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Form D · on the record

AQUABOUNTY TECHNOLOGIES INC — $4M Form D filing, November 2025

AQUABOUNTY TECHNOLOGIES INC filed a Form D with the Securities and Exchange Commission on 2025-11-04.

AQUABOUNTY TECHNOLOGIES INC filed a Form D notice of an exempt securities offering with the SEC on November 4, 2025. AQUABOUNTY TECHNOLOGIES INC trades on Nasdaq as AQB. The filing reports $4M sold. Its industry group is Agriculture. It names David Frank (Executive Officer), Sylvia Wulf (Director), Graydon Bensler (Director) (SEC Form D, November 4, 2025).

5 more Agriculture raises within 90 days of this one ↓

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AQUABOUNTY TECHNOLOGIES INC

New Form D on file · 2025-11-04 · the record

$4M
raise on the record
D
filing
9
investors in
MASSACHUSETTS
based
Open the record →

What the record says

FilingForm D
Filed2025-11-04
Industry groupAgriculture
Entity typeCorporation
Incorporated inDELAWARE
BasedHarvard, MASSACHUSETTS
CIK1603978
Accession0001603978-25-000074

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More on the people and the money behind AQUABOUNTY TECHNOLOGIES INC, from the filings we hold.

Raised through the same sales agent

Univest Securities, LLC received sales compensation on this raise and on 3 other raises we hold, nearest in date first:

More raises like this

Agriculture raises filed within 90 days of this one, largest first.

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What the filing shows about AQUABOUNTY TECHNOLOGIES INC

  • 9 investors had already put money in when it filed.
  • The filing names 5 people as officers, directors or promoters.

Only in the Full Report: Who Runs It, And How To Reach Them · Warning Bells · Who Pays Them, And Who They Are Up Against.

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Who the filing names, and in what role

The filing gives AQUABOUNTY TECHNOLOGIES INC's address as 233 Ayer Road, Suite 4, Harvard, MA 01451.

What the filing says

  • Offered: $4,000,000. Sold: $4,000,000. Left to sell: nothing, all of it is sold. (filing)
  • Investors: 9 had already invested. (filing)
  • Date of first sale: October 28, 2025. (filing)
  • Types of securities: Debt. (filing)
  • Item 16: the filing reports that none of the proceeds goes to executive officers, directors or promoters. (filing)
  • On sales commissions and finders' fees: the filing adds “Univest Securities, LLC acted as the placement agent in connection with the offering and will receive a sales commission equal to 7% of the gross proceeds.” (filing)

This is the company's own disclosure. A payment disclosed on a Form D is a disclosed use of proceeds, not a finding of wrongdoing.

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Is AQUABOUNTY TECHNOLOGIES INC a real, registered company?

AQUABOUNTY TECHNOLOGIES INC is a registered filer with the SEC (CIK 1603978) and has filed since 2025-11-04. 3 filings are on record, the latest on 2026-07-01.

A filing shows the company exists and what it reports about itself. It is not an audit or a rating.

Who runs AQUABOUNTY TECHNOLOGIES INC?

AQUABOUNTY TECHNOLOGIES INC's Form D of 2025-11-04 names David Frank, Sylvia Wulf, Graydon Bensler and 2 more as its officers, directors or promoters.

How much has AQUABOUNTY TECHNOLOGIES INC raised?

Its new offerings report $11.07M sold across 3 offerings, as its own filings state.

Filing history · 3 filings on this registrant
Form D · 2025-11-04 · $4M · this pageForm D · 2026-04-15 · $4.82MForm D · 2026-07-01 · $2.25M 2025-11-04 2026-07-01

Each marker is one filing. The larger marker is the filing this page is about.

Agriculture · by week
This raise, $4M, filed week of Nov 3

Trailing twelve months. 107 filings in Agriculture, totalled by week. The dot is this raise, $4M, on the same scale — one filing against the whole group's total, so it sits low by construction.

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What the filing shows about AQUABOUNTY TECHNOLOGIES INC

  • 9 investors had already put money in when it filed.
  • The filing names 5 people as officers, directors or promoters.

Only in the Full Report: Who Runs It, And How To Reach Them · Warning Bells · Who Pays Them, And Who They Are Up Against.

Example from a real report (our sample on Target): “Target eliminated approximately 1,800 corporate positions, with around 1,000 employees receiving layoff notices and the remainder accounted for by eliminating open roles.” Source: NBC News

A Full Report on AQUABOUNTY TECHNOLOGIES INC: verified, sourced, every claim cited, ready in a few minutes. See pricing.

What the Full Report on AQUABOUNTY TECHNOLOGIES INC covers

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  2. Which Company This Is

  3. What They Do, And How The Money Works

  4. Who Runs It, And How To Reach Them

  5. The Money: Funding, Valuation, Runway

  6. Who Pays Them, And Who They Are Up Against

  7. Warning Bells

  8. Sources

    1 cited source found

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Sourced from the filing index on sec.gov.

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AQUABOUNTY TECHNOLOGIES INC: Raised $4M, Form D filed 2025-11-04
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Permanent URL: https://mentionfox.com/funding/aquabounty-technologies-inc-form-d-25000001
Last updated 2026-10-29
Primary record: SEC filing 1 · SEC filing 2
AQUABOUNTY TECHNOLOGIES INC raised $4M — SEC Form D filing, November 2025. MentionFox, 2026-10-29. https://mentionfox.com/funding/aquabounty-technologies-inc-form-d-25000001