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Leadership changes · BABB · SEC Form 8-K, Item 5.02

Leadership changes at Bab, Inc. (2026)

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Who joined and who left Bab, Inc. (BABB)? 2 appointments reported from 2026-06-12 to 2026-07-01, each cited to the company's own filing.

George M. Ristau was appointed Director of Bab, Inc. As of November 6, 2026, Bab, Inc. has reported 2 leadership change filings to the SEC under Item 5.02 of Form 8-K, from June 12, 2026 to July 1, 2026, naming 2 appointments (Form 8-K, July 1, 2026).

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Changes3
In (appointed)2
Latest filing2026-07-01

Bab, Inc. reported changes in 2 filings among its directors and officers to the SEC on Form 8-K, Item 5.02, from 2026-06-12 to 2026-07-01. They name 1 person. Every row below is cited to the filing it comes from, and this page adds each new change as Bab, Inc. files it.

Also on the record for Bab, Inc.

DateRecordFigureOur pageSource
July 9, 2025Stake report, Schedule 13D/A, by Camelot Event-Driven Advisors LLC6.6% of the class5%+ stakesSource
July 9, 2025Stake report, Schedule 13G, by Camelot Event-Driven Advisors LLC6.6% of the class5%+ stakesSource

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Timeline

FiledIn / outPersonRoleEffectiveSource
2026-07-01InDirector8-K, 2026-07-01
2026-07-01In2026-07-018-K, 2026-07-01
2026-06-12Reportednot named in the filing8-K, 2026-06-12

Who leads Bab, Inc., as last reported?

For each role that changed in the filings below, the most recent change reported. A role that did not change in these filings is not listed.

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Every change, in the filing's words

Filed 2026-07-01 · 8-K

Appointed: George M. Ristau, Director

On July 1, 2026, the Board of Directors of BAB, Inc. (the "Company") elected George M. Ristau, Jr. to serve as a member of the Board of Directors, filling the vacancy created by the passing of James A. Lentz, and he will serve until the Company's 2027 Annual Meeting of Shareholders.

Appointed: George M. Ristau, effective 2026-07-01

Effective July 1, 2026, the Board of Directors also appointed Mr. Ristau to serve as a member of the Company's Audit Committee.

Also stated in this filing

  • Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers.
  • The Board determined that Mr. Ristau satisfies the applicable independence requirements for service on the Audit Committee under Rule 10A-3 of the Securities Exchange Act of 1934 and the OTCQB Corporate Governance Guidelines, to the extent applicable to the Company.
  • He received his Juris Doctor degree from Chicago-Kent College of Law, Illinois Institute of Technology, in 1976.
  • From 1976 to 1978, Mr. Ristau engaged in the general practice of law with Herbert, Owens and Kane.
  • From 1978 to 1980, he maintained a private law practice concentrating primarily in real estate law.
  • From 1979 to 1990, Mr. Ristau was actively involved in various real estate transactions as a licensed real estate broker.
  • From 1991 to 2000, he served as Broker/Owner of All Pro Real Estate Systems, Inc. Since 2000, Mr. Ristau has served as Broker/Owner of Weichert, Realtors - All Pro, Inc., which operates offices in Elmwood Park, Chicago, and Park Ridge, Illinois.
  • The Board of Directors believes that Mr. Ristau's extensive legal, real estate, management and business experience qualifies him to serve as a member of the Company's Board of Directors and Audit Committee.
Filed 2026-06-12 · 8-K

Reported

On June 11, 2026, BAB, Inc. (the "Company") and Geraldine Conn mutually agreed that, effective June 29, 2026, Ms. Conn will transition to a part-time role while continuing to serve as the Company's Chief Financial Officer and principal financial officer.

Also stated in this filing

  • In connection with her transition to a part-time role, Ms. Conn's salary will be adjusted to reflect her reduced work schedule.
  • Ms. Conn will continue to be responsible for the Company's financial reporting and will review and approve the Company's periodic reports, including its Quarterly Reports on Form 10-Q and Annual Reports on Form 10-K. In connection with this transition, the Company has engaged Sassetti, LLC, the Company's former independent registered public accounting firm, to provide outsourced accounting support services.
  • Personnel of Sassetti, LLC will assist the Company with the preparation of financial information and related accounting functions under the supervision of Ms. Conn.
  • Sassetti, LLC provides similar services to other clients and does not serve as the Company's independent registered public accounting firm.
  • Ms. Conn, in her capacity as Chief Financial Officer and principal financial officer, will continue to oversee the Company's accounting and financial reporting functions.

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Where this comes from

A public company must file a current report on Form 8-K with the SEC within four business days when a director leaves or is elected, or when its chief executive, chief financial, chief accounting or chief operating officer, or another named executive, departs or is appointed. That disclosure goes under Item 5.02 of the report.

Every change on this page is taken from one of those filings and quoted in the company's own words, with a link to the filing, so it can be checked at the source. Where a filing names the person, the role and the date a change takes effect, they are shown beside the quote. Where it does not, the quote stands on its own. A filing states what changed; it rarely states why, and neither does this page.

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Cite this page

Permanent URL: https://mentionfox.com/executive-changes/bab
Last updated 2026-11-06
Primary record: SEC filing 1 · SEC filing 2 · SEC filing 3 · SEC filing 4
Who joined Bab, Inc.? Leadership changes (2026). MentionFox, 2026-11-06. https://mentionfox.com/executive-changes/bab