As of November 6, 2026, Gladstone Investment Corporation\De has reported 3 leadership change filings to the SEC under Item 5.02 of Form 8-K, from June 2, 2026 to October 26, 2026 (Form 8-K, October 26, 2026).
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Key facts
- · In / out: Reported · Person: not named in the filing · 8-K, 2026-10-26
- · In / out: Reported · Person: not named in the filing · 8-K, 2026-10-01
- · In / out: Reported · Person: not named in the filing · 8-K, 2026-06-02
Gladstone Investment Corporation\De reported changes in 3 filings among its directors and officers to the SEC on Form 8-K, Item 5.02, from 2026-06-02 to 2026-10-26. Every row below is cited to the filing it comes from, and this page adds each new change as Gladstone Investment Corporation\De files it.
Timeline
| Filed | In / out | Person | Role | Effective | Source |
|---|---|---|---|---|---|
| 2026-10-26 | Reported | not named in the filing | 8-K, 2026-10-26 | ||
| 2026-10-01 | Reported | not named in the filing | 8-K, 2026-10-01 | ||
| 2026-06-02 | Reported | not named in the filing | 8-K, 2026-06-02 |
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Reported
On October 22, 2026, Walter H. Wilkinson Jr. notified Gladstone Investment Corporation (the "Company") that he is resigning from the Company's Board of Directors, effective immediately.
- Mr. Wilkinson has served as a director since 2014 and as Lead Independent Director since 2024.
- The Board has elected George "Chip" Stelljes, III to succeed Mr. Wilkinson as Lead Independent Director, effective October 26, 2026.
- Following Mr. Wilkinson's resignation, the Board fixed the number of directors at seven, effective October 26, 2026.
Reported
On October 1, 2026, the appointment of Erika Highland as President of Gladstone Investment Corporation (the "Company"), which was previously announced on March 23, 2026, became effective.
- As of the same date, David Dullum stepped down as President of the Company and continues to serve as its Chief Executive Officer.
- Ms. Highland, age 46, served as the Company's Executive Vice President from March 2026 until September 30, 2026 and as Senior Managing Director from October 2023 until March 2026.
- She joined the Gladstone Companies in August 2005 and has led the investment activities for numerous portfolio companies, including sourcing, transaction execution, portfolio management, and exit.
- In addition, Ms. Highland has served, and continues to serve, on the boards of directors of various past and current portfolio companies.
- Prior to joining the Gladstone Companies, Ms. Highland worked at Wells Fargo Retail Finance and A.G. Edwards in investment banking.
- Ms. Highland holds a Bachelor of Science in Business Administration, with a concentration in Finance, from Boston College.
Reported
On June 1, 2026, the Board of Directors (the "Board") of Gladstone Investment Corporation (the "Company") elected George "Chip" Stelljes, III to the Board, effective June 1, 2026.
- Mr. Stelljes will join the 2028 class of Directors for the Company as an independent director, with a term expiring at the Company's 2028 annual meeting of stockholders.
- The Board has also named Mr. Stelljes to its Compensation Committee, its Ethics, Nominating and Corporate Governance Committee, and its Valuation Committee.
- Mr. Stelljes will be compensated on a pro-rated basis for his service on the Board in accordance with the Company's compensation program for independent directors, as will be set forth in the Company's proxy statement for its 2026 annual meeting of stockholders.
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Where this comes from
A public company must file a current report on Form 8-K with the SEC within four business days when a director leaves or is elected, or when its chief executive, chief financial, chief accounting or chief operating officer, or another named executive, departs or is appointed. That disclosure goes under Item 5.02 of the report.
Every change on this page is taken from one of those filings and quoted in the company's own words, with a link to the filing, so it can be checked at the source. Where a filing names the person, the role and the date a change takes effect, they are shown beside the quote. Where it does not, the quote stands on its own. A filing states what changed; it rarely states why, and neither does this page.