Hoi Ling Jennifer Tam was named Chief Executive Officer of TOP Financial Group Ltd, succeeding Ka Fai Yuen, effective September 21, 2026. As of November 6, 2026, TOP Financial Group Ltd has reported 3 leadership change filings to the SEC under Item 5.02 of Form 8-K, from September 21, 2026 to October 9, 2026, naming 4 appointments and 3 departures (Form 8-K, September 21, 2026).
TOP Financial Group Ltd named a new Chief Executive Officer on Sep 21. 30 companies changed executives this week.
Companies that just changed executives, and the new executive. Before you unlock: the company, the change and what is inside. After: the executive named with their role, how to reach the company, and a person's email only when we found one.
| John Hancock Comvest Private Income Fund | named a new Chief Financial Officer | |
| Bain Capital Specialty Finance, Inc. | named a new Director | |
| Azora Therapeutics, Inc. (DE) | named a new Director | |
| LASE Corp. | named a new Director | |
| Century Communities, Inc. | named a new Executive Chairman |
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Key facts
- · In / out: In · Person: Dean Huge · Role: Director · Effective: 2026-10-08 · 8-K, 2026-10-09
- · In / out: Reported · Person: not named in the filing · 8-K, 2026-09-29
- · In / out: Out · Person: Ka Fai Yuen · Role: Director · 8-K, 2026-09-21
TOP Financial Group Ltd reported changes in 3 filings among its directors and officers to the SEC on Form 8-K, Item 5.02, from 2026-09-21 to 2026-10-09. They name 4 people, with 4 appointments and 3 departures. Every row below is cited to the filing it comes from, and this page adds each new change as TOP Financial Group Ltd files it.
Also on the record for TOP Financial Group Ltd
| Date | Record | Figure | Our page | Source |
|---|---|---|---|---|
| July 30, 2026 | Stake report, Schedule 13D, by Junli Yang | 17.1% of the class | 5%+ stakes | Source |
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More on TOP Financial Group Ltd and the records around it.
TOP Financial Group Ltd elsewhere on the record
- 5%+ stake filings Jul 2026
- Who owns it
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Timeline
| Filed | In / out | Person | Role | Effective | Source |
|---|---|---|---|---|---|
| 2026-10-09 | In | Director | 2026-10-08 | 8-K, 2026-10-09 | |
| 2026-10-09 | In | Director | 2026-10-08 | 8-K, 2026-10-09 | |
| 2026-10-09 | In | 8-K, 2026-10-09 | |||
| 2026-09-29 | Reported | not named in the filing | 8-K, 2026-09-29 | ||
| 2026-09-21 | Out | Director | 8-K, 2026-09-21 | ||
| 2026-09-21 | Out | Chief Operating Officer | 2026-09-21 | 8-K, 2026-09-21 | |
| 2026-09-21 | In | Chief Executive Officer | 2026-09-21 | 8-K, 2026-09-21 | |
| 2026-09-21 | Out | Chief Executive Officer | 2026-09-21 | 8-K, 2026-09-21 |
Who leads TOP Financial Group Ltd, as last reported?
For each role that changed in the filings below, the most recent change reported. A role that did not change in these filings is not listed.
- Director: Dean Huge, appointed, effective 2026-10-08 (filed 2026-10-09).
- Chief Executive Officer: Hoi Ling Jennifer Tam, appointed, effective 2026-09-21 (filed 2026-09-21).
- Chief Operating Officer: Hoi Ling Jennifer Tam, departure reported, effective 2026-09-21 (filed 2026-09-21). No successor is named in these filings.
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Appointed: Dean Huge, Director, effective 2026-10-08
On October 8, 2026, the Board of Directors (the "Board") of TOP Financial Group Limited (the "Company"), upon the recommendation of the Nominating and Corporate Governance Committee of the Board, increased the size of the Board from five to seven directors and appointed Mr. Dean Huge as an independent director of the Company, effective October 8, 2026.
Appointed: Yuli Yan, Director, effective 2026-10-08
On October 8, 2026, the Board, upon the recommendation of the Nominating and Corporate Governance Committee of the Board, appointed Ms. Yuli Yan as an executive director of the Company, effective October 8, 2026.
Appointed: Yuli Yan
In connection with the appointment, the Company entered into an employment agreement with Ms. Yan dated October 8, 2026 (the "Employment Agreement"), pursuant to which Ms. Yan will serve as Project Manager of TOP AI Inc., a Texas corporation and a subsidiary of the Company, for an initial term of one year, automatically renewable for successive one-year terms unless either party gives three months' prior written notice.
- Mr. Huge was also appointed as a member of each of the Audit Committee, the Compensation Committee and the Nominating and Corporate Governance Committee of the Board.
- Mr. Huge, age 70, has over 35 years of experience in corporate finance, investment banking and executive leadership.
- Since June 2026, Mr. Huge has served as Chief Executive Officer and a board member of Belgra Fintech Holdings Limited, and since May 2025 he has served as Chief Executive Officer and a board member of London Gold LLC.
- From February 2022 to December 2024, he served as Chief Executive Officer of Innovation Beverage Group Limited (Nasdaq: IBG), which he led through its initial public offering and listing on Nasdaq in 2024.
- From May 2017 to January 2022, he served as Chief Financial Officer of Splash Beverage Group, Inc. (NYSE: SBEV), where he oversaw its SEC reporting and capital raising.
- Earlier in his career, Mr. Huge served as Chief Executive Officer and Chief Financial Officer of D&H Energy Development, Interim Chief Financial Officer of Medi+Sure Canada, Inc., Chief Financial Officer and a director of Discovery Gold Corporation, and in financial and operating roles at Catalyst Energy Corporation and Bank Paribas.
- Mr. Huge holds a Bachelor of Science in Accounting and a Bachelor of Science in Finance from Southern Illinois University.
Reported
On September 25, 2026, TOP Financial Group Limited, a Cayman Islands exempted company (the "Company"), entered into amended appointment letters (the "Amended Appointment Letters") with each of its independent non-executive directors, Anthony S. Chan, Mau Chung Ng, and Mei Cai (collectively, the "Independent Directors").
- Each Amended Appointment Letter supersedes and replaces in its entirety the original appointment letter dated May 5, 2021 that became effective on May 31, 2022 (the "Original Appointment Letters").
- Under the Original Appointment Letters, each Independent Director was entitled to receive total annual compensation of $50,000, consisting of (i) $30,000 per annum in cash, paid quarterly in arrears, and (ii) $20,000 per annum payable by issuance of the Company's Class A ordinary shares, par value US$0.001 per share (the "Class A Ordinary Shares"), vesting in four equal quarterly installments.
- Pursuant to the Amended Appointment Letters, effective as of October 1, 2026, the share-based compensation component has been replaced by an additional cash payment of US$20,000 per annum to each Independent Director, such that each Independent Director's total annual cash compensation is US$50,000.
- The Company has no further obligation to issue Class A Ordinary Shares to the Independent Directors.
Departing: Ka Fai Yuen, Director
Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers On September 21, 2026, Mr. Ka Fai Yuen resigned as a director of TOP Financial Group Limited (the "Company").
Departing: Hoi Ling Jennifer Tam, Chief Operating Officer, effective 2026-09-21
Effective September 21, 2026, Ms. Hoi Ling Jennifer Tam resigned as the Chief Operating Officer of the Company.
Appointed: Hoi Ling Jennifer Tam, Chief Executive Officer, effective 2026-09-21
Effective September 21, 2026, the Board of Directors (the "Board") of the Company, upon the recommendation of the Nominating Committee of the Board, appointed Ms. Hoi Ling Jennifer Tam as a director and co-Chief Executive Officer of the Company.
Departing: Ka Fai Yuen, Chief Executive Officer, effective 2026-09-21
Effective September 21, 2026, in connection with the appointment of Ms. Tam as co-Chief Executive Officer, Mr. Ka Fai Yuen ceased to serve as the sole Chief Executive Officer of the Company and began serving as co-Chief Executive Officer of the Company. 1
- Mr. Yuen's resignation was not the result of any disagreement with the Company on any matter relating to the Company's operations, policies, or practices.
- Ms. Tam's resignation as Chief Operating Officer was in connection with her appointment as a director and co-Chief Executive Officer of the Company, as described below.
- Ms. Tam, age 49, has served as the Company's Chief Operating Officer since February 1, 2021.
- She has more than 15 years of marketing and operations experience in the financial services industry.
- Ms. Tam has served as the operation and settlement manager of Zhong Yang Securities Limited, a subsidiary of the Company, since May 2017, where her responsibilities include monitoring operations and daily settlement, reconciliation, transaction substantiation and record keeping, and overseeing transactions to ensure compliance with investment policies, internal guidelines and applicable regulatory requirements.
- She served as a manager of the Wealth Management Division of Kaiser Financial Group Company Limited from January 2017 to April 2017 and as an assistant manager of that division from July 2016 to January 2017.
- From April 2012 to September 2016, she served as an assistant unit manager at MassMutual Asia Limited, and she previously worked for South China Financial Holdings Limited beginning in September 2006.
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Where this comes from
A public company must file a current report on Form 8-K with the SEC within four business days when a director leaves or is elected, or when its chief executive, chief financial, chief accounting or chief operating officer, or another named executive, departs or is appointed. That disclosure goes under Item 5.02 of the report.
Every change on this page is taken from one of those filings and quoted in the company's own words, with a link to the filing, so it can be checked at the source. Where a filing names the person, the role and the date a change takes effect, they are shown beside the quote. Where it does not, the quote stands on its own. A filing states what changed; it rarely states why, and neither does this page.