Michael Regan was named Chief Operating Officer of SHF Holdings, Inc. As of November 6, 2026, SHF Holdings, Inc. has reported 4 leadership change filings to the SEC under Item 5.02 of Form 8-K, from April 24, 2026 to July 16, 2026, naming 3 appointments and 2 departures (Form 8-K, July 16, 2026).
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Key facts
- · In / out: In · Person: Michael Regan · Role: Chief Operating Officer · 8-K, 2026-07-16
- · In / out: Out · Person: Douglas Beck · Role: Principal Accounting Officer · Effective: 2026-07-31 · 8-K, 2026-07-13
- · In / out: Reported · Person: not named in the filing · 8-K, 2026-05-11
- · In / out: Out · Person: Sundie Seefried · Role: Director · 8-K, 2026-04-24
SHF Holdings, Inc. reported changes in 4 filings among its directors and officers to the SEC on Form 8-K, Item 5.02, from 2026-04-24 to 2026-07-16. They name 5 people, with 3 appointments and 2 departures. Every row below is cited to the filing it comes from, and this page adds each new change as SHF Holdings, Inc. files it.
Also on the record for SHF Holdings, Inc.
| Date | Record | Figure | Our page | Source |
|---|---|---|---|---|
| August 11, 2026 | Stake report, Schedule 13G/A, by M3 Funds, LLC | 4.77% of the class | 5%+ stakes | Source |
| December 30, 2025 | Stake report, Schedule 13G, by M3 Funds, LLC | 10% of the class | 5%+ stakes | Source |
| November 14, 2025 | Stake report, Schedule 13G/A, by M3 Funds, LLC | 3.84% of the class | 5%+ stakes | Source |
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More on SHF Holdings, Inc. and the records around it.
SHF Holdings, Inc. elsewhere on the record
Companies that share a holder
- M3 Funds, LLC also filed stake reports on 12 other companies: AerSale Corp. (Oct 2026), FIRST NORTHERN COMMUNITY BANCORP (Aug 2026), BANKFINANCIAL CORP (Feb 2026)
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Timeline
| Filed | In / out | Person | Role | Effective | Source |
|---|---|---|---|---|---|
| 2026-07-16 | In | Chief Operating Officer | 8-K, 2026-07-16 | ||
| 2026-07-13 | Out | Principal Accounting Officer | 2026-07-31 | 8-K, 2026-07-13 | |
| 2026-05-11 | Reported | not named in the filing | 8-K, 2026-05-11 | ||
| 2026-04-24 | Out | Director | 8-K, 2026-04-24 | ||
| 2026-04-24 | In | Director | 8-K, 2026-04-24 | ||
| 2026-04-24 | In | Director | 8-K, 2026-04-24 |
Who leads SHF Holdings, Inc., as last reported?
For each role that changed in the filings below, the most recent change reported. A role that did not change in these filings is not listed.
- Principal Accounting Officer: Douglas Beck, departure reported, effective 2026-07-31 (filed 2026-07-13). No successor is named in these filings.
- Chief Operating Officer: Michael Regan, appointed (filed 2026-07-16).
- Director: Sundie Seefried, departure reported (filed 2026-04-24). No successor is named in these filings.
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Find candidates like Chief Operating Officer at SHF Holdings, Inc.Every change, in the filing's words
Appointed: Michael Regan, Chief Operating Officer
On July 15, 2026, the board of directors of SHF Holdings, Inc. (the "Company") appointed Michael Regan as the Company's Chief Operating Officer and Secretary.
- On September 30, 2025, Mr. Regan participated in the Company's offering of Series B Convertible Preferred Stock (the "Related Party Transaction").
Departing: Douglas Beck, Principal Accounting Officer, effective 2026-07-31
On July 7, 2026, Douglas Beck, the Principal Accounting Officer and Senior Vice President of Finance, Controller of SHF Holdings, Inc. (the "Company"), informed the Company of his decision to resign from his roles at the Company effective July 31, 2026.
- Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers.
- Mr. Beck's departure is not the result of any disagreement with the Company on any matter relating to its operations, policies or practices.
Reported
Mr. Klimas was also appointed as the chairman of the Nominating and Corporate Governance Committee.
- Richard Carleton On May 8, 2026, Richard Carleton informed the board of directors (the "Board") of SHF Holdings, Inc. (the "Company") of his decision not to be considered for reelection to the Board at the Company's 2026 annual meeting of stockholders.
- Mr. Carleton's decision is not the result of any disagreement with the Company on any matter relating to its operations, policies or practices.
- Tyler Klimas As previously disclosed, the Board appointed Tyler Klimas as a director on April 22, 2026, effective immediately.
- On May 8, 2026, Mr. Klimas was appointed to each of the Audit Committee, the Compensation Committee, and the Nominating and Corporate Governance Committee of the Board.
- Sean Tonner As previously disclosed, the Board appointed Sean Tonner as a director on April 22, 2026, effective immediately.
- On May 8, 2026, Mr. Tonner was appointed to each of the Compensation Committee and the Nominating and Corporate Governance Committee of the Board.
- Mr. Tonner was also appointed as the chairman of the Compensation Committee.
Departing: Sundie Seefried, Director
Sundie Seefried On April 20, 2026, Sundie Seefried tendered her resignation as a member of the Board of Directors (the "Board") of the Company, effective immediately.
Appointed: Tyler Klimas, Director
Tyler Klimas On April 22, 2026, the Board appointed Tyler Klimas as a Class III director, effective immediately, in connection with Ms. Seefried's resignation.
Appointed: Sean Tonner, Director
Sean Tonner On April 22, 2026, the Board appointed Sean Tonner as a Class II director, effective immediately, in connection with the Board Increase (as defined below).
- Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers.
- Ms. Seefried's departure is not the result of any disagreement with the Company on any matter relating to its operations, policies or practices.
- At this time, Mr. Klimas has not been appointed to any Board committees.
- Mr. Klimas, age 40, brings extensive experience in cannabis regulation, public policy and industry advisory fields.
- He has served as the founder of Leaf Street Strategies, a consulting firm focused on market strategy, regulatory engagement, issue advocacy and public relations in cannabis and hemp, since December 2023.
- Prior to this, Mr. Klimas served as executive director of the Nevada Cannabis Compliance Board from October 2019 to December 2023, where he led the agency's creation and oversight of Nevada's medical and adult-use cannabis markets.
- He is also a co-founder of the Cannabis Regulators Association (CANNRA), a nonprofit organization of chief cannabis regulators spanning more than 45 U.S. states and territories, Canada and the Netherlands.
- Mr. Klimas earned a bachelor's degree in political science from the University of Nevada, Las Vegas.
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Where this comes from
A public company must file a current report on Form 8-K with the SEC within four business days when a director leaves or is elected, or when its chief executive, chief financial, chief accounting or chief operating officer, or another named executive, departs or is appointed. That disclosure goes under Item 5.02 of the report.
Every change on this page is taken from one of those filings and quoted in the company's own words, with a link to the filing, so it can be checked at the source. Where a filing names the person, the role and the date a change takes effect, they are shown beside the quote. Where it does not, the quote stands on its own. A filing states what changed; it rarely states why, and neither does this page.