Katherine Jones was named Chief Financial Officer of ArrowMark Financial Corp. As of November 6, 2026, ArrowMark Financial Corp. has reported one leadership change filing to the SEC under Item 5.02 of Form 8-K, on June 30, 2026, naming 1 appointment (Form 8-K, June 30, 2026).
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ArrowMark Financial Corp. reported a change among its directors and officers to the SEC on Form 8-K, Item 5.02, on 2026-06-30. It names 1 person. Every row below is cited to the filing it comes from, and this page adds each new change as ArrowMark Financial Corp. files it.
Also on the record for ArrowMark Financial Corp.
| Date | Record | Figure | Our page | Source |
|---|---|---|---|---|
| April 10, 2026 | Stake report, Schedule 13G/A, by ArrowMark Colorado Holdings, LLC | 9.14% of the class | 5%+ stakes | Source |
| January 15, 2026 | Stake report, Schedule 13G, by ArrowMark Colorado Holdings, LLC | 10.35% of the class | 5%+ stakes | Source |
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More on ArrowMark Financial Corp. and the records around it.
Companies that share a holder
- ArrowMark Colorado Holdings, LLC also filed stake reports on 9 other companies: PMV Pharmaceuticals, Inc. (Jul 2026), Sprout Social, Inc. (Apr 2026), CIMPRESS plc (Feb 2026)
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Timeline
| Filed | In / out | Person | Role | Effective | Source |
|---|---|---|---|---|---|
| 2026-06-30 | In | Chief Financial Officer | 8-K, 2026-06-30 |
Who leads ArrowMark Financial Corp., as last reported?
For each role that changed in the filings below, the most recent change reported. A role that did not change in these filings is not listed.
- Chief Financial Officer: Katherine Jones, appointed (filed 2026-06-30).
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Appointed: Katherine Jones, Chief Financial Officer
The Company has appointed Katherine Jones, 41, as Chief Financial Officer, effective as of the Effective Date.
- Departure of Certain Officers; Appointment of Certain Officers Effective June 30, 2026 (the "Effective Date"), Patrick Farrell has retired from his position as Chief Financial Officer of ArrowMark Financial Corp. (NASDAQ: BANX) (the "Company"), a closed-end investment company.
- Ms. Jones has been a key member of the ArrowMark Financial team since ArrowMark Partners assumed management of the Company in 2019.
- Over the past seven years, she has been integral to the operations of the Fund, demonstrating deep expertise and a sustained commitment to the Company's investment objectives and shareholder interests.
- Ms. Jones is not expected to receive any compensation from the Company for her services as its Chief Financial Officer.
- Further, Dana Staggs has resigned as President of the Company, effective as of the Effective Date.
- The Company issued a press release, dated June 30, 2026, announcing the changes to its executive officers.
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Where this comes from
A public company must file a current report on Form 8-K with the SEC within four business days when a director leaves or is elected, or when its chief executive, chief financial, chief accounting or chief operating officer, or another named executive, departs or is appointed. That disclosure goes under Item 5.02 of the report.
Every change on this page is taken from one of those filings and quoted in the company's own words, with a link to the filing, so it can be checked at the source. Where a filing names the person, the role and the date a change takes effect, they are shown beside the quote. Where it does not, the quote stands on its own. A filing states what changed; it rarely states why, and neither does this page.