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Leadership changes · BRTX · SEC Form 8-K, Item 5.02

Leadership changes at BioRestorative Therapies, Inc. (2026)

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Who joined and who left BioRestorative Therapies, Inc. (BRTX)? 5 appointments and 1 departure reported from 2026-06-12 to 2026-09-11, each cited to the company's own filing.

Mika Grasso was named Chief Executive Officer of BioRestorative Therapies, Inc. As of November 6, 2026, BioRestorative Therapies, Inc. has reported 4 leadership change filings to the SEC under Item 5.02 of Form 8-K, from June 12, 2026 to September 11, 2026, naming 5 appointments and 1 departure (Form 8-K, September 2, 2026).

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Key facts

  • · In / out: Reported · Person: not named in the filing · 8-K, 2026-09-11
  • · In / out: In · Person: Mika Grasso · Role: Chief Executive Officer · 8-K, 2026-09-02
  • · In / out: Out · Person: David Rosa · Role: Director · 8-K, 2026-07-16
  • · In / out: In · Person: Mika Grasso · Role: Director · 8-K, 2026-06-12
Changes7
In (appointed)5
Out (departing)1
Latest filing2026-09-11

BioRestorative Therapies, Inc. reported changes in 4 filings among its directors and officers to the SEC on Form 8-K, Item 5.02, from 2026-06-12 to 2026-09-11. They name 5 people, with 5 appointments and 1 departure. Every row below is cited to the filing it comes from, and this page adds each new change as BioRestorative Therapies, Inc. files it.

Also on the record for BioRestorative Therapies, Inc.

DateRecordFigureOur pageSource
August 3, 2026Stake report, Schedule 13G/A, by Alta Partners LLC4.9% of the class5%+ stakesSource
May 15, 2026Stake report, Schedule 13G/A, by Auctus Fund, LLC9.9% of the class5%+ stakesSource
February 23, 2026Stake report, Schedule 13G/A, by Morrison Todd Hale—5%+ stakesSource
February 18, 2026Stake report, Schedule 13G, by Mitchell P. Kopin4.1% of the class5%+ stakesSource
February 17, 2026Stake report, Schedule 13G/A, by Auctus Fund, LLC9.9% of the class5%+ stakesSource
February 13, 2026Stake report, Schedule 13G, by Alta Partners LLC7.7% of the class5%+ stakesSource
December 19, 2025Stake report, Schedule 13G/A, by Morrison Todd Hale7.7% of the class5%+ stakesSource
October 9, 2025Form D, private offering$1.40M soldForm D pageSource
August 14, 2025Stake report, Schedule 13G/A, by Auctus Fund, LLC9.9% of the class5%+ stakesSource

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Timeline

FiledIn / outPersonRoleEffectiveSource
2026-09-11Reportednot named in the filing8-K, 2026-09-11
2026-09-02InChief Executive Officer8-K, 2026-09-02
2026-09-02InChairman of the Board8-K, 2026-09-02
2026-07-16OutDirector8-K, 2026-07-16
2026-07-16InChief Executive Officer2026-07-138-K, 2026-07-16
2026-07-16InDirector8-K, 2026-07-16
2026-06-12InDirector8-K, 2026-06-12

Who leads BioRestorative Therapies, Inc., as last reported?

For each role that changed in the filings below, the most recent change reported. A role that did not change in these filings is not listed.

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Every change, in the filing's words

Filed 2026-09-11 · 8-K

Reported

On September 4, 2026, BioRestorative Therapies, Inc. (the " Company ") received a notice of resignation from Mr. Silva from his employment with the Company, including as the Company's Vice President of Research and Development, and from each other position (if any) he held as an officer of the Company, effective immediately.

Also stated in this filing

  • If the resignation were ultimately determined to constitute a resignation for "Good Reason" within the meaning of the Employment Agreement, and the Employment Agreement was held to be valid and binding on the Company, Mr. Silva would assert entitlement to cash severance payments of approximately $1.29 million, acceleration of outstanding equity awards, and continuation of certain benefits.
  • The Board has acknowledged the resignation for corporate-records and disclosure purposes, effective as of the date set forth in the notice.
  • The Board has not accepted, and does not concede, the validity or effect of the Employment Agreement or the characterizations set forth in the resignation notice, including the assertions that a "Change in Control" occurred or that the resignation constitutes a resignation for "Good Reason," and the Company has reserved all of its rights, claims and defenses with respect thereto.
Filed 2026-09-02 · 8-K

Appointed: Mika Grasso, Chief Executive Officer

On August 26, 2026, the Board appointed Mika Grasso as the Company's Interim Chief Executive Officer, effective immediately.

Appointed: Steven Brown, Chairman of the Board

On September 1, 2026, the Board also appointed Mr. Brown as Chairman of the Board.

Also stated in this filing

  • Transition of Katharyn Field On August 26, 2026, Katharyn Field advised the Board that she wished to step aside as the Company's Interim Chief Executive Officer and Chief Financial Officer, and the Board accepted her request effective as of that date.
  • Ms. Field also ceased to serve as the Company's interim Chief Financial Officer and Treasurer effective August 27, 2026, upon the appointment of her successor as described below, and as Secretary effective August 26, 2026, and resigned as a member of the Board effective August 31, 2026.
  • Ms. Field's transition and resignation were not the result of any disagreement with the Company on any matter relating to the Company's operations, policies or practices.
  • In connection with her transition, the Company entered into a consulting agreement, dated as of August 27, 2026 (the "Field Consulting Agreement"), with EEAK Consulting LLC, a Wyoming limited liability company of which Ms. Field is a partner ("EEAK"), pursuant to which Ms. Field will provide advisory and transition services to the Company.
  • Under the Field Consulting Agreement, the Company will pay EEAK a monthly fee of $10,000 (plus applicable taxes), and EEAK is eligible to participate in incentive and equity-based compensation plans made available to the Company's management, subject to the terms of the applicable plan documents.
Filed 2026-07-16 · 8-K

Departing: David Rosa, Director

On July 11, 2026, David Rosa resigned as a director of the Company and from each committee of the Board of Directors of the Company (the "Board") on which he served, including the Compensation Committee, effective immediately.

Appointed: Katharyn Field, Chief Executive Officer, effective 2026-07-13

Effective July 13, 2026, the Board appointed Katharyn Field, a director of the Company, as an officer of the Company and, by unanimous written consent, the Board confirmed Ms. Field's appointment as Chief Executive Officer and President of the Company and, on an interim basis pending completion of the Board's search for a permanent Chief Financial Officer, as interim Chief Financial Officer, Treasurer and Secretary of the Company.

Appointed: Esha Randhawa, Director

On July 13, 2026, the Board elected Esha Randhawa as a Class II director of the Company, with a term expiring at the Company's 2028 annual meeting of stockholders, filling the vacancy created by Mr. Rosa's resignation, and, on July 14, 2026, the Board elected Steven Brown as a Class III director of the Company, with a term expiring at the Company's 2026 annual meeting of stockholders, filling the vacancy created by Mr. Alstodt's cessation of service as a director.

Also stated in this filing

  • As executed on May 27, 2026 and June 10, 2026, Section 9 of each Employment Agreement provided that, upon a "Change in Control" of the type described in clause (i) (acquisition of more than 50% of voting power) or clause (ii) (change in the majority of the incumbent Board) of the definition thereof, the executive would be entitled to receive the cash severance amount provided for in the Employment Agreement, and to accelerated vesting of all outstanding equity awards, whether or not the executive's employment terminated.
  • The Employment Agreement Amendments revised Section 9 of each Employment Agreement so that such payment and vesting provisions apply only upon a Change in Control of the type described in clause (iii) of the definition (in substance, a reorganization, merger or consolidation in which the Company's stockholders cease to hold a majority of the voting power, or a sale of all or substantially all of the Company's assets).
  • The Employment Agreement Amendments did not amend the definition of "Change in Control" or the definition of "Good Reason" in the Employment Agreements.
  • Mr. Rosa's resignation notice did not state any reason for his resignation, and his resignation was not, to the Company's knowledge, the result of any disagreement with the Company on any matter relating to the Company's operations, policies or practices.
Filed 2026-06-12 · 8-K

Appointed: Mika Grasso, Director

(d) On June 12, 2026, pursuant to the Revolving Loan Agreement, the remaining members of the Company's Board of Directors (the "Board") appointed Mika Grasso, Katharyn Field and Jatinder Dhaliwal (collectively, the "New Directors"), designees of the Lender, as directors of the Company.

Also stated in this filing

  • hereof with regard to the resignation of certain directors of the Company pursuant to the Revolving Loan Agreement and the appointment of certain new directors designated by the Lender.
  • (b) Effective June 11, 2026, pursuant to the Revolving Loan Agreement, Francisco Silva, Nickolay Kukekov and Patrick F. Williams resigned as directors of the Company.
  • Mr. Grasso was appointed as a Class II director whose term will expire at the Company's annual meeting of stockholders in 2028.
  • He has been appointed as Chair of the Audit Committee and a member of the Compensation Committee.
  • Ms. Field was appointed as a Class I director whose term will expire at the Company's annual meeting of stockholders in 2027.
  • She has been appointed as Chair of the Nominating Committee.
  • Mr. Dhaliwal was appointed as a Class III director whose term will expire at the Company's annual meeting of stockholders in 2026.
  • He has been appointed a member of the Audit Committee, Compensation Committee and Nominating Committee.

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Where this comes from

A public company must file a current report on Form 8-K with the SEC within four business days when a director leaves or is elected, or when its chief executive, chief financial, chief accounting or chief operating officer, or another named executive, departs or is appointed. That disclosure goes under Item 5.02 of the report.

Every change on this page is taken from one of those filings and quoted in the company's own words, with a link to the filing, so it can be checked at the source. Where a filing names the person, the role and the date a change takes effect, they are shown beside the quote. Where it does not, the quote stands on its own. A filing states what changed; it rarely states why, and neither does this page.

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Permanent URL: https://mentionfox.com/executive-changes/biorestorative-therapies
Last updated 2026-11-06
Primary record: SEC filing 1 · SEC filing 2 · SEC filing 3 · SEC filing 4
Who joined and who left BioRestorative Therapies, Inc.?. MentionFox, 2026-11-06. https://mentionfox.com/executive-changes/biorestorative-therapies