TOP Financial Group Ltd filed 1 current report with the SEC under Item 5.02, which covers directors and officers leaving or being appointed, the latest on 2026-09-21. Between them they name 2 people, with 1 appointment and 3 departures. Each change below is quoted from the filing and linked to it.
Every change, newest first
Departing: Ka Fai Yuen, Director
Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers On September 21, 2026, Mr. Ka Fai Yuen resigned as a director of TOP Financial Group Limited (the "Company").
Departing: Hoi Ling Jennifer Tam, Chief Operating Officer, effective 2026-09-21
Effective September 21, 2026, Ms. Hoi Ling Jennifer Tam resigned as the Chief Operating Officer of the Company.
Appointed: Hoi Ling Jennifer Tam, Chief Executive Officer, effective 2026-09-21
Effective September 21, 2026, the Board of Directors (the "Board") of the Company, upon the recommendation of the Nominating Committee of the Board, appointed Ms. Hoi Ling Jennifer Tam as a director and co-Chief Executive Officer of the Company.
Departing: Ka Fai Yuen, Chief Executive Officer, effective 2026-09-21
Effective September 21, 2026, in connection with the appointment of Ms. Tam as co-Chief Executive Officer, Mr. Ka Fai Yuen ceased to serve as the sole Chief Executive Officer of the Company and began serving as co-Chief Executive Officer of the Company. 1
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Where this comes from
A public company must file a current report on Form 8-K with the SEC within four business days when a director leaves or is elected, or when its chief executive, chief financial, chief accounting or chief operating officer, or another named executive, departs or is appointed. That disclosure goes under Item 5.02 of the report.
Every change on this page is taken from one of those filings and quoted in the company's own words, with a link to the filing, so it can be checked at the source. Where a filing names the person, the role and the date a change takes effect, they are shown beside the quote. Where it does not, the quote stands on its own. A filing states what changed; it rarely states why, and neither does this page.