer on the Form D that AX Diversified Retail Portfolio, DST filed with the SEC on 9 October 2026, one of 19 people that filing names.
On the filing as: Executive Officer.
Whitney Chatterjee is named as Executive Officer of the Manager and Signatory Trustee of the Issuer on the Form D that AX Diversified Retail Portfolio, DST filed with the SEC on 9 October 2026, one of 19 people that filing names.
On the filing as: Executive Officer.
Heather Glatter is named as Executive Officer of the Manager and Signatory Trustee of the Issuer on the Form D that AX Diversified Retail Portfolio, DST filed with the SEC on 9 October 2026, one of 19 people that filing names.
On the filing as: Executive Officer.
Benjamin Israel is named as Executive Officer of the Manager and Signatory Trustee of the Issuer on the Form D that AX Diversified Retail Portfolio, DST filed with the SEC on 9 October 2026, one of 19 people that filing names.
On the filing as: Executive Officer.
Martin Kelly is named as Executive Officer of the Manager and Signatory Trustee of the Issuer on the Form D that AX Diversified Retail Portfolio, DST filed with the SEC on 9 October 2026, one of 19 people that filing names.
On the filing as: Executive Officer.
William Kuesel is named as Executive Officer of the Manager and Signatory Trustee of the Issuer on the Form D that AX Diversified Retail Portfolio, DST filed with the SEC on 9 October 2026, one of 19 people that filing names.
On the filing as: Executive Officer.
Mandee Lee is named as Executive Officer of the Manager and Signatory Trustee of the Issuer on the Form D that AX Diversified Retail Portfolio, DST filed with the SEC on 9 October 2026, one of 19 people that filing names.
On the filing as: Executive Officer.
Yael Levy is named as Executive Officer of the Manager and Signatory Trustee of the Issuer on the Form D that AX Diversified Retail Portfolio, DST filed with the SEC on 9 October 2026, one of 19 people that filing names.
On the filing as: Executive Officer.
Jessica Lomm is named as Executive Officer of the Manager and Signatory Trustee of the Issuer on the Form D that AX Diversified Retail Portfolio, DST filed with the SEC on 9 October 2026, one of 19 people that filing names.
On the filing as: Executive Officer.
Catherine Mullarney is named as Executive Officer of the Manager and Signatory Trustee of the Issuer on the Form D that AX Diversified Retail Portfolio, DST filed with the SEC on 9 October 2026, one of 19 people that filing names.
On the filing as: Executive Officer.
Katherine Newman is named as Executive Officer of the Manager and Signatory Trustee of the Issuer on the Form D that AX Diversified Retail Portfolio, DST filed with the SEC on 9 October 2026, one of 19 people that filing names.
On the filing as: Executive Officer.
Stuart Rothstein is named as Executive Officer of the Manager and Signatory Trustee of the Issuer on the Form D that AX Diversified Retail Portfolio, DST filed with the SEC on 9 October 2026, one of 19 people that filing names.
On the filing as: Executive Officer.
Stefanie Sundel is named as Executive Officer of the Manager and Signatory Trustee of the Issuer on the Form D that AX Diversified Retail Portfolio, DST filed with the SEC on 9 October 2026, one of 19 people that filing names.
On the filing as: Executive Officer.
Shari Vershell is named as Executive Officer of the Manager and Signatory Trustee of the Issuer on the Form D that AX Diversified Retail Portfolio, DST filed with the SEC on 9 October 2026, one of 19 people that filing names.
On the filing as: Executive Officer.
James Zelter is named as Executive Officer of the Manager and Signatory Trustee of the Issuer on the Form D that AX Diversified Retail Portfolio, DST filed with the SEC on 9 October 2026, one of 19 people that filing names.
19 people named on the filing — 19 holding an executive role.
Named as of the 2026-10-09 filing. Titles and locations are exactly as the filing states — not independently confirmed elsewhere.
| Entity | Stated role | Relationship on the filing | Where |
|---|---|---|---|
| Apollo RE Exchange, LLC | Sponsor of the Issuer | Executive Officer | New York, NEW YORK |
| AX Manager, LLC | Manager and Signatory Trustee of the Issuer | Executive Officer | New York, NEW YORK |
| AX IV Depositor, LLC | Depositor of the Issuer | Executive Officer | New York, NEW YORK |
These are companies, not individuals — the filing gives them no forename, or names them as a firm. They are listed apart so a firm is never read as a person.
Of the 22 names on this filing, 12 are drawn here to keep the picture readable. The People tab lists them all.
No investor is drawn from a Form D — the form states how many invested and never who.
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Sourced from the filing index on sec.gov.
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