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Leadership changes · SAJ · SEC Form 8-K, Item 5.02

Leadership changes at Saratoga Investment Corp. (2026)

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Who joined and who left Saratoga Investment Corp. (SAJ)? 3 appointments and 1 departure reported from 2026-08-06 to 2026-09-18, each cited to the company's own filing.

Henri J. Steenkamp's departure as Chief Financial Officer of Saratoga Investment Corp. was reported, effective October 31, 2026; the filing names no successor. As of November 6, 2026, Saratoga Investment Corp. has reported 2 leadership change filings to the SEC under Item 5.02 of Form 8-K, from August 6, 2026 to September 18, 2026, naming 3 appointments and 1 departure (Form 8-K, September 18, 2026).

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Changes4
In (appointed)3
Out (departing)1
Latest filing2026-09-18

Saratoga Investment Corp. reported changes in 2 filings among its directors and officers to the SEC on Form 8-K, Item 5.02, from 2026-08-06 to 2026-09-18. They name 4 people, with 3 appointments and 1 departure. Every row below is cited to the filing it comes from, and this page adds each new change as Saratoga Investment Corp. files it.

Timeline

FiledIn / outPersonRoleEffectiveSource
2026-09-18OutChief Financial Officer2026-10-318-K, 2026-09-18
2026-09-18InChief Accounting Officer8-K, 2026-09-18
2026-09-18InChief Compliance Officer8-K, 2026-09-18
2026-08-06InDirector8-K, 2026-08-06

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Who leads Saratoga Investment Corp., as last reported?

For each role that changed in the filings below, the most recent change reported. A role that did not change in these filings is not listed.

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Every change, in the filing's words

Filed 2026-09-18 · 8-K

Departing: Henri J. Steenkamp, Chief Financial Officer, effective 2026-10-31

On September 16, 2026, Henri J. Steenkamp notified the Board of Directors (the " Board ") of Saratoga Investment Corp. (the " Company ") that he was stepping down as the Chief Financial Officer, Chief Compliance Officer, Treasurer and Secretary of the Company for health-related reasons, effective as of October 31, 2026 (the " Effective Date ").

Appointed: Christine Ramdihal, Chief Accounting Officer

On September 18, 2026, the Board promoted Christine Ramdihal, the Controller of the Company, to the positions of Chief Accounting Officer and Treasurer of the Company, effective as of the Effective Date.

Appointed: Rochelle Kracoff, Chief Compliance Officer

There are no current or proposed transactions between the Company and Ms. Ramdihal or her immediate family members that would require disclosure under Item 404(a) of Regulation S-K. On September 18, 2026, the Board also promoted Rochelle Kracoff, the Assistant Chief Compliance Officer and Treasury Manager of the Company, to the positions of Chief Compliance Officer and Secretary of the Company, effective as of the Effective Date.

Also stated in this filing

  • Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangement of Certain Officers.
  • Mr. Steenkamp will continue to support the Company in a consulting capacity following the transition, providing continuity and institutional knowledge as the Company implements its expanded leadership structure.
  • Mr. Steenkamp also will continue to serve as a member of the Board and the Chief Financial Officer of the Company's small business investment company subsidiaries, where he will continue to contribute his long-standing knowledge of the Company's business, investment platform, governance practices and strategic priorities.
  • Mr. Steenkamp did not express any disagreement on any matter relating to the Company's operations, policies or practices.
  • As of the Effective Date, Ms. Ramdihal will be the Company's principal financial officer.
Filed 2026-08-06 · 8-K

Appointed: Scott E. Zoellner, Director

On August 5, 2026, the Board of Directors (the "Board") of Saratoga Investment Corp. (the "Company") increased the size of the Board from five to six members and appointed Scott E. Zoellner as a director of the Company for a term expiring at the Company's 2027 annual meeting of stockholders, effective immediately.

Also stated in this filing

  • - Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
  • The Board also determined that Mr. Zoellner is not an "interested person" (as defined in Section 2(a)(19) of the Investment Company Act of 1940, as amended) of the Company and is independent in accordance with the NYSE rules.
  • The Board appointed Mr. Zoellner to its audit committee, its compensation committee, and its nominating and corporate governance committee.
  • At Niobrara Mr. Zoellner serves on the investment committee, oversees the administrative and finance functions of the firm and leads all capital markets activities.
  • Prior to 2025, Mr. Zoellner was a Partner at AEA Investors LP for 21 years, serving as Chief Operating Officer and Group Head of the Private Debt Group and a member of the Investment Committees for the firm's junior capital and senior debt strategies.
  • His responsibilities included serving as an observer on several portfolio company boards.
  • In 2022 Mr. Zoellner was named Head of Capital Markets for AEA Investors' private equity groups.
  • Prior to AEA, Mr. Zoellner was a Managing Director in Leveraged Finance Investment Banking at Credit Suisse (now UBS).
  • Mr. Zoellner received a B.A. in economics and political science from Trinity College and an M.B.A. from the NYU Stern School of Business.

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Where this comes from

A public company must file a current report on Form 8-K with the SEC within four business days when a director leaves or is elected, or when its chief executive, chief financial, chief accounting or chief operating officer, or another named executive, departs or is appointed. That disclosure goes under Item 5.02 of the report.

Every change on this page is taken from one of those filings and quoted in the company's own words, with a link to the filing, so it can be checked at the source. Where a filing names the person, the role and the date a change takes effect, they are shown beside the quote. Where it does not, the quote stands on its own. A filing states what changed; it rarely states why, and neither does this page.

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Cite this page

Permanent URL: https://mentionfox.com/executive-changes/saratoga-investment
Last updated 2026-11-06
Primary record: SEC filing 1 · SEC filing 2
Saratoga Investment Corp.: CFO Henri J. Steenkamp departs. MentionFox, 2026-11-06. https://mentionfox.com/executive-changes/saratoga-investment